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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
51 OPUS BK IRVINE CALIF 3,600 104,616 0.21%
52 UNION PAC CORP 1,018 101,546 0.21%
53 US BANCORP DEL 2,340 101,369 0.21%
54 VANGUARD WORLD FD 965 101,074 0.21%
55 3M CO 704 100,841 0.20%
56 ABBVIE INC 1,778 100,350 0.20%
57 MICRON TECHNOLOGY INC 3,040 100,168 0.20%
58 WASTE MGMT INC DEL 2,170 97,064 0.20%
59 CVS HEALTH CORP 1,274 96,021 0.20%
60 GOLDMAN SACHS GROUP INC 572 95,776 0.19%
61 ALTRIA GROUP INC 2,230 93,526 0.19%
62 OCCIDENTAL PETE CORP DEL 890 91,341 0.19%
63 UNITED NATURAL FOODSINC 1,403 91,335 0.19%
64 UNITEDHEALTH GROUP INC 1,096 89,598 0.18%
65 BRISTOL MYERS SQUIBB CO 1,840 89,258 0.18%
66 STRATTEC SEC CORP COM 1,366 88,093 0.18%
67 FEI COMPANY 934 84,742 0.17%
68 MASTERCARD INCORPORATED 1,142 83,903 0.17%
69 BIOGEN INC 264 83,242 0.17%
70 SPDR INDEX SHS FDS 1,565 82,710 0.17%
71 HONEYWELL INTL INC 878 81,610 0.17%
72 PROSHARES TR 900 81,180 0.16%
73 ATHENA HEALTH INC. 645 80,709 0.16%
74 ISHARES 10-20 YEAR TREASURY BOND ETF 602 77,790 0.16%
75 CATERPILLAR INC 714 77,590 0.16%
76 FORD MTR CO DEL 4,414 76,097 0.15%
77 SPDR S&P 600 SMALL CAP VALUE ETF 668 73,640 0.15%
78 FIRST CTZNS BANCSHARES INC N 300 73,500 0.15%
79 MONSANTO CO NEW 588 73,347 0.15%
80 NETSCOUT SYS INC 1,642 72,806 0.15%
81 Walgreens 978 72,499 0.15%
82 GW PHARMACEUTICALS PLC 674 72,313 0.15%
83 EOG RES INC 616 71,986 0.15%
84 Hewlett Packard Co 2,122 71,469 0.15%
85 UNITED PARCEL SERVICE INC 696 71,451 0.15%
86 MEDTRONIC INC 1,120 71,411 0.15%
87 TIME WARNER INC 1,000 70,250 0.14%
88 DOW CHEM CO 1,362 70,089 0.14%
89 METLIFE INC 1,258 69,894 0.14%
90 PRICELINE GRP INC 58 69,774 0.14%
91 LILLY ELI & CO 1,104 68,636 0.14%
92 POWER SOLUTIONS INTERNATIONAL INC 946 68,084 0.14%
93 DU PONT E I DE NEMOURS & CO 1,038 67,927 0.14%
94 HALLIBURTON CO 952 67,602 0.14%
95 TEXAS INSTRS INC 1,414 67,575 0.14%
96 COLGATE PALMOLIVE CO 978 66,680 0.14%
97 SOLAR CAP LTD 3,119 66,372 0.13%
98 ISHARES INC 2,357 65,925 0.13%
99 STARBUCKS CORP 846 65,463 0.13%
100 ROYAL BK SCOTLAND PLC 1,687 65,219 0.13%
Page 2 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1801 HELIOS & MATHESON ANALYTICS 200 1 0.00%
1802 HEAT BIOLOGICS INC 100 1 0.00%
1803 HAWAIIAN HOLDINGS INC 95 1 0.00%
1804 HASTINGS ENTMT INC 200 1 0.00%
1805 ALASKA COMMUNICATIONS SYS GR 386 1 0.00%
1806 HALCON RESOURCES CORP 100 1 0.00%
1807 HACKETT GROUP INC 115 1 0.00%
1808 ROYCE GLOBAL VALUE TR INC 90 1 0.00%
1809 VOYA PRIME RATE TR 100 1 0.00%
1810 RUBY TUESDAY INC 100 1 0.00%
1811 Novatel Wireless Inc 306 1 0.00%
1812 RXI PHARMACEUTICALS CORP NEW 302 1 0.00%
1813 Gyrodyne Company of America 181 1 0.00%
1814 GUGGENHEIM TAXABLE MUN MNGD 34 1 0.00%
1815 WIX COM LTD 66 1 0.00%
1816 GOLD RESOURCE CORP 100 1 0.00%
1817 GLOBUS MARITIME LIMITED NEW 200 1 0.00%
1818 GLOBAL X FDS 123 1 0.00%
1819 BROOKFIELD HIGH INCOME FD IN 87 1 0.00%
1820 GLOBAL X FDS 48 1 0.00%
1821 BROADWAY FINL CORP DEL 469 1 0.00%
1822 Global Indemnity PLC 55 1 0.00%
1823 SAUL CENTERS INC COM 18 1 0.00%
1824 GLOBAL DEFENSE & NATL SEC SY 100 1 0.00%
1825 GLADSTONE CAPITAL CORP 108 1 0.00%
1826 SCHMITT INDS INC ORE 500 1 0.00%
1827 GERMAN AMERN BANCORP INC 46 1 0.00%
1828 GERDAU S A 200 1 0.00%
1829 Scorpio Bulkers Inc. 100 1 0.00%
1830 SCRIPPS E W CO OHIO CL A NEW 44 1 0.00%
1831 GENIE ENERGY LTD CL B 134 1 0.00%
1832 SEARS HOMETOWN & OUT 24 1 0.00%
1833 SEMLER SCIENTIFIC INC 197 1 0.00%
1834 GENERAL COMMUNICATION INC 100 1 0.00%
1835 GENCOR INDS INC 100 1 0.00%
1836 WATERSTONE FINL INC MD 86 1 0.00%
1837 SHILOH INDS INC 75 1 0.00%
1838 BOSTON PRIVATE FINL HLDGS IN 200 1 0.00%
1839 BOS BETTER ONLINE SOLUTIONS 200 1 0.00%
1840 SIEBERT FINL CORP 300 1 0.00%
1841 Agile Therapeutics, Inc. 119 1 0.00%
1842 GALECTIN THERAPEUTICS INC COM 100 1 0.00%
1843 GABELLI HLTHCARE & WELLNESS 100 1 0.00%
1844 G WILLI FOOD INTL LTD 75 1 0.00%
1845 FREQUENCY ELECTRS INC 100 1 0.00%
1846 SINO GLOBAL SHIPPING AMER LT 477 1 0.00%
1847 SINOVAC BIOTECH LTD 177 1 0.00%
1848 Skyline Corporation 185 1 0.00%
1849 Smartpros Ltd 334 1 0.00%
1850 FRANKLIN FINL CORP VA 25 1 0.00%
Page 37 of 40