| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,260,511 | 49,890,000 | 17.31% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,103,536 | 24,632,000 | 8.54% | ||
| 3 | Gramercy Funds Management LLC | 1,920,293 | 22,487,000 | 7.80% | ||
| 4 | UBS Group AG | 1,708,551 | 20,007,000 | 6.94% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,334,246 | 15,704,000 | 5.45% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,072,216 | 12,556,000 | 4.36% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 821,009 | 9,614,000 | 3.33% | ||
| 8 | 1832 Asset Management L.P. | 341,166 | 6,677,000 | 2.32% | ||
| 9 | USCA RIA LLC | 62,332 | 5,323,000 | 1.85% | ||
| 10 | GFS Advisors, LLC | 62,332 | 5,323,000 | 1.85% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 444,472 | 5,204,000 | 1.81% | ||
| 12 | DESCHUTES PORTFOLIO STRATEGY, LLC | 410,670 | 4,809,000 | 1.67% | ||
| 13 | CORNERSTONE ADVISORS INC | 387,696 | 4,540,000 | 1.57% | ||
| 14 | BANK OF NOVA SCOTIA | 375,094 | 4,391,000 | 1.52% | ||
| 15 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 343,317 | 4,020,000 | 1.39% | ||
| 16 | Advisors Asset Management, Inc. | 342,871 | 4,015,000 | 1.39% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 303,004 | 3,548,000 | 1.23% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 298,836 | 3,499,000 | 1.21% | ||
| 19 | LPL Financial LLC | 300,377 | 3,409,000 | 1.18% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 290,901 | 3,406,000 | 1.18% | ||
| 21 | FCA CORP /TX | 237,441 | 2,780,000 | 0.96% | ||
| 22 | GENERAL AMERICAN INVESTORS CO INC | 218,408 | 2,558,000 | 0.89% | ||
| 23 | ROYAL BANK OF CANADA | 211,628 | 2,477,000 | 0.86% | ||
| 24 | KELMAN-LAZAROV, INC. | 206,195 | 2,404,000 | 0.83% | ||
| 25 | First Allied Advisory Services, Inc. | 201,405 | 2,363,000 | 0.82% | ||
| 26 | DOLIVER ADVISORS, LP | 197,607 | 2,314,000 | 0.80% | ||
| 27 | GEODE CAPITAL MANAGEMENT, LLC | 191,804 | 2,246,000 | 0.78% | PRN | |
| 28 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 188,782 | 2,211,000 | 0.77% | ||
| 29 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 187,931 | 2,201,000 | 0.76% | ||
| 30 | NORTH STAR ASSET MANAGEMENT INC | 182,200 | 2,133,000 | 0.74% | ||
| 31 | ROTHSCHILD INVESTMENT LLC /IL | 178,954 | 2,096,000 | 0.73% | ||
| 32 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 173,061 | 2,027,000 | 0.70% | ||
| 33 | Mraz, Amerine & Associates, Inc. | 166,810 | 1,953,674 | 0.68% | ||
| 34 | Thomas J. Herzfeld Advisors, Inc. | 153,442 | 1,797,000 | 0.62% | ||
| 35 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 153,285 | 1,795,000 | 0.62% | ||
| 36 | Global Endowment Management, LP | 147,855 | 1,731,000 | 0.60% | ||
| 37 | TILLER PRIVATE WEALTH, INC. | 146,820 | 1,719,000 | 0.60% | ||
| 38 | 1607 Capital Partners, LLC | 143,314 | 1,678,000 | 0.58% | ||
| 39 | Invesco Ltd. | 142,543 | 1,669,000 | 0.58% | ||
| 40 | Sterneck Capital Management, LLC | 141,156 | 1,653,000 | 0.57% | ||
| 41 | VSR Financial Services, Inc. | 139,345 | 1,632,000 | 0.57% | ||
| 42 | STIFEL FINANCIAL CORP | 136,478 | 1,598,000 | 0.55% | ||
| 43 | BAIRD FINANCIAL GROUP, INC. | 134,984 | 1,581,000 | 0.55% | ||
| 44 | FIRST TRUST ADVISORS LP | 130,417 | 1,527,000 | 0.53% | ||
| 45 | BROWN ADVISORY INC | 127,417 | 1,493,000 | 0.52% | ||
| 46 | Janney Montgomery Scott LLC | 124,194 | 1,454,000 | 0.50% | ||
| 47 | Ancora Advisors LLC | 112,000 | 1,312,000 | 0.46% | ||
| 48 | GABELLI FUNDS LLC | 109,500 | 1,282,000 | 0.44% | ||
| 49 | OPPENHEIMER & CO INC | 106,637 | 1,249,000 | 0.43% | ||
| 50 | Shaker Financial Services, LLC | 106,578 | 1,248,000 | 0.43% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
