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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 POWERSHARES ETF TRUST II 51,260 1,245 0.46%
52 BOEING CO 9,591 1,222 0.45%
53 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.44%
54 JNL/PPM America Fl Rate Income 109,874 1,186 0.43%
55 ISHARES TR 29,064 1,149 0.42%
56 PUTNAM INCOME FUND-A 156,566 1,137 0.42%
57 BP PLC SPONS 25,201 1,130 0.41%
58 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.41%
59 RYDEX ETF TRUST 13,335 1,116 0.41%
60 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.41%
61 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.41%
62 NORFOLK SOUTHERN CORP 9,922 1,107 0.41%
63 SELECT SECTOR SPDR TR 47,791 1,107 0.41%
64 JNL/WMC BALANCED 28,337 1,099 0.40%
65 ISHARES TR 11,240 1,098 0.40%
66 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.40%
67 SunAmerica Senior Floating Rate A 128,277 1,053 0.39%
68 RYDEX ETF TRUST 8,394 1,027 0.38%
69 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.37%
70 VISA INC 4,476 955 0.35%
71 SELECT SECTOR SPDR TR 10,475 949 0.35%
72 JNL/MCM Hlthcare Sector 39,486 947 0.35%
73 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
74 PROSHARES TR 14,245 936 0.34%
75 ALPS ETF TR 48,771 935 0.34%
76 JNL/NEUBERGER STRAT INCOME 87,407 930 0.34%
77 PERKINELMER INC 21,268 927 0.34%
78 JNL/MCM Nasdaq 25 45,459 925 0.34%
79 SPDR SER TR 8,140 918 0.34%
80 ISHARES TR 7,522 905 0.33%
81 POWERSHARES ETF TR II 25,735 900 0.33%
82 ISHARES TR 8,603 897 0.33%
83 ISHARES TR 7,887 886 0.32%
84 AMAZON COM INC 2,746 885 0.32%
85 IVY HIGH INCOME FUND 104,109 885 0.32%
86 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
87 SELECT SECTOR SPDR TR 21,556 860 0.32%
88 ISHARES TR 13,450 846 0.31%
89 HCP INC 21,243 844 0.31%
90 APPLE COMPUTER INC 8,371 843 0.31%
91 NEXTERA ENERGY INC 8,963 841 0.31%
92 ISHARES TR 11,855 830 0.30%
93 WISDOMTREE TR 13,979 829 0.30%
94 JNL/PPM America High Yield Bond Fund 42,097 827 0.30%
95 POWERSHARES QQQ TRUST 8,342 824 0.30%
96 RYDEX ETF TRUST 10,855 820 0.30%
97 SPDR GOLD TR 7,409 814 0.30%
98 POWERSHARES ETF TR II 14,740 812 0.30%
99 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.30%
100 VANGUARD INDEX FDS 7,938 791 0.29%
Page 2 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 13,897 1,520 0.40%
52 Hotchkis & Wiley Capital Income A 117,293 1,517 0.39%
53 LILLY ELI & CO 22,939 1,487 0.39%
54 INTEL CORP 42,660 1,485 0.39%
55 CISCO SYS INC 58,977 1,484 0.39%
56 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.38%
57 BANK AMERICA CORP 86,047 1,432 0.37%
58 InterOil Corp 26,213 1,422 0.37%
59 JNL/S&P Intrinsic Val 67,588 1,417 0.37%
60 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.36%
61 PIMCO INCOME STRATEGY FUND II COM 130,472 1,374 0.36%
62 COCA COLA CO 31,836 1,374 0.36%
63 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.35%
64 FIDELITY ADVISOR REAL ESTATE I 115,111 1,321 0.34%
65 SPDR SER TR 17,172 1,287 0.33%
66 CATERPILLAR INC 12,835 1,271 0.33%
67 Welltower Inc. 20,127 1,255 0.33%
68 ISHARES TR 24,192 1,247 0.32%
69 WELLS FARGO & CO NEW 24,022 1,246 0.32%
70 POWERSHARES ETF TRUST II 51,260 1,245 0.32%
71 BOEING CO 9,591 1,222 0.32%
72 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.31%
73 JNL/PPM America Fl Rate Income 109,874 1,186 0.31%
74 Chubb Corporation 12,712 1,158 0.30%
75 ISHARES TR 29,064 1,149 0.30%
76 DUKE ENERGY CORP NEW 15,203 1,137 0.30%
77 PUTNAM INCOME FUND-A 156,566 1,137 0.30%
78 HOME DEPOT INC 12,319 1,130 0.29%
79 BP PLC SPONS 25,201 1,130 0.29%
80 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.29%
81 RYDEX ETF TRUST 13,335 1,116 0.29%
82 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.29%
83 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.29%
84 NORFOLK SOUTHERN CORP 9,922 1,107 0.29%
85 SELECT SECTOR SPDR TR 47,791 1,107 0.29%
86 JNL/WMC BALANCED 28,337 1,099 0.29%
87 ISHARES TR 11,240 1,098 0.29%
88 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.28%
89 FIRST TR VALUE LINE DIVID INSHS 47,330 1,063 0.28%
90 SunAmerica Senior Floating Rate A 128,277 1,053 0.27%
91 Fidelity Select Medical Equip & Systems 27,714 1,038 0.27%
92 DU PONT E I DE NEMOURS & CO 14,434 1,036 0.27%
93 RYDEX ETF TRUST 8,394 1,027 0.27%
94 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.26%
95 UNION PAC CORP 9,127 990 0.26%
96 VISA INC 4,476 955 0.25%
97 SELECT SECTOR SPDR TR 10,475 949 0.25%
98 JNL/MCM Hlthcare Sector 39,486 947 0.25%
99 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
100 PROSHARES TR 14,245 936 0.24%
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