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JOHN HANCOCK HDG EQ & INC FD
JOHN HANCOCK HDG EQ & INC FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $38,275,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 789,454 11,360,000 29.68%
2 Advisors Asset Management, Inc. 758,039 10,908,000 28.50%
3 MORGAN STANLEY 390,356 5,617,000 14.68%
4 Invesco Ltd. 380,657 5,478,000 14.31%
5 UBS Group AG 65,594 944,000 2.47%
6 CORNERSTONE ADVISORS INC 50,430 726,000 1.90%
7 WOLVERINE ASSET MANAGEMENT LLC 43,011 618,000 1.61%
8 LPL Financial LLC 37,173 540,000 1.41%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 27,703 399,000 1.04%
10 Commonwealth Equity Services, Inc 25,205 363,000 0.95%
11 ROYAL BANK OF CANADA 23,889 344,000 0.90%
12 FIDUCIARY TRUST CO 20,000 288,000 0.75%
13 BANK OF AMERICA CORP /DE/ 17,993 259,000 0.68%
14 DEUTSCHE BANK AG\ 7,870 113,000 0.30%
15 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 6,215 89,000 0.23%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,000 72,000 0.19%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,160 60,000 0.16%
18 FIFTH THIRD BANCORP 1,750 25,000 0.07%
19 MSI Financial Services Inc 1,600 23,000 0.06%
20 CITIGROUP INC 1,550 22,000 0.06%
21 Creative Planning 1,225 18,000 0.05%
22 Alerus Investment Advisors Corp 325 5,000 0.01%
23 Windsor Capital Management, LLC 300 4,000 0.01%
24 Tower Research Capital LLC (TRC) 19 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.