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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1201 NPS Pharmaceuticals, Inc. 26,323 942 0.01%
1202 ALLSCRIPTS HEALTHCARE SOLUTN 73,688 941 0.01%
1203 ASCENA RETAIL GROUP INC COM 74,817 940 0.01%
1204 LENNAR 20,944 939 0.01%
1205 BANCORPSOUTH INC 41,584 936 0.01%
1206 INTEGRYS ENERGY GROUP INC 11,971 932 0.01%
1207 MOSAIC CO NEW 20,390 931 0.01%
1208 CELANESE CORP DEL 15,432 925 0.01%
1209 MICHAEL KORS HLDGS LTD 12,317 925 0.01%
1210 TECO ENERGY INC COM 45,000 922 0.01% Call
1211 RALPH LAUREN CORP 4,952 917 0.01%
1212 WERNER ENTERPRISES INC 29,438 917 0.01%
1213 CONSOL ENERGY INC 27,089 916 0.01%
1214 DIEBOLD NXDF INC 26,275 910 0.01%
1215 ROVI CORP COM EXCHANGEDFOR CU 40,114 906 0.01%
1216 POLYCOM INC 66,516 898 0.00%
1217 LOEWS CORP 21,296 895 0.00%
1218 GRAHAM HLDGS CO 1,036 895 0.00%
1219 ISHARES TR 30,556 895 0.00%
1220 Aaron's Inc 29,177 892 0.00%
1221 HMS HOLDINGS CORPORATION 42,210 892 0.00%
1222 POST HLDGS INC 21,165 887 0.00%
1223 ISHARES TR 9,124 872 0.00%
1224 DEAN FOODS CO NEW 45,005 872 0.00%
1225 BILL BARRETT CP 76,400 870 0.00%
1226 Lancaster Colony Corp 9,276 869 0.00%
1227 THORATEC LABS CORP 26,721 867 0.00%
1228 URBAN OUTFITTERS INC 24,643 866 0.00%
1229 REGAL ENTMT GROUP 40,373 862 0.00%
1230 BEMIS INC 19,050 861 0.00%
1231 Neustar Inc CL A 30,940 860 0.00%
1232 FASTENAL CO 18,056 859 0.00%
1233 MERCURY GENL CORP NEW 15,061 854 0.00%
1234 Acxiom Corp 41,507 841 0.00%
1235 VANGUARD TAX-MANAGED FDS 22,197 841 0.00%
1236 ON SEMICONDUCTOR CORP 82,927 840 0.00%
1237 MILLERKNOLL INC 28,524 839 0.00%
1238 BROOKFIELD INFRAST PARTNERS 20,000 837 0.00% Call
1239 AFFILIATED MANAGERS GROUP 3,940 836 0.00%
1240 KLX INC COM 20,153 831 0.00%
1241 CHUYS HLDGS INC COM 42,238 831 0.00%
1242 FIRSTENERGY CORP 21,254 829 0.00%
1243 ALEXANDER & BALDWIN INC NEW COM 21,100 828 0.00%
1244 MATTEL INC 26,681 826 0.00%
1245 Advent Software Inc. 26,869 823 0.00%
1246 KEYCORP 59,147 822 0.00%
1247 IPG PHOTONICS CORP 10,976 822 0.00%
1248 POTLATCHDELTIC CORPORATION 19,544 818 0.00%
1249 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 21,308 817 0.00%
1250 KNOWLES CORP COM 34,603 815 0.00%
Page 25 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 New York REIT Inc 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 BGC PARTNERS INC 13,514 124 0.00%
1563 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC COM 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 PARTNER COMMUNICATIONS 15,355 78 0.00%
1577 IMMUNOGEN INC 12,705 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 Arena Pharmaceuticals, Inc 17,036 59 0.00%
1581 GLOBALSTAR INC 21,294 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 CUMULUS MEDIA INC 11,644 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP COM DSSG 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 EXCO RESOURCES INC 12,249 27 0.00%
1597 FUELCELL ENERGY INC COM 17,816 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 Navidea Biopharm Inc 12,159 23 0.00%
Page 32 of 33