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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 Auto Data Processing 3,700 307 0.11%
252 Alliance Data Systems 1,236 307 0.11%
253 ISHARES TR 2,346 306 0.11%
254 MASTERCARD INCORPORATED 10,735 303 0.11%
255 BLACKROCK MUNI NJ FUND INC COM 20,900 303 0.11%
256 WELLS FARGO & CO NEW 250 301 0.11%
257 Invesco Tax-Free Intermediate Y 25,854 300 0.11%
258 BLACKROCK MUNIHLDGS NY QLTY 22,263 297 0.11%
259 American International Group Inc 5,487 296 0.11%
260 ISHARES COHEN & STEERS REIT ETF 3,471 293 0.11%
261 MANHATTAN ASSOCIATES INC 8,774 293 0.11%
262 TRANSOCEAN LTD 9,097 291 0.11%
263 JNL/Goldman Sachs Core Plus Bond Fund 12,718 290 0.11%
264 BERKSHIRE HATHAWAY INC DE CL B NEW 2,095 289 0.11%
265 YAHOO INC 7,210 288 0.11%
266 JNL/PPM America Fl Rate Income 27,067 287 0.11%
267 MONDELEZ INTL INC 8,381 287 0.11%
268 ISHARES TR 3,160 285 0.10%
269 Vaneck Vectors Gold 13,225 282 0.10%
270 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,069 282 0.10%
271 MAGNA INTL INC 2,941 279 0.10%
272 ISHARES TR 1,764 279 0.10%
273 PRUDENTIAL GLOBAL REAL EST-A 11,965 278 0.10%
274 POWERSHARES ETF TRUST 4,745 275 0.10%
275 ISHARES TR 2,744 275 0.10%
276 BROCADE COMMUNICATIONS SYS I 25,009 272 0.10%
277 BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L 24,007 272 0.10%
278 POWERSHARES ETF TRUST II 8,770 270 0.10%
279 iShares Mortgage Real Estate C 22,700 268 0.10%
280 SKYWORKS SOLUTIONS INC 4,600 267 0.10%
281 AFLAC Inc 4,594 267 0.10%
282 ANADARKO PETROLE 2,622 266 0.10%
283 PIMCO TOTAL RETURN CLASS A 24,451 266 0.10%
284 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.10%
285 Van Eck 11,300 265 0.10%
286 NXP SEMICONDUCTORS N V 3,863 264 0.10%
287 PUBLIC SVC ENTERPRISE GRP IN 7,100 264 0.10%
288 POWERSHARES ETF TRUST 10,687 263 0.10%
289 NUVEEN N C PREM INCOME MUN F 19,300 263 0.10%
290 Anthem, Inc. 2,193 262 0.10%
291 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
292 PROSHARES TR 4,517 260 0.10%
293 W P CAREY INC 4,083 260 0.10%
294 MOSAIC CO NEW 5,828 259 0.09%
295 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.09%
296 WASTE MGMT INC DEL 5,436 258 0.09%
297 METLIFE INC 4,798 258 0.09%
298 VANGUARD WORLD FD 2,817 257 0.09%
299 Targa Resources Partners LP 3,535 256 0.09%
300 JNL/Mellon Capital Nasdaq 25 12,310 252 0.09%
Page 6 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
401 ENERGY TRANSFER PRTNRS L P 4,161 266 0.07%
402 ANADARKO PETROLE 2,622 266 0.07%
403 PIMCO TOTAL RETURN CLASS A 24,451 266 0.07%
404 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.07%
405 Van Eck 11,300 265 0.07%
406 SCHWAB CHARLES CORP 8,998 264 0.07%
407 PUBLIC SVC ENTERPRISE GRP IN 7,100 264 0.07%
408 NXP SEMICONDUCTORS N V 3,863 264 0.07%
409 POWERSHARES ETF TRUST 10,687 263 0.07%
410 THERMO FISHER SCIENTIFIC INC 2,162 263 0.07%
411 CUMMINS INC 1,996 263 0.07%
412 NUVEEN N C PREM INCOME MUN F 19,300 263 0.07%
413 Anthem, Inc. 2,193 262 0.07%
414 ALPINE TTL DYNAMIC NEW 30,689 261 0.07%
415 ILLUMINA INC 1,595 261 0.07%
416 SALIX PHARMACEUTICALS INC 1,659 260 0.07%
417 W P CAREY INC 4,083 260 0.07%
418 EATON VANCE SR FLTNG RTE TR 18,034 260 0.07%
419 PROSHARES TR 4,517 260 0.07%
420 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.07%
421 MOSAIC CO NEW 5,828 259 0.07%
422 FRANKLIN CUSTODIAN FDS INC 104,120 258 0.07%
423 WASTE MGMT INC DEL 5,436 258 0.07%
424 METLIFE INC 4,798 258 0.07%
425 VANGUARD WORLD FD 2,817 257 0.07%
426 GOLDMAN SACHS MLP ENERGY RENAI 12,750 257 0.07%
427 Fidelity Short Intermediate Mu 23,880 256 0.07%
428 Targa Resources Partners LP 3,535 256 0.07%
429 JNL/Mellon Capital Nasdaq 25 12,310 252 0.07%
430 BLACKROCK EQUITY DIVIDEND FUND 9,970 251 0.07%
431 MEDLEY CAP CORPORATION 21,233 251 0.07%
432 NUVEEN NJ INVT QUALITY MUN F 18,700 249 0.06%
433 ISHARES SILVER TR 64,619 249 0.06%
434 JHancock Bond A 15,398 248 0.06%
435 PROSHARES TR 1,964 247 0.06%
436 MARKWEST ENERGY PARTNERS LP 3,222 247 0.06%
437 DEUTSCHE GLOBAL INFRASTRUCTURE A 15,974 246 0.06%
438 UNITED PARCEL SERVICE INC 2,499 246 0.06%
439 TARGA RES CORP 1,800 245 0.06%
440 PROSHARES TR MSCI EMRG 3,305 245 0.06%
441 LORILLARD 4,087 245 0.06%
442 GANNETT CO. 8,234 244 0.06%
443 AMERICA MOVIL SAB DE CV 9,629 243 0.06%
444 DEPHEID 5,500 242 0.06%
445 CHICAGO BRIDGE & IRON CO N V 4,176 242 0.06%
446 Blackrock Intl Growth Tr 31,985 241 0.06%
447 UNDER ARMOUR INC 3,472 240 0.06%
448 RAYTHEON CO 2,347 239 0.06%
449 MCKESSON CORP 1,219 237 0.06%
450 CEF Cohen & Steers Ml 11,200 237 0.06%
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