| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 172,405 | 2,146,000 | 67.23% | ||
| 2 | LPL Financial LLC | 25,150 | 315,000 | 9.87% | ||
| 3 | MORGAN STANLEY | 24,000 | 301,000 | 9.43% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 20,318 | 255,000 | 7.99% | ||
| 5 | UBS Group AG | 8,753 | 109,000 | 3.41% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,341 | 17,000 | 0.53% | ||
| 7 | FIFTH THIRD BANCORP | 1,340 | 17,000 | 0.53% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.41% | ||
| 9 | Efficient Market Advisors, LLC | 1,000 | 13,000 | 0.41% | ||
| 10 | CITIGROUP INC | 488 | 6,000 | 0.19% | ||
| 11 | Tower Research Capital LLC (TRC) | 15 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
