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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
101 SPDR DOW JONES INDL AVRG ETF 3,112 120 0.02%
102 SPDR SER TR 4,094 121 0.02%
103 PIMCO INCOME STRATEGY FUND II COM 14,229 121 0.02%
104 ISHARES INC 9,050 125 0.02%
105 ISHARES TR 4,800 126 0.02%
106 PROSHARES TR 2,530 156 0.02%
107 iShares Mortgage Real Estate C 12,083 160 0.03%
108 BLACKROCK INCOME TR INC 1,731 185 0.03%
109 ISHARES TR 3,980 191 0.03%
110 GUGGENHEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF 4,695 192 0.03%
111 VANGUARD INDEX FDS 597 220 0.03%
112 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 9,076 220 0.03%
113 ISHARES 2,775 221 0.03%
114 PROSHARES TR 2,454 222 0.03%
115 ISHARES TR 2,609 232 0.04%
116 BLACKROCK TAX MUNICPAL BD TR SHS 18,901 240 0.04%
117 HANCOCK JOHN PFD INCOME FD I 2,266 245 0.04%
118 VANGUARD BD INDEX FDS 14,411 246 0.04%
119 VANGUARD INDEX FDS 2,132 247 0.04%
120 NUVEEN PREM INCOME MUN FD 4 COM 6,712 266 0.04%
121 MARKET VECTORS ETF TR 2,502 270 0.04%
122 ISHARES COHEN & STEERS REIT ETF 4,600 274 0.04%
123 DIREXION DAILY FTSE CHINA BULL 3X SHARES 2,235 279 0.04%
124 NUVEEN CR STRATEGIES INCOME FD COM SHS 12,177 289 0.05%
125 ROYCE VALUE TR INC 12,045 318 0.05%
126 SPDR SERIES TR 9,541 328 0.05%
127 NUVEEN AMT FREE QLTY MUN INC 5,808 332 0.05%
128 POWERSHARES ETF TR II 3,033 341 0.05%
129 ISHARES MSCI SPAN CP ETF 9,686 371 0.06%
130 HANCOCK JOHN PFD INCOME FD 16,050 391 0.06%
131 ISHARES TR 4,053 411 0.06%
132 VANGUARD INDEX FDS 3,632 427 0.07%
133 ISHARES TR 12,960 475 0.07%
134 PROSHARES ULTRA BLOOMBERG CRUDE OIL 7,640 514 0.08%
135 ISHARES RUSSELL 2000 GROWTH ETF 29,077 523 0.08%
136 FLAHERTY CRUMRINE PFD SECS 7,096 530 0.08%
137 PIMCO ETF TR 6,499 542 0.09%
138 SPDR GOLD TR 17,647 554 0.09%
139 MORGAN STANLEY 6,185 659 0.10%
140 ISHARES TR 39,310 698 0.11%
141 ISHARES TR 33,878 715 0.11%
142 ISHARES MSCI SINGAP ETF 9,981 761 0.12%
143 NUVEEN SELECT QUALITY MUN FD 11,156 838 0.13%
144 PROSHARES PSHS ULT HLTHCRE ETF 21,360 847 0.13%
145 POWERSHS DB MULTI SECT COMM 8,648 926 0.15%
146 POWERSHARES DB CMDTY IDX TRA 32,290 938 0.15%
147 DIREXION SHS ETF TR 7,164 962 0.15%
148 ISHARES TR 5,707 972 0.15%
149 SELECT SECTOR SPDR TR 28,213 1,105 0.17%
150 ISHARES 26,237 1,274 0.20%
Page 3 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,348,115 277,509 43.65%
2 ISHARES TR 1,179,537 74,889 11.78%
3 ISHARES TR 282,597 58,560 9.21%
4 ISHARES TR 640,100 45,639 7.18%
5 SPDR S&P MIDCAP 400 ETF TR 153,435 41,919 6.59%
6 ISHARES TR 229,390 28,642 4.51%
7 ISHARES TR 185,620 20,192 3.18%
8 ISHARES RUSSELL 3000 ETF 149,393 18,522 2.91%
9 VANGUARD SPECIALIZED FUNDS 139,159 10,935 1.72%
10 VANGUARD INTL EQUITY INDEX F 132,533 7,154 1.13%
11 ISHARES TR 41,431 6,214 0.98%
12 JPMORGAN CHASE & CO 156,432 6,195 0.97%
13 ISHARES TR 46,348 5,464 0.86%
14 ISHARES 7-10 YEAR TREASURY BOND ETF 28,938 3,039 0.48%
15 ISHARES RUSSELL 1000 ETF 19,998 2,321 0.37%
16 ISHARES TR 20,294 2,274 0.36%
17 VANGUARD INDEX FDS 12,139 1,299 0.20%
18 VANGUARD INTL EQUITY INDEX F 26,237 1,274 0.20%
19 ISHARES TR 28,213 1,105 0.17%
20 ISHARES TR 5,707 972 0.15%
21 VANGUARD INDEX FDS 7,164 962 0.15%
22 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 32,290 938 0.15%
23 VANGUARD INDEX FDS 8,648 926 0.15%
24 VANGUARD TAX-MANAGED FDS 21,360 847 0.13%
25 ISHARES TR 11,156 838 0.13%
26 SPDR SER TR 9,981 761 0.12%
27 ISHARES S&P GSCI COMMODITY I 33,878 715 0.11%
28 Vaneck Vectors Gold 39,310 698 0.11%
29 VANGUARD INDEX FDS 6,185 659 0.10%
30 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 17,647 554 0.09%
31 VANGUARD INDEX FDS 6,499 542 0.09%
32 VANGUARD INDEX FDS 7,096 530 0.08%
33 POWERSHARES DB CMDTY IDX TRA 29,077 523 0.08%
34 VANGUARD WHITEHALL FDS 7,640 514 0.08%
35 POWERSHARES ETF TR II 12,960 475 0.07%
36 ISHARES 20 YEAR TREASURY BOND ETF 3,632 427 0.07%
37 VANGUARD ADMIRAL FDS INC 4,053 411 0.06%
38 SELECT SECTOR SPDR TR 16,050 391 0.06%
39 SCHWAB US DIVIDEND EQUITY ETF 9,686 371 0.06%
40 SPDR GOLD TR 3,033 341 0.05%
41 WISDOMTREE TR 5,808 332 0.05%
42 SPDR MSCI ACWI EX-US 9,541 328 0.05%
43 GLOBAL X FDS 12,045 318 0.05%
44 SPDR SERIES TR 12,177 289 0.05%
45 VANGUARD WORLD FDS 2,235 279 0.04%
46 WISDOMTREE TR 4,600 274 0.04%
47 VANGUARD INDEX FDS 2,502 270 0.04%
48 ISHARES TR 6,712 266 0.04%
49 ISHARES TR 2,132 247 0.04%
50 POWERSHARES ETF TRUST 14,411 246 0.04%
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