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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 136 Institutional holders with a total value of $244,836,203.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 6,155,289 40,625,000 16.59%
2 VANGUARD GROUP INC 4,396,127 29,014,000 11.85%
3 BlackRock Institutional Trust Company, N.A. 3,278,545 21,638,000 8.84%
4 LSV ASSET MANAGEMENT 3,107,700 20,510,000 8.38%
5 UBS Group AG 2,330,336 15,381,000 6.28%
6 STATE STREET CORP 2,164,690 14,284,000 5.83%
7 NORTHERN TRUST CORP 1,954,424 12,899,000 5.27%
8 Global X Management CO LLC 1,474,690 9,733,000 3.98%
9 GEODE CAPITAL MANAGEMENT, LLC 824,001 5,438,000 2.22%
10 JPMORGAN CHASE & CO 574,873 3,795,000 1.55%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 556,800 3,675,000 1.50%
12 Advisors Asset Management, Inc. 528,603 3,489,000 1.43%
13 Bank of New York Mellon Corp 504,516 3,330,000 1.36%
14 BlackRock Investment Management, LLC 477,606 3,152,000 1.29%
15 MORGAN STANLEY 443,237 2,925,000 1.19%
16 VAN ECK ASSOCIATES CORP 430,207 2,839,000 1.16%
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 397,395 2,623,000 1.07%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 357,261 2,358,000 0.96%
19 ROYAL BANK OF CANADA 331,097 2,185,000 0.89%
20 Allianz Asset Management GmbH 326,149 2,153,000 0.88%
21 TIAA CREF INVESTMENT MANAGEMENT LLC 312,724 2,064,000 0.84%
22 TWO SIGMA INVESTMENTS, LP 312,091 2,060,000 0.84%
23 Invesco Ltd. 311,839 2,058,000 0.84%
24 CITADEL ADVISORS LLC 289,360 1,910,000 0.78%
25 DEUTSCHE BANK AG\ 268,166 1,768,000 0.72%
26 SYSTEMATIC FINANCIAL MANAGEMENT LP 257,515 1,700,000 0.69%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 226,764 1,497,000 0.61%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 224,760 1,483,000 0.61%
29 CREDIT SUISSE AG/ 203,964 1,346,000 0.55%
30 ALLIANCEBERNSTEIN L.P. 200,600 1,324,000 0.54%
31 TEACHERS ADVISORS, LLC 181,876 1,200,000 0.49%
32 Swiss National Bank 172,920 1,141,000 0.47%
33 Creative Planning 166,400 1,098,000 0.45%
34 PRUDENTIAL FINANCIAL INC 165,780 1,094,000 0.45%
35 GREAT LAKES ADVISORS, LLC 164,163 1,083,000 0.44%
36 GOLDMAN SACHS GROUP INC 136,113 898,000 0.37%
37 Ativo Capital Management LLC 131,136 865,000 0.35%
38 Sterling Capital Management LLC 128,808 850,000 0.35%
39 RHUMBLINE ADVISERS 127,324 840,000 0.34%
40 TWO SIGMA ADVISERS, LP 113,592 750,000 0.31%
41 IndexIQ Advisors LLC 104,366 689,000 0.28%
42 NEW YORK STATE COMMON RETIREMENT FUND 99,900 659,000 0.27%
43 WELLS FARGO & COMPANY/MN 94,476 623,000 0.25%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 93,398 617,000 0.25%
45 Janney Montgomery Scott LLC 80,868 534,000 0.22%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 75,271 497,000 0.20%
47 METROPOLITAN LIFE INSURANCE CO/NY 72,088 476,000 0.19%
48 Nationwide Fund Advisors 69,655 460,000 0.19%
49 WELLINGTON MANAGEMENT GROUP LLP 68,158 450,000 0.18%
50 Aperio Group, LLC 67,052 443,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.