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Institutional Investment Manager
TD Capital Management LLC
TD Capital Management LLC (CIK: 0001483824) incorporated in Tennessee, located at 5100 Poplar Avenue, Memphis, TN. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 176 holdings with a total value of $319,367,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 BLACKROCK DEBT STRAT FD INC COM 34 0 0.00%
2 EXELON CORP 11 0 0.00%
3 CARDINAL FINL CORP COM 5 0 0.00%
4 FOUR CORNERS PPTY TR INC COM 17 0 0.00%
5 3M CO 0 0 0.00%
6 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 396 0 0.00%
7 EATON VANCE LTD DURATION INC 14 0 0.00%
8 INTERNATIONAL BUSINESS MACHS 0 0 0.00%
9 TIME INC NEW 11 0 0.00%
10 WELLS FARGO MULTI SECTOR INC 6 0 0.00%
11 CITIGROUPINC 1 0 0.00%
12 GTX INC 100 0 0.00%
13 NCR CORP NEW 25 1,000 0.00%
14 EQUITY COMWLTH COM SH BEN INT 29 1,000 0.00%
15 TERADATA CORP DEL 25 1,000 0.00%
16 LUMEN TECHNOLOGIES INC 25 1,000 0.00%
17 ALKERMES PLC 20 1,000 0.00%
18 ISHARES TR 7 1,000 0.00%
19 ISHARES TR 5 1,000 0.00%
20 HECLA MNG CO 101 1,000 0.00%
21 SHIRE PLC 6 1,000 0.00%
22 BAXTER INTL INC 44 2,000 0.00%
23 KINDER MORGAN INC DEL 130 2,000 0.00%
24 FRONTIER COMMUNICATIONS CORP 355 2,000 0.00%
25 GREEN PLAINS INC COM 100 2,000 0.00%
26 CHARTER COMMUNICATIONS INC N 11 3,000 0.00%
27 DARDEN RESTAURANTS INC 40 3,000 0.00%
28 UNITED TECHNOLOGIES CORP 25 3,000 0.00%
29 ALPHABET INC 6 4,000 0.00%
30 PRAXAIR INC 32 4,000 0.00%
31 ALPHABET INC 6 4,000 0.00%
32 MADISON COVERED CALL EQUIT 709 5,000 0.00%
33 ALLIANZGI EQUITY CONV INCO 291 5,000 0.00%
34 EATON VANCE TX ADV GLBL DIV 367 5,000 0.00%
35 GDL FUND 524 5,000 0.00%
36 GUGGENHEIM ENHANCED EQUITY I 694 5,000 0.00%
37 HUNTINGTON INGALLS INDS INC 27 5,000 0.00%
38 TENNECO INC 100 5,000 0.00%
39 ROYCE VALUE TR INC 437 5,000 0.00%
40 WELLS FARGO GLOBAL DIVID OPP 889 5,000 0.00%
41 NUVEEN NASDAQ 100 DYNAMIC OV 280 5,000 0.00%
42 VOYA GLBL EQTY DIV & PREM OP 743 5,000 0.00%
43 CALAMOS STRATEGIC TOTL RETN 547 5,000 0.00%
44 FLEXSHARES US MARKET TILT ETF 73 6,000 0.00%
45 VIRTUS TOTAL RETURN FD 1,243 6,000 0.00%
46 COHEN & STEERS QUALITY RLTY 416 6,000 0.00%
47 SIRIUS XM HOLDINGS INC 1,464 6,000 0.00%
48 COHEN & STEERS INFRASTRUCTUR 267 6,000 0.00%
49 CBRE CLARION GLOBAL REAL EST 684 6,000 0.00%
50 BLACKROCK RES COMMODITIES 731 6,000 0.00%
Page 1 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001483824-16-000014, filed 2016.08.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.