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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 Auto Data Processing 3,700 307 0.11%
252 Alliance Data Systems 1,236 307 0.11%
253 ISHARES TR 2,346 306 0.11%
254 MASTERCARD INCORPORATED 10,735 303 0.11%
255 BLACKROCK MUNI NJ FUND INC COM 20,900 303 0.11%
256 WELLS FARGO CO NEW 250 301 0.11%
257 Invesco Tax-Free Intermediate Y 25,854 300 0.11%
258 BLACKROCK MUNIHLDGS NY QLTY 22,263 297 0.11%
259 American International Group Inc 5,487 296 0.11%
260 ISHARES TR 3,471 293 0.11%
261 MANHATTAN ASSOCS INC 8,774 293 0.11%
262 TRANSOCEAN LTD 9,097 291 0.11%
263 JNL/Goldman Sachs Core Plus Bond Fund 12,718 290 0.11%
264 BERKSHIRE HATHAWAY INC DE CL B NEW 2,095 289 0.11%
265 YAHOO INC 7,210 288 0.11%
266 JNL/PPM America Fl Rate Income 27,067 287 0.11%
267 MONDELEZ INTL INC 8,381 287 0.11%
268 ISHARES TR 3,160 285 0.10%
269 Market Vectors Gold 13,225 282 0.10%
270 ISHARES TR 3,069 282 0.10%
271 MAGNA INTL INC 2,941 279 0.10%
272 ISHARES TR 1,764 279 0.10%
273 PRUDENTIAL GLOBAL REAL EST-A 11,965 278 0.10%
274 POWERSHARES ETF TRUST 4,745 275 0.10%
275 ISHARES TR 2,744 275 0.10%
276 BROCADE COMMUNICATIONS SYS I 25,009 272 0.10%
277 BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L 24,007 272 0.10%
278 POWERSHARES ETF TRUST II 8,770 270 0.10%
279 iShares 22,700 268 0.10%
280 SKYWORKS SOLUTIONS INC 4,600 267 0.10%
281 AFLAC Inc 4,594 267 0.10%
282 ANADARKO PETROLE 2,622 266 0.10%
283 PIMCO Total Return Fund 24,451 266 0.10%
284 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.10%
285 Van Eck 11,300 265 0.10%
286 NXP SEMICONDUCTORS N V 3,863 264 0.10%
287 PUBLIC SVC ENTERPRISE GRP IN 7,100 264 0.10%
288 POWERSHARES ETF TRUST 10,687 263 0.10%
289 NUVEEN N C PREM INCOME MUN F 19,300 263 0.10%
290 Anthem, Inc. 2,193 262 0.10%
291 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
292 PROSHARES ULTRA FTSE CHINA 50 4,517 260 0.10%
293 W P CAREY INC 4,083 260 0.10%
294 MOSAIC CO NEW 5,828 259 0.09%
295 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.09%
296 WASTE MGMT INC DEL 5,436 258 0.09%
297 METLIFE INC 4,798 258 0.09%
298 VANGUARD WORLD FD 2,817 257 0.09%
299 Targa Resources Partners LP 3,535 256 0.09%
300 JNL/Mellon Capital Nasdaq 25 12,310 252 0.09%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 2.61%
2 PROCTER AND GAMBLE CO 65,914 5,520 1.44%
3 AT&T INC 120,552 4,284 1.11%
4 CHEVRON CORP NEW 35,890 4,282 1.11%
5 GENERAL ELECTRIC CO 159,980 4,098 1.07%
6 JNL/WMC Balanced 103,413 4,088 1.06%
7 JOHNSON & JOHNSON 37,560 4,003 1.04%
8 ISHARES TR 28,743 3,930 1.02%
9 FIRST EAGLE GLOBAL FUND CLASS A 71,115 3,921 1.02%
10 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 0.98%
11 MANNKIND CORP. 619,440 3,661 0.95%
12 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 0.90%
13 JNL/Neuberger Strat Income 324,067 3,443 0.90%
14 Oppenheimer Sr Float Rate-A 413,644 3,425 0.89%
15 MICROSOFT CORP 69,705 3,311 0.86%
16 EXXON MOBIL CORP 35,165 3,307 0.86%
17 ISHARES TR 44,551 3,290 0.86%
18 FACEBOOK INC 38,473 3,172 0.83%
19 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 0.77%
20 COMPANIA DE MINAS BUENAVENTU 247,323 2,864 0.75%
21 VERIZON COMMUNICATIONS INC 56,689 2,833 0.74%
22 Hartford MF Balanced Income Fd Cl A 198,697 2,690 0.70%
23 PFIZER INC 90,402 2,674 0.70%
24 ALTRIA GROUP INC 57,535 2,643 0.69%
25 JNL/GS Core Plus Bond 100,535 2,585 0.67%
26 JNL/PPM America Fl Rate Income 235,316 2,550 0.66%
27 FX ENERGY INC 799,123 2,430 0.63%
28 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.54%
29 ENTERPRISE PRODS PARTNERS L 51,080 2,059 0.54%
30 MERCK & CO INC 34,264 2,031 0.53%
31 ISHARES TR 52,678 1,985 0.52%
32 John Hancock Funds II Global Absolute A 172,589 1,971 0.51%
33 JNL/WMC Balanced Fund 51,390 1,954 0.51%
34 SPDR S&P 500 ETF TR 28,970 1,924 0.50%
35 ISHARES TR 16,079 1,802 0.47%
36 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.47%
37 JPMORGAN CHASE & CO 29,580 1,782 0.46%
38 ISHARES TR 15,757 1,774 0.46%
39 CONOCOPHILLIPS 22,367 1,712 0.45%
40 JNL/PPM America High Yld Bond 83,549 1,697 0.44%
41 INTERNATIONAL BUSINESS MACHS 7,744 1,694 0.44%
42 ISHARES TR 8,351 1,656 0.43%
43 JNL/Neuberger Strat Income 156,620 1,656 0.43%
44 PHILIP MORRIS INTL INC 19,728 1,645 0.43%
45 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 33,256 1,634 0.43%
46 VANGUARD WORLD FDS 18,566 1,621 0.42%
47 Saratoga Resources Inc 1,356,161 1,600 0.42%
48 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.41%
49 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.41%
50 ISHARES TR 30,365 1,552 0.40%
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