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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 3.67%
2 PROCTER AND GAMBLE CO 65,914 5,520 2.02%
3 AT&T INC 120,552 4,284 1.57%
4 JNL/WMC Balanced 103,413 4,088 1.50%
5 JOHNSON & JOHNSON 37,560 4,003 1.47%
6 ISHARES TR 28,743 3,930 1.44%
7 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 1.38%
8 MANNKIND CORP. 619,440 3,661 1.34%
9 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 1.27%
10 JNL/Neuberger Strat Income 324,067 3,443 1.26%
11 OPPENHEIMER SR FLOATING RATE C 413,644 3,425 1.26%
12 MICROSOFT CORP 69,705 3,311 1.21%
13 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 1.08%
14 VERIZON COMMUNICATIONS INC 56,689 2,833 1.04%
15 PFIZER INC 90,402 2,674 0.98%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 JNL/GS Core Plus Bond 100,535 2,585 0.95%
18 JNL/PPM America Fl Rate Income 235,316 2,550 0.94%
19 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.76%
20 MERCK & CO INC 34,264 2,031 0.74%
21 ISHARES TR 52,678 1,985 0.73%
22 John Hancock Funds II Global Absolute A 172,589 1,971 0.72%
23 JNL/WMC Balanced Fund 51,390 1,954 0.72%
24 SPDR S&P 500 ETF TR 28,970 1,924 0.71%
25 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.66%
26 JPMORGAN CHASE & CO 29,580 1,782 0.65%
27 ISHARES TR 15,757 1,774 0.65%
28 CONOCOPHILLIPS 22,367 1,712 0.63%
29 JNL/PPM America High Yld Bond 83,549 1,697 0.62%
30 JNL/Neuberger Strat Income 156,620 1,656 0.61%
31 PHILIP MORRIS INTL INC 19,728 1,645 0.60%
32 SSGA ACTIVE ETF TR 33,256 1,634 0.60%
33 VANGUARD WORLD FDS 18,566 1,621 0.59%
34 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.57%
35 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.57%
36 ISHARES TR 30,365 1,552 0.57%
37 ISHARES TR 13,897 1,520 0.56%
38 Hotchkis & Wiley Capital Income A 117,293 1,517 0.56%
39 LILLY ELI & CO 22,939 1,487 0.55%
40 CISCO SYS INC 58,977 1,484 0.54%
41 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.54%
42 BANK AMERICA CORP 86,047 1,432 0.53%
43 JNL/S&P Intrinsic Val 67,588 1,417 0.52%
44 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.51%
45 PIMCO INCOME STRATEGY FUND II COM 130,472 1,374 0.50%
46 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.49%
47 SPDR SER TR 17,172 1,287 0.47%
48 Welltower Inc. 20,127 1,255 0.46%
49 ISHARES TR 24,192 1,247 0.46%
50 WELLS FARGO & CO NEW 24,022 1,246 0.46%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 ALPS ETF TR 48,771 935 0.24%
102 JNL/NEUBERGER STRAT INCOME 87,407 930 0.24%
103 PERKINELMER INC 21,268 927 0.24%
104 JNL/MCM Nasdaq 25 45,459 925 0.24%
105 SPDR SER TR 8,140 918 0.24%
106 GLAXOSMITHKLINE PLC 19,917 916 0.24%
107 ISHARES TR 7,522 905 0.24%
108 POWERSHARES ETF TR II 25,735 900 0.23%
109 ISHARES TR 8,603 897 0.23%
110 CITIGROUPINC 17,289 895 0.23%
111 ISHARES TR 7,887 886 0.23%
112 AMAZON COM INC 2,746 885 0.23%
113 IVY HIGH INCOME FUND 104,109 885 0.23%
114 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
115 SELECT SECTOR SPDR TR 21,556 860 0.22%
116 Fidelity Select Biotechnology Portfolio 3,978 859 0.22%
117 ISHARES TR 13,450 846 0.22%
118 HCP INC 21,243 844 0.22%
119 APPLE COMPUTER INC 8,371 843 0.22%
120 NEXTERA ENERGY INC 8,963 841 0.22%
121 ISHARES TR 11,855 830 0.22%
122 WISDOMTREE TR 13,979 829 0.22%
123 JNL/PPM America High Yield Bond Fund 42,097 827 0.22%
124 POWERSHARES QQQ TRUST 8,342 824 0.21%
125 RYDEX ETF TRUST 10,855 820 0.21%
126 SPDR GOLD TR 7,409 814 0.21%
127 POWERSHARES ETF TR II 14,740 812 0.21%
128 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.21%
129 FIREEYE INC 26,320 804 0.21%
130 FORD MTR CO DEL 53,888 797 0.21%
131 VANGUARD INDEX FDS 7,938 791 0.21%
132 PHILLIPS 66 9,709 789 0.21%
133 CELGENE CORP 8,196 777 0.20%
134 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.20%
135 VANGUARD INDEX FDS 6,966 771 0.20%
136 ISHARES TR 6,510 770 0.20%
137 UNITED TECHNOLOGIES CORP 7,276 768 0.20%
138 SELECT SECTOR SPDR TR 11,915 762 0.20%
139 LUMEN TECHNOLOGIES INC 18,599 761 0.20%
140 GAMCO GLOBAL GOLD NAT RES & 81,405 753 0.20%
141 DISNEY WALT CO 13,044 745 0.19%
142 NQ MOBILE INC 106,170 740 0.19%
143 Kinder Morgan Inc. 7,547 732 0.19%
144 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.19%
145 Fidelity Strategic Income Fund 65,054 714 0.19%
146 MEDICAL PPTYS TRUST INC 58,191 713 0.19%
147 CBRE CLARION GLOBAL REAL EST 84,450 708 0.18%
148 FIDELITY SELECT PORTFOLIOS CHE 4,526 702 0.18%
149 ISHARES TR 2,559 701 0.18%
150 JNL/GS CORE PLUS BOND 27,566 696 0.18%
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