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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 RIDGEWORTH FDS 22,144 198 0.07%
352 AMR Asset Allocation 11,448 197 0.07%
353 Jpmorgan NY Tax Free Bd Sel 26,581 195 0.07%
354 RETAIL PPTYS AMER INC CL A 13,277 194 0.07%
355 JNL/PPM America High Yield Bond Fund 10,367 192 0.07%
356 Franklin Strategic Income Securities 14,108 190 0.07%
357 POWERSHARES ETF TRUST 16,458 183 0.07%
358 PETROLEO BRASILEIRO SA PETRO 12,539 181 0.07%
359 PEDEVCO CORP 109,570 180 0.07%
360 INVESCO V.I. SMALL CAP EQUITY FUND 11,385 179 0.07%
361 HEALTHCARE TRUST AMERICA INC CL A NEW 14,931 173 0.06%
362 PEOPLES UNITED FINANCIAL INC 11,848 171 0.06%
363 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
364 CORNERSTONE PROGRESSIVE RTN 41,000 169 0.06%
365 API EFF FRNT INCM I 13,904 167 0.06%
366 PIMCO Fds Fundamental Indexplus Tr Cl A 23,607 166 0.06%
367 CALAMOS CONV & HIGH INCOME F 11,682 166 0.06%
368 GAMCO NATL RES GOLDINCM 16,791 164 0.06%
369 ANNALY CAP MGMT INC 15,089 161 0.06%
370 BLACKROCK ENHANCED CAP INC 10,743 160 0.06%
371 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
372 XEROX CORP 11,744 155 0.06%
373 VANGUARD INFLATION PROTECTED SECURITIES FUND 11,486 153 0.06%
374 JNL/NEUBERGER STRAT INCOME 13,585 145 0.05%
375 PREFERRED APT CMNTYS INC COM 17,150 143 0.05%
376 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 25,330 142 0.05%
377 OCULUS INNOVATIVE SCIENCES I 58,603 138 0.05%
378 CALAMOS CONV OPPORTUNITIES & 10,134 137 0.05%
379 BLACKROCK MUN B 12,204 134 0.05%
380 BlackRock 11,850 134 0.05%
381 NATURAL RESOURCE PARTNERS 10,165 133 0.05%
382 JNL/Neuberger Berman Strategic Income 12,589 133 0.05%
383 SILVERCORP METALS INC 82,112 131 0.05%
384 * ATMEL CORP COM 19,000 129 0.05%
385 MIMEDX GROUP INC COM 18,000 128 0.05%
386 Aberdeen Asia-Pacific Income 21,567 127 0.05%
387 Chimera Investment Corp REIT 41,366 126 0.05%
388 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
389 NEURALSTEM INC COM 37,362 123 0.05%
390 Pimco Fds All Asst All Auth Fd Cl D 12,457 123 0.05%
391 CALAMOS STRATEGIC TOTL RETN 10,396 122 0.04%
392 AMR Global Small Capitalization HLS 10,724 119 0.04%
393 NUVEEN MUN VALUE FD INC 12,473 117 0.04%
394 Nexpoint Cr Strategies 11,038 117 0.04%
395 BLACKROCK ENHANCED EQT DIV T 13,930 114 0.04%
396 JETBLUE AIRWAYS CORP 10,750 114 0.04%
397 NEW YORK MORTGAGE TRUST INC COM 15,103 109 0.04%
398 OCH-ZIFF CAP MGMT GROUP CL A SHS 10,050 108 0.04%
399 BlackRock Strategic Income Opportunities Portfolio 10,367 107 0.04%
400 NY Fixed Acc - 3 Percent Minimum 105,225 105 0.04%
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New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE COMPUTER INC 102,550 10,016 2.61%
2 PROCTER AND GAMBLE CO 65,914 5,520 1.44%
3 AT&T INC 120,552 4,284 1.11%
4 CHEVRON CORP NEW 35,890 4,282 1.11%
5 GENERAL ELECTRIC CO 159,980 4,098 1.07%
6 JNL/WMC Balanced 103,413 4,088 1.06%
7 JOHNSON & JOHNSON 37,560 4,003 1.04%
8 ISHARES TR 28,743 3,930 1.02%
9 FIRST EAGLE GLOBAL FUND CLASS A 71,115 3,921 1.02%
10 GUARANTEED ACCOUNT - 1 YR 3,752,115 3,752 0.98%
11 MANNKIND CORP. 619,440 3,661 0.95%
12 BERKSHIRE HATHAWAY INC DE CL B NEW 25,172 3,477 0.90%
13 JNL/Neuberger Strat Income 324,067 3,443 0.90%
14 OPPENHEIMER SR FLOATING RATE C 413,644 3,425 0.89%
15 MICROSOFT CORP 69,705 3,311 0.86%
16 EXXON MOBIL CORP 35,165 3,307 0.86%
17 ISHARES TR 44,551 3,290 0.86%
18 FACEBOOK INC 38,473 3,172 0.83%
19 CLAYMORE EXCHANGE TRD FD TR 110,350 2,945 0.77%
20 COMPANIA DE MINAS BUENAVENTU 247,323 2,864 0.75%
21 VERIZON COMMUNICATIONS INC 56,689 2,833 0.74%
22 Hartford MF Balanced Income Fd Cl A 198,697 2,690 0.70%
23 PFIZER INC 90,402 2,674 0.70%
24 ALTRIA GROUP INC 57,535 2,643 0.69%
25 JNL/GS Core Plus Bond 100,535 2,585 0.67%
26 JNL/PPM America Fl Rate Income 235,316 2,550 0.66%
27 FX ENERGY INC 799,123 2,430 0.63%
28 SPDR S&P 600 SMALL CAP GROWTH ETF 12,208 2,077 0.54%
29 ENTERPRISE PRODS PARTNERS L 51,080 2,059 0.54%
30 MERCK & CO INC 34,264 2,031 0.53%
31 ISHARES TR 52,678 1,985 0.52%
32 John Hancock Funds II Global Absolute A 172,589 1,971 0.51%
33 JNL/WMC Balanced Fund 51,390 1,954 0.51%
34 SPDR S&P 500 ETF TR 28,970 1,924 0.50%
35 ISHARES TR 16,079 1,802 0.47%
36 MFS INTERMEDIATE INCOME TRUST SH BEN INT 358,056 1,794 0.47%
37 JPMORGAN CHASE & CO 29,580 1,782 0.46%
38 ISHARES TR 15,757 1,774 0.46%
39 CONOCOPHILLIPS 22,367 1,712 0.45%
40 JNL/PPM America High Yld Bond 83,549 1,697 0.44%
41 INTERNATIONAL BUSINESS MACHS 7,744 1,694 0.44%
42 ISHARES TR 8,351 1,656 0.43%
43 JNL/Neuberger Strat Income 156,620 1,656 0.43%
44 PHILIP MORRIS INTL INC 19,728 1,645 0.43%
45 SSGA ACTIVE ETF TR 33,256 1,634 0.43%
46 VANGUARD WORLD FDS 18,566 1,621 0.42%
47 Saratoga Resources Inc 1,356,161 1,600 0.42%
48 BRISTOL MYERS SQUIBB CO 30,549 1,563 0.41%
49 FIRST TR EXCHANGE TRADED FD 25,613 1,560 0.41%
50 ISHARES TR 30,365 1,552 0.40%
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