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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 POWERSHARES ETF TRUST II 51,260 1,245 0.46%
52 BOEING CO 9,591 1,222 0.45%
53 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.44%
54 JNL/PPM America Fl Rate Income 109,874 1,186 0.43%
55 ISHARES TR 29,064 1,149 0.42%
56 PUTNAM INCOME FUND-A 156,566 1,137 0.42%
57 BP PLC SPONS 25,201 1,130 0.41%
58 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.41%
59 RYDEX ETF TRUST 13,335 1,116 0.41%
60 VOYA GLBL EQTY DIV PREM OP 118,768 1,113 0.41%
61 PIMCO DYNMIC CREDIT AND MRT 49,371 1,109 0.41%
62 NORFOLK SOUTHERN CORP 9,922 1,107 0.41%
63 SELECT SECTOR SPDR TR 47,791 1,107 0.41%
64 JNL/WMC BALANCED 28,337 1,099 0.40%
65 ISHARES TR 11,240 1,098 0.40%
66 Lord Abbett Shrt Dur Inc Fd 239,464 1,080 0.40%
67 SunAmerica Senior Floating Rate A 128,277 1,053 0.39%
68 RYDEX ETF TRUST 8,394 1,027 0.38%
69 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.37%
70 VISA INC 4,476 955 0.35%
71 SELECT SECTOR SPDR TR 10,475 949 0.35%
72 JNL/MCM Hlthcare Sector 39,486 947 0.35%
73 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
74 PROSHARES ULTRA MIDCAP 400 14,245 936 0.34%
75 ALPS ETF TR 48,771 935 0.34%
76 JNL/NEUBERGER STRAT INCOME 87,407 930 0.34%
77 PERKINELMER INC 21,268 927 0.34%
78 JNL/MCM Nasdaq 25 45,459 925 0.34%
79 SPDR SER TR 8,140 918 0.34%
80 ISHARES TR 7,522 905 0.33%
81 POWERSHARES ETF TR II 25,735 900 0.33%
82 ISHARES TR 8,603 897 0.33%
83 ISHARES TR 7,887 886 0.32%
84 AMAZON COM INC 2,746 885 0.32%
85 IVY HIGH INCOME FUND-CL I 104,109 885 0.32%
86 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
87 SELECT SECTOR SPDR TR 21,556 860 0.32%
88 ISHARES TR 13,450 846 0.31%
89 HCP INC 21,243 844 0.31%
90 APPLE COMPUTER INC 8,371 843 0.31%
91 NEXTERA ENERGY INC 8,963 841 0.31%
92 ISHARES TR 11,855 830 0.30%
93 WISDOMTREE TR 13,979 829 0.30%
94 JNL/PPM America High Yield Bond Fund 42,097 827 0.30%
95 POWERSHARES QQQ TRUST 8,342 824 0.30%
96 RYDEX ETF TRUST 10,855 820 0.30%
97 SPDR GOLD TR 7,409 814 0.30%
98 POWERSHARES ETF TR II 14,740 812 0.30%
99 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.30%
100 VANGUARD INDEX FDS 7,938 791 0.29%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 2.61%
2 PROCTER AND GAMBLE CO 65,914 5,520 1.44%
3 AT&T INC 120,552 4,284 1.11%
4 CHEVRON CORP NEW 35,890 4,282 1.11%
5 GENERAL ELECTRIC CO 159,980 4,098 1.07%
6 JNL/WMC Balanced 103,413 4,088 1.06%
7 JOHNSON & JOHNSON 37,560 4,003 1.04%
8 ISHARES TR 28,743 3,930 1.02%
9 FIRST EAGLE GLOBAL FUND CLASS A 71,115 3,921 1.02%
10 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 0.98%
11 MANNKIND CORP. 619,440 3,661 0.95%
12 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 0.90%
13 JNL/Neuberger Strat Income 324,067 3,443 0.90%
14 Oppenheimer Sr Float Rate-A 413,644 3,425 0.89%
15 MICROSOFT CORP 69,705 3,311 0.86%
16 EXXON MOBIL CORP 35,165 3,307 0.86%
17 ISHARES TR 44,551 3,290 0.86%
18 FACEBOOK INC 38,473 3,172 0.83%
19 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 0.77%
20 COMPANIA DE MINAS BUENAVENTU 247,323 2,864 0.75%
21 VERIZON COMMUNICATIONS INC 56,689 2,833 0.74%
22 Hartford MF Balanced Income Fd Cl A 198,697 2,690 0.70%
23 PFIZER INC 90,402 2,674 0.70%
24 ALTRIA GROUP INC 57,535 2,643 0.69%
25 JNL/GS Core Plus Bond 100,535 2,585 0.67%
26 JNL/PPM America Fl Rate Income 235,316 2,550 0.66%
27 FX ENERGY INC 799,123 2,430 0.63%
28 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.54%
29 ENTERPRISE PRODS PARTNERS L 51,080 2,059 0.54%
30 MERCK & CO INC 34,264 2,031 0.53%
31 ISHARES TR 52,678 1,985 0.52%
32 John Hancock Funds II Global Absolute A 172,589 1,971 0.51%
33 JNL/WMC Balanced Fund 51,390 1,954 0.51%
34 SPDR S&P 500 ETF TR 28,970 1,924 0.50%
35 ISHARES TR 16,079 1,802 0.47%
36 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.47%
37 JPMORGAN CHASE & CO 29,580 1,782 0.46%
38 ISHARES TR 15,757 1,774 0.46%
39 CONOCOPHILLIPS 22,367 1,712 0.45%
40 JNL/PPM America High Yld Bond 83,549 1,697 0.44%
41 INTERNATIONAL BUSINESS MACHS 7,744 1,694 0.44%
42 ISHARES TR 8,351 1,656 0.43%
43 JNL/Neuberger Strat Income 156,620 1,656 0.43%
44 PHILIP MORRIS INTL INC 19,728 1,645 0.43%
45 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 33,256 1,634 0.43%
46 VANGUARD WORLD FDS 18,566 1,621 0.42%
47 Saratoga Resources Inc 1,356,161 1,600 0.42%
48 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.41%
49 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.41%
50 ISHARES TR 30,365 1,552 0.40%
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