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Institutional Investment Manager
DRW Securities, LLC
DRW Securities, LLC (CIK: 0001481986) incorporated in Illinois, located at 540 West Madison Street, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0001481986-15-000009) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Unwired Planet, Inc. 25,000 18 0.00%
2 PENDRELL CORP 70,400 51 0.01%
3 FINJAN HLDGS INC 42,500 70 0.01%
4 LIBERTY ALL STAR EQUITY FD 15,395 78 0.01%
5 E-HOUSE CHINA HOLDINGS 22,400 133 0.01%
6 ON TRACK INNOVATION LTD 190,000 152 0.02%
7 Echelon Corp 282,000 168 0.02%
8 DREYFUS HIGH YIELD STRATEGIE 58,518 179 0.02%
9 Jive Software Inc 40,000 187 0.02% Call
10 BRIGGS & STRATTON CORP 11,000 212 0.02%
11 SUMMIT MIDSTREAM PARTNERS LP 12,800 226 0.03% Call
12 ISHARES TR 2,142 235 0.03%
13 FIRST TR HIGH INCOME L/S FD 17,123 241 0.03%
14 ICAD INC 73,356 249 0.03%
15 NETWORK 1 TECHNOLOGIES 125,000 253 0.03%
16 NATIONAL CINEMEDIA INC 19,000 255 0.03%
17 DISH NETWORK A 4,558 266 0.03%
18 LANTRONIX INC 225,000 281 0.03%
19 LIBERTY GLOBAL PLC 6,800 292 0.03% Call
20 BRIGGS & STRATTON CORP 15,500 299 0.03% Put
21 KEYSIGHT TECHNOLOGIES INC COM 10,000 308 0.03% Call
22 PROSHARES ULTRASHORT 7-10 TREASURY 13,939 318 0.04%
23 FIBROGEN INC 15,000 329 0.04%
24 LOCKHEED MARTIN CORP 2,100 435 0.05% Call
25 BROOKFIELD GLOBL LISTED INFR 35,788 448 0.05%
26 BELLATRIX EXPLORATION LTD 298,500 454 0.05%
27 DOUBLELINE INCOME SOLUTIONS 27,135 469 0.05%
28 ZS PHARMA INC 7,300 479 0.05% Call
29 PROSHARES TR 6,502 502 0.06%
30 OWENS-ILLINOIS, INC. 25,500 528 0.06%
31 WORLD PT TERMS LP 40,097 537 0.06%
32 ARES DYNAMIC CR ALLOCATION F 38,629 540 0.06%
33 CONOCOPHILLIPS 11,400 547 0.06% Call
34 IDENTIV INC 171,200 597 0.07%
35 PROSHARES TR 10,550 613 0.07%
36 PRUDENTIAL SHT DURATION HG YLD 42,452 622 0.07%
37 CONTROL4 CORP 85,100 694 0.08%
38 ISHARES 20 YEAR TREASURY BOND ETF 5,831 720 0.08%
39 TORTOISE MLP FD INCORPORATED 39,662 727 0.08%
40 PERRY ELLIS INTL INC 33,500 736 0.08% Call
41 INTERCONTINENTAL EXCHANGE IN 3,162 743 0.08%
42 SYNGENTA AG 12,100 772 0.09% Call
43 PLAINS ALL AMERN PIPELINE L 26,000 790 0.09%
44 Jive Software Inc 174,000 813 0.09%
45 BIOGEN INC 3,000 875 0.10%
46 NUVEEN CR STRATEGIES INCOME FD COM SHS 112,400 897 0.10%
47 NUVEEN FLOATING RATE INCOME 89,877 903 0.10%
48 PIONEER FLOATING RATE TR 84,704 959 0.11%
49 CBOE HLDGS INC 15,112 1,014 0.11%
50 BROOKFIELD PPTY PARTNERS L P 51,400 1,103 0.12%
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