| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 67,736,000 | 68,456,000 | 24.09% | ||
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 58,692,000 | 59,792,000 | 21.04% | PRN | |
| 3 | VICTORY CAPITAL MANAGEMENT INC | 26,237,914 | 26,516,000 | 9.33% | ||
| 4 | INCOME RESEARCH & MANAGEMENT | 25,327,000 | 25,596,000 | 9.01% | PRN | |
| 5 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 236,000 | 24,131,000 | 8.49% | ||
| 6 | LOOMIS SAYLES & CO L P | 518,701 | 11,562,000 | 4.07% | ||
| 7 | ZAZOVE ASSOCIATES LLC | 7,875,000 | 8,033,000 | 2.83% | PRN | |
| 8 | Lombard Odier Asset Management (Europe) Ltd | 6,000,000 | 6,086,000 | 2.14% | PRN | |
| 9 | GW CAPITAL INC | 5,695,000 | 5,756,000 | 2.03% | PRN | |
| 10 | LORD, ABBETT & CO. LLC | 5,346,000 | 5,423,000 | 1.91% | PRN | |
| 11 | THRIVENT FINANCIAL FOR LUTHERANS | 5,125,000 | 5,199,000 | 1.83% | ||
| 12 | Apollo Management Holdings, L.P. | 4,100,000 | 4,159,000 | 1.46% | PRN | |
| 13 | MANAGED ACCOUNT ADVISORS LLC | 3,418,000 | 3,454,000 | 1.22% | PRN | |
| 14 | MORGAN STANLEY | 3,268,000 | 3,317,000 | 1.17% | PRN | |
| 15 | BRAVE ASSET MANAGEMENT INC | 3,110,000 | 3,143,000 | 1.11% | ||
| 16 | CONNING INC. | 3,000,000 | 3,046,000 | 1.07% | PRN | |
| 17 | DEUTSCHE BANK AG\ | 2,656,000 | 2,684,000 | 0.94% | PRN | |
| 18 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,500,000 | 2,538,000 | 0.89% | PRN | |
| 19 | PRIVATE MANAGEMENT GROUP INC | 2,058,000 | 2,090,000 | 0.74% | ||
| 20 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,040,000 | 2,062,000 | 0.73% | PRN | |
| 21 | KEYBANK NATIONAL ASSOCIATION/OH | 1,739,000 | 1,757,000 | 0.62% | ||
| 22 | FIRST MANHATTAN CO. LLC. | 1,696,000 | 1,714,000 | 0.60% | PRN | |
| 23 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,621,000 | 0.57% | PRN | |
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,515,000 | 0.53% | PRN | |
| 25 | DEUTSCHE BANK AG\ | 875,000 | 884,000 | 0.31% | Put | PRN |
| 26 | BNP Paribas Asset Management Holding S.A. | 650,000 | 658,000 | 0.23% | PRN | |
| 27 | SUNTRUST BANKS INC | 502,000 | 507,000 | 0.18% | ||
| 28 | BARCLAYS PLC | 487,000 | 491,000 | 0.17% | PRN | |
| 29 | Mariner, LLC | 330,000 | 335,000 | 0.12% | PRN | |
| 30 | CREDIT SUISSE AG/ | 327,000 | 330,000 | 0.12% | PRN | |
| 31 | WELLS FARGO & COMPANY/MN | 284,000 | 288,000 | 0.10% | PRN | |
| 32 | Neuberger Berman Group LLC | 240,000 | 243,000 | 0.09% | PRN | |
| 33 | NOMURA HOLDINGS INC | 217,000 | 220,000 | 0.08% | PRN | |
| 34 | CITIGROUP INC | 113,000 | 114,000 | 0.04% | PRN | |
| 35 | UBS Group AG | 109,000 | 110,000 | 0.04% | PRN | |
| 36 | Calamos Advisors LLC | 88,000 | 89,000 | 0.03% | PRN | |
| 37 | SEI INVESTMENTS CO | 79,000 | 80,000 | 0.03% | ||
| 38 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 51,000 | 0.02% | PRN | |
| 39 | AMERIPRISE FINANCIAL INC | 41,000 | 41,000 | 0.01% | PRN | |
| 40 | Commonwealth Equity Services, Inc | 30,000 | 30,000 | 0.01% | ||
| 41 | HighTower Advisors, LLC | 29,000 | 29,000 | 0.01% | PRN | |
| 42 | JPMORGAN CHASE & CO | 18,000 | 18,000 | 0.01% | PRN | |
| 43 | STIFEL FINANCIAL CORP | 17,000 | 17,000 | 0.01% | PRN | |
| 44 | BANK OF AMERICA CORP /DE/ | 10,000 | 10,000 | 0.00% | PRN | |
| 45 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 46 | INTEGRATED WEALTH MANAGEMENT | 2,000 | 2,000 | 0.00% | ||
| 47 | ROYAL BANK OF CANADA | 1,000 | 1,000 | 0.00% | PRN | |
| 48 | MSI Financial Services Inc | 1,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
