| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SII INVESTMENTS INC/WI | 39,610 | 418,000 | 25.81% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 20,860 | 219,864 | 13.58% | ||
| 3 | UBS AG | 14,872 | 156,000 | 9.63% | ||
| 4 | OPPENHEIMER & CO INC | 14,268 | 151,000 | 9.32% | ||
| 5 | Horizon Kinetics LLC | 11,743 | 124,000 | 7.66% | ||
| 6 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 10,500 | 111,000 | 6.85% | ||
| 7 | WELLS FARGO & COMPANY/MN | 9,508 | 100,000 | 6.17% | ||
| 8 | Winslow, Evans & Crocker, Inc. | 7,483 | 78,871 | 4.87% | ||
| 9 | MORGAN STANLEY | 6,511 | 69,000 | 4.26% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 4,800 | 51,000 | 3.15% | ||
| 11 | ROYAL BANK OF CANADA | 3,869 | 41,000 | 2.53% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,600 | 38,000 | 2.35% | ||
| 13 | Financial Architects, Inc | 2,000 | 21,000 | 1.30% | ||
| 14 | AMERIPRISE FINANCIAL INC | 1,742 | 18,000 | 1.11% | ||
| 15 | B. Riley Wealth Advisors, Inc. | 1,206 | 12,707 | 0.78% | ||
| 16 | DEUTSCHE BANK AG\ | 900 | 9,000 | 0.56% | ||
| 17 | Ground Swell Capital, LLC | 87 | 1,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
