| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PENDRELL CORP | 50,000 | 25,000 | 0.00% | ||
| 2 | PRISM TECHNOLOGIES GROUP INC | 200,000 | 54,000 | 0.00% | ||
| 3 | ICAD INC | 12,020 | 63,000 | 0.00% | ||
| 4 | MERUS LABS INTL INC NEW | 42,200 | 70,000 | 0.00% | ||
| 5 | QLT INC | 80,900 | 115,000 | 0.01% | ||
| 6 | BROOKFIELD GLOBL LISTED INFR | 10,000 | 132,000 | 0.01% | ||
| 7 | PIONEER FLOATING RATE TR | 14,619 | 165,000 | 0.01% | ||
| 8 | CATALYST PHARMACEUTICALS INC | 237,200 | 168,000 | 0.01% | ||
| 9 | RANDGOLD RES LTD | 1,831 | 205,000 | 0.01% | ||
| 10 | PRUDENTIAL SHT DURATION HG YLD | 13,183 | 208,000 | 0.01% | ||
| 11 | PIMCO DYNAMIC CR INCOME FD | 11,000 | 210,000 | 0.01% | ||
| 12 | LANTRONIX INC | 225,000 | 218,000 | 0.01% | ||
| 13 | ARES DYNAMIC CR ALLOCATION F | 16,300 | 224,000 | 0.01% | ||
| 14 | Direxion Daily 20 Yr Trsy Bull 3X ETF | 2,105 | 239,000 | 0.01% | ||
| 15 | TORTOISE MLP FD INCORPORATED | 14,000 | 258,000 | 0.02% | ||
| 16 | PROSHARES ULTRASHORT 7-10 TREASURY | 13,939 | 278,000 | 0.02% | ||
| 17 | CBOE HLDGS INC | 4,431 | 295,000 | 0.02% | ||
| 18 | FORWARD PHARMA A/S | 17,252 | 313,000 | 0.02% | ||
| 19 | Yadkin Finl Corp Com | 12,600 | 316,000 | 0.02% | Call | |
| 20 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 40,500 | 327,000 | 0.02% | ||
| 21 | VANGUARD SCOTTSDALE FDS | 5,466 | 336,000 | 0.02% | ||
| 22 | PACIRA PHARMACEUTICALS INC | 10,100 | 341,000 | 0.02% | ||
| 23 | SPDR SERIES TRUST | 5,988 | 369,000 | 0.02% | ||
| 24 | CPFL ENERGIA S A | 29,300 | 377,000 | 0.02% | Call | |
| 25 | Jive Software Inc | 104,952 | 395,000 | 0.02% | ||
| 26 | DIREXION SHS ETF TR | 11,215 | 404,000 | 0.02% | ||
| 27 | NETWORK 1 TECHNOLOGIES | 157,198 | 418,000 | 0.03% | ||
| 28 | LIPOCINE INC NEW | 145,859 | 443,000 | 0.03% | ||
| 29 | PROSHARES TR | 27,047 | 569,000 | 0.03% | ||
| 30 | ALLIANCEBERNSTEIN HLDG L P | 24,700 | 592,000 | 0.04% | Call | |
| 31 | PROSHARES TR | 6,750 | 661,000 | 0.04% | ||
| 32 | CONTROL4 CORP | 85,100 | 694,000 | 0.04% | ||
| 33 | ENVISION HEALTHCARE HLDGS INC | 29,000 | 736,000 | 0.04% | Call | |
| 34 | MONDELEZ INTL INC | 16,200 | 737,000 | 0.04% | Call | |
| 35 | WORLD PT TERMS LP | 49,100 | 776,000 | 0.05% | ||
| 36 | CONAGRA BRANDS INC | 16,900 | 808,000 | 0.05% | Call | |
| 37 | INTERCONTINENTAL EXCHANGE IN | 3,162 | 809,000 | 0.05% | ||
| 38 | WP GLIMCHER IN COM | 74,800 | 837,000 | 0.05% | Call | |
| 39 | AMSURG CORP | 11,300 | 876,000 | 0.05% | Call | |
| 40 | DEVRY EDUCATION | 50,000 | 892,000 | 0.05% | Call | |
| 41 | PIMCO ETF TR | 9,015 | 912,000 | 0.06% | ||
| 42 | PENTAIR PLC | 16,100 | 938,000 | 0.06% | Call | |
| 43 | PROSHARES TR | 16,262 | 1,048,000 | 0.06% | ||
| 44 | PROSHARES ULTRPRO S&P500 ETF | 18,192 | 1,211,000 | 0.07% | ||
| 45 | ISHARES 7-10 YEAR TREASURY BOND ETF | 13,633 | 1,540,000 | 0.09% | ||
| 46 | CBS CORP NEW | 28,700 | 1,562,000 | 0.09% | Call | |
| 47 | POST HLDGS INC | 20,200 | 1,670,000 | 0.10% | Call | |
| 48 | SPDR SERIES TRUST | 42,967 | 1,964,000 | 0.12% | ||
| 49 | RMG NETWORKS HLDG CORP | 2,354,650 | 2,284,000 | 0.14% | ||
| 50 | ALLERGAN PLC | 10,000 | 2,311,000 | 0.14% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001481986-16-000017, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
