| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WHEELER REAL ESTATE INVT TR | 17,000 | 0 | 0.00% | ||
| 2 | ISHARES TR | 34,800 | 1,000 | 0.00% | Put | |
| 3 | BARINGTON HILCO ACQUISITION | 55,823 | 6,000 | 0.00% | ||
| 4 | C B PHARMA ACQUISITION CORP | 75,000 | 6,000 | 0.00% | ||
| 5 | C B PHARMA ACQUISITION CORP | 75,000 | 6,000 | 0.00% | ||
| 6 | BARINGTON HILCO ACQUISITION | 55,823 | 11,000 | 0.00% | ||
| 7 | QUINPARIO ACQUISITION CORP 2 | 56,097 | 11,000 | 0.00% | ||
| 8 | DT ASIA INVTS LTD | 261,050 | 13,000 | 0.00% | ||
| 9 | COPSYNC INC | 30,000 | 16,000 | 0.00% | ||
| 10 | AR CAP ACQUISITION CORP | 200,173 | 19,000 | 0.00% | ||
| 11 | ANDINA ACQUISITION CORP II | 204,285 | 20,000 | 0.00% | ||
| 12 | E-COMPASS ACQUISITION CORP | 100,000 | 22,000 | 0.01% | ||
| 13 | PACIFIC SPL ACQUISITION CORP | 300,000 | 26,000 | 0.01% | ||
| 14 | ELECTRUM SPL ACQUISITION CORP | 151,020 | 31,000 | 0.01% | ||
| 15 | AROWANA INC | 400,000 | 32,000 | 0.01% | ||
| 16 | GORES HOLDINGS INC-CW20 | 150,000 | 37,000 | 0.01% | ||
| 17 | HARMONY MERGER CORP | 200,918 | 39,000 | 0.01% | PRN | |
| 18 | PACIFIC SPECIAL ACQUISITION | 300,000 | 41,000 | 0.01% | ||
| 19 | FINTECH ACQUISITION CO-CW20 | 76,516 | 44,000 | 0.01% | ||
| 20 | GARNERO GROUP ACQUISITION CO | 586,828 | 46,000 | 0.01% | ||
| 21 | ANDINA ACQUISITION CORP II | 204,258 | 48,000 | 0.01% | ||
| 22 | ISHARES TR | 34,800 | 49,000 | 0.01% | Call | |
| 23 | 1347 CAP CORP | 252,484 | 49,000 | 0.01% | ||
| 24 | DT ASIA INVTS LTD | 261,050 | 51,000 | 0.01% | ||
| 25 | TERRAPIN 3 ACQUISITION CORP | 200,000 | 53,000 | 0.01% | ||
| 26 | COPSYNC INC | 30,000 | 54,000 | 0.01% | ||
| 27 | 1347 CAP CORP | 252,484 | 84,000 | 0.02% | ||
| 28 | GARNERO GROUP ACQUISITION CO | 535,528 | 91,000 | 0.02% | ||
| 29 | AROWANA INC | 400,000 | 94,000 | 0.02% | ||
| 30 | ABERDEEN SINGAPORE FD INC COM | 14,400 | 129,000 | 0.03% | ||
| 31 | JETPAY CORP | 68,328 | 158,000 | 0.04% | ||
| 32 | ATLANTIC ALLIANCE PARTNER CO | 20,000 | 209,000 | 0.05% | ||
| 33 | WL ROSS HOLDING CORP | 25,000 | 251,000 | 0.06% | ||
| 34 | ELLSWORTH GROWTH AND INCOME FU COM | 35,123 | 267,000 | 0.06% | ||
| 35 | DELAWARE INVTS DIV & INCOME | 32,667 | 297,000 | 0.07% | ||
| 36 | CREDIT SUISSE ASSET MGMT INC | 149,110 | 426,000 | 0.10% | ||
| 37 | GSV CAP CORP | 80,704 | 455,000 | 0.11% | ||
| 38 | ROYCE VALUE TR INC | 44,100 | 516,000 | 0.12% | ||
| 39 | QUINPARIO ACQUISITION CORP 2 | 56,097 | 548,000 | 0.13% | ||
| 40 | BARINGTON HILCO ACQUISITION | 55,823 | 554,000 | 0.13% | ||
| 41 | GDL FUND | 70,173 | 703,000 | 0.16% | ||
| 42 | KEARNY FINL CORP MD COM | 60,000 | 741,000 | 0.17% | ||
| 43 | JPMORGAN CHINA REGION FD INC | 53,388 | 787,000 | 0.18% | ||
| 44 | EQUUS TOTAL RETURN INC | 497,162 | 794,000 | 0.19% | ||
| 45 | KOREA EQUITY FD INC COM | 112,973 | 897,000 | 0.21% | ||
| 46 | Eaton Corp PLC | 100,000 | 1,004,000 | 0.24% | ||
| 47 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 156,060 | 1,141,000 | 0.27% | ||
| 48 | BANCROFT FD LTD | 69,976 | 1,257,000 | 0.29% | ||
| 49 | STRATEGIC GLOBAL INCOME FD COM | 150,680 | 1,343,000 | 0.31% | ||
| 50 | GORES HLDGS INC | 150,000 | 1,453,000 | 0.34% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001398344-16-013313, filed 2016.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
