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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1551 OPKO HEALTH INC 15,283 153 0.00%
1552 BOULDER BRANDS INC 13,814 153 0.00%
1553 DEUTSCHE STRATEGIC 10,948 150 0.00%
1554 GRAMERCY PPTY TR 18,381 148 0.00%
1555 ENTEGRIS INC 10,794 143 0.00%
1556 CAPITOL FED FINL INC 11,100 142 0.00%
1557 NEW RESIDENTIAL INVT CORP COM NEW 10,933 140 0.00%
1558 INVESCO MUNI INCOME OPP TRST 20,000 140 0.00%
1559 UTI WORLDWIDE INC 11,165 135 0.00%
1560 New York REIT Inc 12,578 133 0.00%
1561 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,357 127 0.00%
1562 PROSPECT CAPITAL CORPORATION 15,000 124 0.00%
1563 BGC PARTNERS INC 13,514 124 0.00%
1564 PMC-SIERRA INC 13,445 123 0.00%
1565 SCORPIO TANKERS INC 13,355 116 0.00%
1566 LEJU HLDGS LTD 10,578 114 0.00%
1567 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
1568 CYS INVTS INC COM 12,568 110 0.00%
1569 NOVAVAX INC COM 18,462 109 0.00%
1570 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
1571 MANNKIND CORP. 17,687 92 0.00%
1572 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
1573 RITE AID CORP 11,029 83 0.00%
1574 AK STL HLDG CORP 13,731 82 0.00%
1575 STANDARD PAC CORP 11,227 82 0.00%
1576 IMMUNOGEN INC 12,705 78 0.00%
1577 PARTNER COMMUNICATIONS 15,355 78 0.00%
1578 SONUS NETWORKS INC 19,063 76 0.00%
1579 HECLA MNG CO 26,612 74 0.00%
1580 GLOBALSTAR INC 21,294 59 0.00%
1581 Arena Pharmaceuticals, Inc 17,036 59 0.00%
1582 MCDERMOTT INTL INC 18,424 54 0.00%
1583 Cincinnati Bell Inc 16,215 52 0.00%
1584 RESOURCE CAP CORP 10,021 51 0.00%
1585 CUMULUS MEDIA INC 11,644 49 0.00%
1586 VONAGE HLDGS CORP 12,946 49 0.00%
1587 * LEXICON PHARMACEUTICALS INC COM 54,366 49 0.00%
1588 Magnum Hunter Resources Corp 15,415 48 0.00%
1589 GERON CORP 12,171 40 0.00%
1590 PLUG POWER INC 12,959 39 0.00%
1591 HALCON RESOURCES CORP 20,224 36 0.00%
1592 QUANTUM CORP COM DSSG 17,011 30 0.00%
1593 ARCH COAL INC 16,464 29 0.00%
1594 ALPHA NATURAL RESOURCES 17,168 29 0.00%
1595 ION GEOPHYSICAL CORP 10,021 28 0.00%
1596 FUELCELL ENERGY INC COM 17,816 27 0.00%
1597 EXCO RESOURCES INC 12,249 27 0.00%
1598 CTI BIOPHARMA 10,402 25 0.00%
1599 QUIKSILVER INC COM 10,533 23 0.00%
1600 Navidea Biopharm Inc 12,159 23 0.00%
Page 32 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1351 BROOKDALE SR LIVING INC 15,610 572 0.00%
1352 MEADWESTVACO CORP 12,787 568 0.00%
1353 SEALED AIR CORP NEW 13,281 564 0.00%
1354 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 19,443 564 0.00%
1355 ENEL AMERICAS S A 35,000 561 0.00% Call
1356 CONE Midstream Partners 23,098 557 0.00%
1357 HUDSON CITY BANCORP INC 54,713 554 0.00%
1358 BANK AMER CORP 475 553 0.00%
1359 ASTORIA FINL CORPORATION 40,850 546 0.00%
1360 DELAWARE INVT NAT MUNI INC F 40,912 536 0.00%
1361 CINCINNATI FINL CORP 10,349 536 0.00%
1362 TETRA TECH INC NEW 20,037 535 0.00%
1363 CAMPBELL SOUP CO 12,125 534 0.00%
1364 BLACKROCK MUNIVEST FD INC 53,753 533 0.00%
1365 GOODYEAR TIRE & RUBR CO 18,596 531 0.00%
1366 BLACKROCK MUN INCOME TR 37,345 530 0.00%
1367 INVESCO QUALITY MUN INCOME T 42,192 527 0.00%
1368 J2 GLOBAL INC 8,496 527 0.00%
1369 Ryanair Hldgs Plc Adr 7,395 527 0.00%
1370 Dentsply Intl Inc 9,829 524 0.00%
1371 VTTI ENERGY PARTNERS LP 20,990 520 0.00%
1372 VALERO ENERGY PARTNERS LP 11,990 519 0.00%
1373 UNITED STATES CELLULAR CORP 13,012 518 0.00%
1374 AIRGAS INC 4,485 517 0.00%
1375 BLACKROCK MUNIYIELD INVST FD 33,129 513 0.00%
1376 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 28,729 511 0.00%
1377 BLACKROCK MUNIYIELD QUALITY 38,483 508 0.00%
1378 CIT GROUP INC 10,606 507 0.00%
1379 SPECTRA ENERGY PARTNERS LP 8,874 506 0.00%
1380 HELMERICH & PAYNE INC 7,456 503 0.00%
1381 HD SUPPLY HLDGS INCORPORATED 17,016 502 0.00%
1382 CLIFFS NAT RES INC 70,231 501 0.00%
1383 M D C HLDGS INC COM 18,806 498 0.00%
1384 FMC 8,693 496 0.00%
1385 CASEY'S GENERAL STORES INC COM 5,438 491 0.00%
1386 Iron Mountain Inc New 12,674 490 0.00%
1387 * SANDRIDGE ENERGY INC COM 269,151 490 0.00%
1388 QUANTA SVCS INC 17,239 489 0.00%
1389 PLUM CREEK TIMBER 11,398 488 0.00%
1390 FIRST SOLAR INC 10,903 486 0.00%
1391 HCA HOLDINGS INC 6,591 484 0.00%
1392 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 5,400 484 0.00% Put
1393 PULTE GROUP INC 22,498 483 0.00%
1394 ENABLE MIDSTREAM PARTNERS LP 24,801 481 0.00%
1395 COOPER TIRE RUBR CO 13,811 479 0.00%
1396 XYLEM INC 12,389 472 0.00%
1397 ISHARES 7,900 469 0.00%
1398 D R HORTON INC 18,448 467 0.00%
1399 SS&C TECHNOLOGIES HLDGS INC 7,923 463 0.00%
1400 WISDOMTREE TR 9,400 463 0.00% Put
Page 28 of 33