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Institutional Investment Manager
Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) (CIK: 0001533421) incorporated in New York, located at 120 Broadway, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 4,247 holdings with a total value of $1,030,167,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 MISONIX INC COM 34 0 0.00%
102 EATON VANCE CALIF MUN BD FD II COM 15 0 0.00%
103 MOL GLOBAL INC 109 0 0.00%
104 CURRENCYSHARES CHINESE RENMI 6 0 0.00%
105 LIBERATOR MEDICAL HLDGS INC 18 0 0.00%
106 SPDR SERIES TRUST 21 0 0.00%
107 ALBEMARLE CORP 8 0 0.00%
108 Intercloud Sys Inc Com New 63 0 0.00%
109 PTC INC 6 0 0.00%
110 CHINA BAK BATTERY INC 95 0 0.00%
111 BARCLAYS BK PLC 21 0 0.00%
112 ZHONE TECHNOLOGIES INC NEW 100 0 0.00%
113 RECON CAP SER TR 16 0 0.00%
114 REAVES UTIL INCOME FD 10 0 0.00%
115 WESTERN COPPER & GOLD CORP 0 0 0.00%
116 HIGHWAY HLDGS LTD 53 0 0.00%
117 ISHARES IBONDS MAR 2016 CORPORATE ETF 1 0 0.00%
118 CARTESIAN INC 122 0 0.00%
119 AMERICAN DG ENERGY INC 217 0 0.00%
120 JOHN HANCOCK HDG EQ & INC FD 19 0 0.00%
121 ABERDEEN GLOBAL INCOME FD IN 9 0 0.00%
122 CHINA ADVANCED CONSTR MATLS 80 0 0.00%
123 LEE ENTERPRISES INC 200 0 0.00%
124 DBX ETF TR 12 0 0.00%
125 DIREXION SHS ETF TR 17 0 0.00%
126 DBX ETF TR 4 0 0.00%
127 AROWANA INC 1,008 0 0.00%
128 AMERICAN CAP LTD 0 0 0.00%
129 ACTIONS SEMICONDUCTOR CO LTD ADR 82 0 0.00%
130 DB INVERSE JAPANESE GOVT BOND FUTURES EXCHANGE TRADED NOTES 12 0 0.00%
131 VIRCO MFG CO COM 76 0 0.00%
132 CLAYMORE EXCHANGE TRD FD TR 5 0 0.00%
133 AKAMAI TECHNOLOGIES INC 3 0 0.00%
134 Enservco Corp 133 0 0.00%
135 UNIQUE FABRICATING INC 11 0 0.00%
136 FIRST TRUST MORTGAGE INCM FD 2 0 0.00%
137 SINOVAC BIOTECH LTD 79 0 0.00%
138 SOPHIRIS BIO INC 100 0 0.00%
139 MACQUARIE FIRST TR GLOBAL 33 0 0.00%
140 TABLEAU SOFTWARE INC 0 0 0.00%
141 BONSO ELECTRS INTL INC 18 0 0.00%
142 MIRATI THERAPEUTICS INC COM 0 0 0.00%
143 MALVERN BANCORP INC COM 17 0 0.00%
144 ENSYNC INC 5 0 0.00%
145 BLACKROCK MASS TAX-EXEMPT TR 28 0 0.00%
146 TCP INTL HLDGS LTD 131 0 0.00%
147 W T OFFSHORE INC 155 0 0.00%
148 GSE SYS INC 96 0 0.00%
149 GLOBAL X FDS 38 0 0.00%
150 Pacific Booker Minerals Inc 95 0 0.00%
Page 3 of 85

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001533421-15-000007, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.