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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 36 Institutional holders with a total value of $27,430,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 649,463 7,352,000 26.80%
2 MORGAN STANLEY 324,986 3,678,000 13.41%
3 Advisors Asset Management, Inc. 311,025 3,530,000 12.87%
4 Shaker Financial Services, LLC 248,069 2,808,000 10.24%
5 COHEN & STEERS, INC. 224,087 2,543,000 9.27%
6 GUGGENHEIM CAPITAL LLC 126,666 1,438,000 5.24%
7 CORNERSTONE ADVISORS INC 57,701 655,000 2.39%
8 BANK OF AMERICA CORP /DE/ 53,796 609,000 2.22%
9 Invesco Ltd. 43,309 490,000 1.79%
10 Laurion Capital Management LP 40,046 455,000 1.66%
11 CITIGROUP INC 39,958 453,000 1.65%
12 HL FINANCIAL SERVICES LLC 39,900 452,000 1.65%
13 Cambridge Investment Research Advisors, Inc. 35,120 398,000 1.45%
14 STIFEL FINANCIAL CORP 23,702 271,000 0.99%
15 Creative Planning 20,696 234,000 0.85%
16 OPPENHEIMER & CO INC 20,167 228,000 0.83%
17 WEDBUSH SECURITIES INC 19,281 218,000 0.79%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,495 209,000 0.76%
19 WELLS FARGO & COMPANY/MN 18,114 205,000 0.75%
20 SG Americas Securities, LLC 13,235 150,000 0.55%
21 SEIZERT CAPITAL PARTNERS, LLC 12,200 138,000 0.50%
22 Commonwealth Equity Services, Inc 11,472 130,000 0.47%
23 First Allied Advisory Services, Inc. 11,141 126,000 0.46%
24 RAYMOND JAMES & ASSOCIATES 10,948 124,000 0.45%
25 Weiss Asset Management LP 10,819 123,000 0.45%
26 DOLIVER ADVISORS, LP 10,532 119,000 0.43%
27 IFP ADVISORS, INC 7,819 89,000 0.32%
28 ROYAL BANK OF CANADA 5,748 66,000 0.24%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 3,440 39,000 0.14%
30 D.A. DAVIDSON & CO. 2,800 31,000 0.11%
31 Montecito Bank & Trust 2,000 23,000 0.08%
32 ADVISOR GROUP, INC. 1,765 20,000 0.07%
33 North Star Investment Management Corp. 1,150 13,000 0.05%
34 Financial Architects, Inc 1,000 11,000 0.04%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 166 2,000 0.01%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 33 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.