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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 POWERSHARES ETF TRUST II 51,260 1,245 0.46%
52 BOEING CO 9,591 1,222 0.45%
53 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.44%
54 JNL/PPM America Fl Rate Income 109,874 1,186 0.43%
55 ISHARES TR 29,064 1,149 0.42%
56 PUTNAM INCOME FUND-A 156,566 1,137 0.42%
57 BP PLC SPONS 25,201 1,130 0.41%
58 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.41%
59 RYDEX ETF TRUST 13,335 1,116 0.41%
60 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.41%
61 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.41%
62 NORFOLK SOUTHERN CORP 9,922 1,107 0.41%
63 SELECT SECTOR SPDR TR 47,791 1,107 0.41%
64 JNL/WMC BALANCED 28,337 1,099 0.40%
65 ISHARES TR 11,240 1,098 0.40%
66 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.40%
67 SunAmerica Senior Floating Rate A 128,277 1,053 0.39%
68 RYDEX ETF TRUST 8,394 1,027 0.38%
69 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.37%
70 VISA INC 4,476 955 0.35%
71 SELECT SECTOR SPDR TR 10,475 949 0.35%
72 JNL/MCM Hlthcare Sector 39,486 947 0.35%
73 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
74 PROSHARES TR 14,245 936 0.34%
75 ALPS ETF TR 48,771 935 0.34%
76 JNL/NEUBERGER STRAT INCOME 87,407 930 0.34%
77 PERKINELMER INC 21,268 927 0.34%
78 JNL/MCM Nasdaq 25 45,459 925 0.34%
79 SPDR SER TR 8,140 918 0.34%
80 ISHARES TR 7,522 905 0.33%
81 POWERSHARES ETF TR II 25,735 900 0.33%
82 ISHARES TR 8,603 897 0.33%
83 ISHARES TR 7,887 886 0.32%
84 AMAZON COM INC 2,746 885 0.32%
85 IVY HIGH INCOME FUND 104,109 885 0.32%
86 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
87 SELECT SECTOR SPDR TR 21,556 860 0.32%
88 ISHARES TR 13,450 846 0.31%
89 HCP INC 21,243 844 0.31%
90 APPLE COMPUTER INC 8,371 843 0.31%
91 NEXTERA ENERGY INC 8,963 841 0.31%
92 ISHARES TR 11,855 830 0.30%
93 WISDOMTREE TR 13,979 829 0.30%
94 JNL/PPM America High Yield Bond Fund 42,097 827 0.30%
95 POWERSHARES QQQ TRUST 8,342 824 0.30%
96 RYDEX ETF TRUST 10,855 820 0.30%
97 SPDR GOLD TR 7,409 814 0.30%
98 POWERSHARES ETF TR II 14,740 812 0.30%
99 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.30%
100 VANGUARD INDEX FDS 7,938 791 0.29%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
101 ALPS ETF TR 48,771 935 0.24%
102 JNL/NEUBERGER STRAT INCOME 87,407 930 0.24%
103 PERKINELMER INC 21,268 927 0.24%
104 JNL/MCM Nasdaq 25 45,459 925 0.24%
105 SPDR SER TR 8,140 918 0.24%
106 GLAXOSMITHKLINE PLC 19,917 916 0.24%
107 ISHARES TR 7,522 905 0.24%
108 POWERSHARES ETF TR II 25,735 900 0.23%
109 ISHARES TR 8,603 897 0.23%
110 CITIGROUPINC 17,289 895 0.23%
111 ISHARES TR 7,887 886 0.23%
112 AMAZON COM INC 2,746 885 0.23%
113 IVY HIGH INCOME FUND 104,109 885 0.23%
114 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.23%
115 SELECT SECTOR SPDR TR 21,556 860 0.22%
116 Fidelity Select Biotechnology Portfolio 3,978 859 0.22%
117 ISHARES TR 13,450 846 0.22%
118 HCP INC 21,243 844 0.22%
119 APPLE COMPUTER INC 8,371 843 0.22%
120 NEXTERA ENERGY INC 8,963 841 0.22%
121 ISHARES TR 11,855 830 0.22%
122 WISDOMTREE TR 13,979 829 0.22%
123 JNL/PPM America High Yield Bond Fund 42,097 827 0.22%
124 POWERSHARES QQQ TRUST 8,342 824 0.21%
125 RYDEX ETF TRUST 10,855 820 0.21%
126 SPDR GOLD TR 7,409 814 0.21%
127 POWERSHARES ETF TR II 14,740 812 0.21%
128 LOOMIS SAYLES BOND RETAIL SHARES 52,556 810 0.21%
129 FIREEYE INC 26,320 804 0.21%
130 FORD MTR CO DEL 53,888 797 0.21%
131 VANGUARD INDEX FDS 7,938 791 0.21%
132 PHILLIPS 66 9,709 789 0.21%
133 CELGENE CORP 8,196 777 0.20%
134 CLAYMORE ETF GUGGENHEIM MID-CAP 16,000 773 0.20%
135 VANGUARD INDEX FDS 6,966 771 0.20%
136 ISHARES TR 6,510 770 0.20%
137 UNITED TECHNOLOGIES CORP 7,276 768 0.20%
138 SELECT SECTOR SPDR TR 11,915 762 0.20%
139 LUMEN TECHNOLOGIES INC 18,599 761 0.20%
140 GAMCO GLOBAL GOLD NAT RES & 81,405 753 0.20%
141 DISNEY WALT CO 13,044 745 0.19%
142 NQ MOBILE INC 106,170 740 0.19%
143 Kinder Morgan Inc. 7,547 732 0.19%
144 MAGELLAN MIDSTREAM PRTNRS LP 8,552 720 0.19%
145 Fidelity Strategic Income Fund 65,054 714 0.19%
146 MEDICAL PPTYS TRUST INC 58,191 713 0.19%
147 CBRE CLARION GLOBAL REAL EST 84,450 708 0.18%
148 FIDELITY SELECT PORTFOLIOS CHE 4,526 702 0.18%
149 ISHARES TR 2,559 701 0.18%
150 JNL/GS CORE PLUS BOND 27,566 696 0.18%
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