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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 55 Institutional holders with a total value of $68,301,609.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 2,237,176 13,356,000 19.55%
2 MORGAN STANLEY 2,059,936 12,298,000 18.01%
3 GUGGENHEIM CAPITAL LLC 1,855,958 11,080,000 16.22%
4 Karpus Management, Inc. 1,410,820 8,423,000 12.33%
5 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 643,108 3,839,000 5.62%
6 1607 Capital Partners, LLC 642,495 3,836,000 5.62%
7 CORNERSTONE ADVISORS INC 593,213 3,541,000 5.18%
8 Invesco Ltd. 317,953 1,898,000 2.78%
9 Private Advisor Group, LLC 222,219 1,331,000 1.95%
10 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 214,840 1,283,000 1.88%
11 Cetera Advisor Networks LLC 196,805 1,177,000 1.72%
12 TRUST DEPARTMENT MB FINANCIAL BANK N A 124,176 860,000 1.26%
13 LPL Financial LLC 112,494 674,000 0.99%
14 UBS Group AG 91,350 545,000 0.80%
15 ROYAL BANK OF CANADA 69,003 412,000 0.60%
16 RAYMOND JAMES & ASSOCIATES 65,942 394,000 0.58%
17 BANK OF AMERICA CORP /DE/ 56,538 338,000 0.49%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,207 306,000 0.45%
19 ADVISOR GROUP, INC. 43,420 258,000 0.38%
20 Shaker Financial Services, LLC 41,343 247,000 0.36%
21 OPPENHEIMER & CO INC 31,000 185,000 0.27%
22 AQR ARBITRAGE LLC 30,882 184,000 0.27%
23 Raymond James Financial Services Advisors, Inc. 23,937 143,000 0.21%
24 DESCHUTES PORTFOLIO STRATEGY, LLC 23,500 140,000 0.20%
25 Commonwealth Equity Services, Inc 22,304 133,000 0.19%
26 DOLIVER ADVISORS, LP 20,194 122,000 0.18%
27 BB&T SECURITIES, LLC 20,269 121,000 0.18%
28 NATIONAL PLANNING CORP 18,038 109,000 0.16%
29 STIFEL FINANCIAL CORP 16,495 99,000 0.14%
30 CITIGROUP INC 16,738 99,000 0.14%
31 TFS CAPITAL LLC 16,483 98,000 0.14%
32 Bank of New York Mellon Corp 15,967 95,000 0.14%
33 EULAV Asset Management 15,500 93,000 0.14%
34 MSI Financial Services Inc 11,522 69,000 0.10%
35 Capital Investment Advisors, LLC 11,305 67,000 0.10%
36 RAYMOND JAMES TRUST N.A. 10,990 66,000 0.10%
37 Investors Capital Advisory Services 11,043 65,000 0.10%
38 Cambridge Investment Research Advisors, Inc. 10,574 63,000 0.09%
39 WELLS FARGO & COMPANY/MN 10,192 61,000 0.09%
40 Creative Planning 7,242 43,000 0.06%
41 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5,713 35,000 0.05%
42 IFP ADVISORS, INC 4,909 29,000 0.04%
43 PNC FINANCIAL SERVICES GROUP, INC. 3,298 20,000 0.03%
44 Advisory Services Network, LLC 2,500 15,000 0.02%
45 US BANCORP \DE\ 2,000 12,000 0.02%
46 BANK OF MONTREAL /CAN/ 1,880 11,000 0.02%
47 Sunbelt Securities, Inc. 1,000 5,970 0.01%
48 TD Capital Management LLC 889 5,000 0.01%
49 BARCLAYS PLC 600 4,000 0.01%
50 GENEOS WEALTH MANAGEMENT INC. 750 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.