| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | THRESHOLD PHARMACEUTICAL INC | 21,500 | 9,000 | 0.00% | ||
| 2 | GOLDEN STAR RES LIMITED CDA | 19,000 | 14,000 | 0.00% | ||
| 3 | ENERGY FUELS INC COM | 10,000 | 16,000 | 0.00% | ||
| 4 | DENISON MINES CORP | 34,500 | 18,000 | 0.00% | ||
| 5 | Royal Gold Inc | 25,000 | 26,000 | 0.00% | PRN | |
| 6 | Curis, Inc | 10,000 | 31,000 | 0.00% | ||
| 7 | ORGANOVO HLDGS INC | 10,341 | 35,000 | 0.00% | ||
| 8 | U S GLOBAL INVS INC | 27,500 | 37,000 | 0.00% | ||
| 9 | LLOYDS BANKING GROUP PLC | 13,788 | 43,000 | 0.00% | ||
| 10 | CALUMET SPECIALTY PRODS PTNR | 13,500 | 54,000 | 0.00% | ||
| 11 | JUST ENERGY GROUP INC | 11,106 | 61,000 | 0.00% | ||
| 12 | APOLLO INVT CORP | 10,716 | 63,000 | 0.00% | ||
| 13 | HECLA MNG CO | 12,000 | 63,000 | 0.00% | ||
| 14 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 15,000 | 67,000 | 0.00% | ||
| 15 | SPROTT PHYSICAL PLAT PALLAD | 10,000 | 69,000 | 0.00% | ||
| 16 | RESEARCH FRONTIERS INC | 38,212 | 70,000 | 0.00% | ||
| 17 | EATON VANCE SR INCOME TR | 10,669 | 71,000 | 0.00% | ||
| 18 | OPHTHOTECH CORP COM | 15,000 | 72,000 | 0.00% | ||
| 19 | CREDIT SUISSE HIGH YIELD BD | 28,000 | 75,000 | 0.00% | ||
| 20 | INVESTORS REAL ESTATE TR | 10,691 | 76,000 | 0.00% | ||
| 21 | NEW YORK MORTGAGE TRUST INC COM | 11,600 | 77,000 | 0.00% | ||
| 22 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 12,569 | 77,000 | 0.00% | ||
| 23 | RITE AID CORP | 10,650 | 88,000 | 0.00% | ||
| 24 | MANNKIND CORPORATION | 138,707 | 88,000 | 0.00% | ||
| 25 | MIMEDX GROUP INC COM | 10,464 | 93,000 | 0.00% | ||
| 26 | ARROWHEAD PHARMACEUTICALS IN | 61,000 | 95,000 | 0.00% | ||
| 27 | SEADRILL LIMITED | 28,100 | 96,000 | 0.00% | ||
| 28 | STAPLES INC | 10,612 | 96,000 | 0.00% | ||
| 29 | SPRINT CORP | 11,373 | 96,000 | 0.00% | ||
| 30 | MCDERMOTT INTL INC | 13,588 | 100,000 | 0.01% | ||
| 31 | DREYFUS HIGH YIELD STRATEGIE | 30,000 | 101,000 | 0.01% | ||
| 32 | BLACKROCK ENHANCED EQT DIV T | 12,408 | 101,000 | 0.01% | ||
| 33 | Mizuho Financial Group Inc ADR | 29,178 | 105,000 | 0.01% | ||
| 34 | DREYFUS STRATEGIC MUN BD | 13,000 | 105,000 | 0.01% | ||
| 35 | CLEARBRIDGE AMERN ENERG MLP FD | 11,781 | 108,000 | 0.01% | ||
| 36 | OMEROS CORP | 10,850 | 108,000 | 0.01% | ||
| 37 | COHEN & STEERS GLOBAL INCORPORATED BLDR | 12,850 | 110,000 | 0.01% | ||
| 38 | NUVEEN PFD INCOME OPPORTUN | 11,162 | 110,000 | 0.01% | ||
| 39 | COMPANHIA PARANAENSE ENERG C | 12,956 | 110,000 | 0.01% | ||
| 40 | WESTERN ASSET CLAYMORE INF | 10,130 | 113,000 | 0.01% | ||
| 41 | Powershares DB Oil ETF | 11,994 | 116,000 | 0.01% | ||
| 42 | NUVEEN TX ADV TOTAL RET STRG | 11,141 | 126,000 | 0.01% | ||
| 43 | SIRIUS XM HOLDINGS INC | 28,448 | 127,000 | 0.01% | ||
| 44 | CLIFFS NATURAL RESOURCES INC N/C 8/25/17 185899101 | 15,366 | 129,000 | 0.01% | ||
| 45 | ERICSSON | 22,252 | 130,000 | 0.01% | ||
| 46 | CEMEX SAB DE CV | 16,264 | 131,000 | 0.01% | ||
| 47 | LEGG MASON BW GLB INC OPP FD | 11,094 | 131,000 | 0.01% | ||
| 48 | BLACKROCK CORE BD TR | 10,188 | 133,000 | 0.01% | ||
| 49 | WESTERN ASSET MANAGED MUNS F | 10,000 | 137,000 | 0.01% | ||
| 50 | GENWORTH FINL INC | 35,834 | 137,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001512647-17-000001, filed 2017.02.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
