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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES 1,348,115 277,509 43.65%
2 NUVEEN QUALITY MUN FUND INC 1,179,537 74,889 11.78%
3 ISHARES TR 282,597 58,560 9.21%
4 Market Vector Junior 640,100 45,639 7.18%
5 EATON VANCE TAX MANAGED DIVE 153,435 41,919 6.59%
6 SCHWAB US DIVIDEND EQUITY ETF 229,390 28,642 4.51%
7 SPDR S&P 500 ETF TR 185,620 20,192 3.18%
8 Barings Global Short Duration 149,393 18,522 2.91%
9 SPDR MSCI ACWI EX-US 139,159 10,935 1.72%
10 VANGUARD WORLD FD 132,533 7,154 1.13%
11 ALPS ETF TR 41,431 6,214 0.98%
12 ISHARES TR 156,432 6,195 0.97%
13 RYDEX ETF TRUST 46,348 5,464 0.86%
14 SELECT SECTOR SPDR TR 28,938 3,039 0.48%
15 ISHARES INC 19,998 2,321 0.37%
16 VANGUARD INDEX FDS 20,294 2,274 0.36%
17 POWERSHS DB MULTI SECT COMM 12,139 1,299 0.20%
18 ISHARES 26,237 1,274 0.20%
19 SELECT SECTOR SPDR TR 28,213 1,105 0.17%
20 ISHARES TR 5,707 972 0.15%
21 DIREXION SHS ETF TR 7,164 962 0.15%
22 POWERSHARES DB CMDTY IDX TRA 32,290 938 0.15%
23 POWERSHS DB MULTI SECT COMM 8,648 926 0.15%
24 PROSHARES PSHS ULT HLTHCRE ETF 21,360 847 0.13%
25 NUVEEN SELECT QUALITY MUN FD 11,156 838 0.13%
26 ISHARES MSCI SINGAP ETF 9,981 761 0.12%
27 ISHARES TR 33,878 715 0.11%
28 ISHARES TR 39,310 698 0.11%
29 MORGAN STANLEY 6,185 659 0.10%
30 SPDR GOLD TR 17,647 554 0.09%
31 PIMCO ETF TR 6,499 542 0.09%
32 FLAHERTY CRUMRINE PFD SECS 7,096 530 0.08%
33 ISHARES RUSSELL 2000 GROWTH ETF 29,077 523 0.08%
34 PROSHARES ULTRA BLOOMBERG CRUDE OIL 7,640 514 0.08%
35 ISHARES TR 12,960 475 0.07%
36 VANGUARD INDEX FDS 3,632 427 0.07%
37 ISHARES TR 4,053 411 0.06%
38 HANCOCK JOHN PFD INCOME FD 16,050 391 0.06%
39 ISHARES MSCI SPAN CP ETF 9,686 371 0.06%
40 POWERSHARES ETF TR II 3,033 341 0.05%
41 NUVEEN AMT FREE QLTY MUN INC 5,808 332 0.05%
42 SPDR SERIES TR 9,541 328 0.05%
43 ROYCE VALUE TR INC 12,045 318 0.05%
44 NUVEEN CR STRATEGIES INCOME FD COM SHS 12,177 289 0.05%
45 DIREXION DAILY FTSE CHINA BULL 3X SHARES 2,235 279 0.04%
46 ISHARES COHEN & STEERS REIT ETF 4,600 274 0.04%
47 MARKET VECTORS ETF TR 2,502 270 0.04%
48 NUVEEN PREM INCOME MUN FD 4 COM 6,712 266 0.04%
49 VANGUARD INDEX FDS 2,132 247 0.04%
50 VANGUARD BD INDEX FDS 14,411 246 0.04%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,348,115 277,509 43.65%
2 ISHARES TR 1,179,537 74,889 11.78%
3 ISHARES TR 640,100 45,639 7.18%
4 ISHARES TR 282,597 58,560 9.21%
5 ISHARES TR 229,390 28,642 4.51%
6 ISHARES TR 185,620 20,192 3.18%
7 JPMORGAN CHASE & CO 156,432 6,195 0.97%
8 SPDR S&P MIDCAP 400 ETF TR 153,435 41,919 6.59%
9 ISHARES RUSSELL 3000 ETF 149,393 18,522 2.91%
10 VANGUARD SPECIALIZED FUNDS 139,159 10,935 1.72%
11 VANGUARD INTL EQUITY INDEX F 132,533 7,154 1.13%
12 ISHARES TR 46,348 5,464 0.86%
13 ISHARES TR 41,431 6,214 0.98%
14 Vaneck Vectors Gold 39,310 698 0.11%
15 ISHARES S&P GSCI COMMODITY I 33,878 715 0.11%
16 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 32,290 938 0.15%
17 POWERSHARES DB CMDTY IDX TRA 29,077 523 0.08%
18 ISHARES 7-10 YEAR TREASURY BOND ETF 28,938 3,039 0.48%
19 ISHARES TR 28,213 1,105 0.17%
20 VANGUARD INTL EQUITY INDEX F 26,237 1,274 0.20%
21 VANGUARD TAX-MANAGED FDS 21,360 847 0.13%
22 ISHARES TR 20,294 2,274 0.36%
23 ISHARES RUSSELL 1000 ETF 19,998 2,321 0.37%
24 NUVEEN NORTH CAROLINA QLTY M 18,901 240 0.04%
25 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 17,647 554 0.09%
26 SELECT SECTOR SPDR TR 16,050 391 0.06%
27 POWERSHARES ETF TRUST 14,411 246 0.04%
28 NUVEEN PREFERRED SECURITIES 14,229 121 0.02%
29 POWERSHARES ETF TR II 12,960 475 0.07%
30 SPDR SERIES TR 12,177 289 0.05%
31 VANGUARD INDEX FDS 12,139 1,299 0.20%
32 NUVEEN SELECT QUALITY MUN FD 12,083 160 0.03%
33 GLOBAL X FDS 12,045 318 0.05%
34 ISHARES TR 11,156 838 0.13%
35 SPDR SER TR 9,981 761 0.12%
36 SCHWAB US DIVIDEND EQUITY ETF 9,686 371 0.06%
37 SPDR MSCI ACWI EX-US 9,541 328 0.05%
38 BLACKROCK INCOME TR INC 9,403 59 0.01%
39 Spdr Ser Tr Nuveen Barcl 9,076 220 0.03%
40 ROYCE VALUE TR INC 9,050 125 0.02%
41 VANGUARD INDEX FDS 8,648 926 0.15%
42 VANGUARD WHITEHALL FDS 7,640 514 0.08%
43 TCW STRATEGIC INCOME FD INC 7,503 39 0.01%
44 PIMCO CORPORATE INCOME OPP 7,291 106 0.02%
45 VANGUARD INDEX FDS 7,164 962 0.15%
46 VANGUARD INDEX FDS 7,096 530 0.08%
47 ISHARES TR 6,712 266 0.04%
48 VANGUARD INDEX FDS 6,499 542 0.09%
49 EATON VANCE ENHANCED EQUITY 6,225 86 0.01%
50 VANGUARD INDEX FDS 6,185 659 0.10%
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