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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 Auto Data Processing 3,700 307 0.11%
252 Alliance Data Systems 1,236 307 0.11%
253 ISHARES TR 2,346 306 0.11%
254 MASTERCARD INCORPORATED 10,735 303 0.11%
255 BLACKROCK MUNI NJ FUND INC COM 20,900 303 0.11%
256 WELLS FARGO & CO NEW 250 301 0.11%
257 Invesco Tax-Free Intermediate Y 25,854 300 0.11%
258 BLACKROCK MUNIHLDGS NY QLTY 22,263 297 0.11%
259 American International Group Inc 5,487 296 0.11%
260 ISHARES COHEN & STEERS REIT ETF 3,471 293 0.11%
261 MANHATTAN ASSOCIATES INC 8,774 293 0.11%
262 TRANSOCEAN LTD 9,097 291 0.11%
263 JNL/Goldman Sachs Core Plus Bond Fund 12,718 290 0.11%
264 BERKSHIRE HATHAWAY INC DE CL B NEW 2,095 289 0.11%
265 YAHOO INC 7,210 288 0.11%
266 JNL/PPM America Fl Rate Income 27,067 287 0.11%
267 MONDELEZ INTL INC 8,381 287 0.11%
268 ISHARES TR 3,160 285 0.10%
269 Vaneck Vectors Gold 13,225 282 0.10%
270 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,069 282 0.10%
271 MAGNA INTL INC 2,941 279 0.10%
272 ISHARES TR 1,764 279 0.10%
273 PRUDENTIAL GLOBAL REAL EST-A 11,965 278 0.10%
274 POWERSHARES ETF TRUST 4,745 275 0.10%
275 ISHARES TR 2,744 275 0.10%
276 BROCADE COMMUNICATIONS SYS I 25,009 272 0.10%
277 BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L 24,007 272 0.10%
278 POWERSHARES ETF TRUST II 8,770 270 0.10%
279 iShares Mortgage Real Estate C 22,700 268 0.10%
280 SKYWORKS SOLUTIONS INC 4,600 267 0.10%
281 AFLAC Inc 4,594 267 0.10%
282 ANADARKO PETROLE 2,622 266 0.10%
283 PIMCO TOTAL RETURN CLASS A 24,451 266 0.10%
284 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.10%
285 Van Eck 11,300 265 0.10%
286 NXP SEMICONDUCTORS N V 3,863 264 0.10%
287 PUBLIC SVC ENTERPRISE GRP IN 7,100 264 0.10%
288 POWERSHARES ETF TRUST 10,687 263 0.10%
289 NUVEEN N C PREM INCOME MUN F 19,300 263 0.10%
290 Anthem, Inc. 2,193 262 0.10%
291 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
292 PROSHARES TR 4,517 260 0.10%
293 W P CAREY INC 4,083 260 0.10%
294 MOSAIC CO NEW 5,828 259 0.09%
295 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.09%
296 WASTE MGMT INC DEL 5,436 258 0.09%
297 METLIFE INC 4,798 258 0.09%
298 VANGUARD WORLD FD 2,817 257 0.09%
299 Targa Resources Partners LP 3,535 256 0.09%
300 JNL/Mellon Capital Nasdaq 25 12,310 252 0.09%
Page 6 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES TR 1,605 237 0.06%
452 WESTERN DIGITAL CORP 2,430 236 0.06%
453 FIRST TR EXCHANGE TRADED FD 6,370 235 0.06%
454 PIONEER NAT RES CO 1,193 235 0.06%
455 HENRY JACK & ASSOC INC 4,228 235 0.06%
456 CONTINENTAL RESOURE 3,521 234 0.06%
457 Fidelity Canada 3,779 234 0.06%
458 CARTER VALIDUS MISSION CRITICA COM 23,365 234 0.06%
459 Mutual Global Discovery Securities Fund 16,883 234 0.06%
460 ROYAL DUTCH SHELL PLC 2,943 233 0.06%
461 VANGUARD WORLD FD 1,990 233 0.06%
462 UNITED RENTALS INC 2,097 233 0.06%
463 TEXAS INSTRS INC 4,823 230 0.06%
464 PIMCO STRATEGIC INCOME FD 23,221 229 0.06%
465 WISDOMTREE TR 4,939 228 0.06%
466 DODGE & COX INTERNATIONAL STOCK FUND 5,053 228 0.06%
467 VIRNETX HLDG CORP 37,950 228 0.06%
468 VANGUARD TAX-MANAGED FDS 5,737 228 0.06%
469 ICAHN ENTERPRISES LP 2,150 228 0.06%
470 ISHARES TR 2,068 226 0.06%
471 KIMBERLY CLARK CORP 2,092 225 0.06%
472 SHERWIN WILLIAMS CO 1,025 224 0.06%
473 ISHARES TR 2,444 224 0.06%
474 VANGUARD INTL EQUITY INDEX F 5,383 224 0.06%
475 FLEETCOR TECHNOLOGIES INC 1,571 223 0.06%
476 CRH PLC 9,745 223 0.06%
477 HALLIBURTON CO 3,437 221 0.06%
478 UNI PIXEL INC COM NEW 34,887 221 0.06%
479 EATON VANCE RISK MNGD DIV EQ 18,907 221 0.06%
480 VANGUARD WHITEHALL FDS 3,317 220 0.06%
481 TELEFONAKTIEBOLAGET LM ERICS 17,517 220 0.06%
482 KROGER CO 4,218 219 0.06%
483 FLAHERTY CRUMRINE PFD SECS 11,279 218 0.06%
484 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
485 WYNDHAM WORLDWIDE CORP 2,688 218 0.06%
486 Ubs Ag Shs New 12,538 218 0.06%
487 BOARDWALK PIPELINE PARTNERS 11,680 218 0.06%
488 HOLLYFRONTIER CORP 4,924 215 0.06%
489 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 9,800 214 0.06%
490 FEDERATED NATL HLDG CO COM 7,614 214 0.06%
491 FIDELITY TOTAL BOND 20,058 214 0.06%
492 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.06%
493 VANGUARD INTL EQUITY INDEX F 3,884 214 0.06%
494 TEEKAY LNG PARTNERS L P 4,894 213 0.06%
495 BUFFALO WILD WINGS INC 1,585 213 0.06%
496 TEVA PHARMACEUTICAL INDS LTD 3,940 212 0.06%
497 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.05%
498 HI-CRUSH PARTNERS LP 4,100 211 0.05%
499 3M CO 1,479 210 0.05%
500 First Eagle Fds Inc Overseas Fd Cl A 8,870 209 0.05%
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