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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1601 Civista Bancshares Inc 97 874 0.00%
1602 DELAWARE INV CO MUN INC FD I COM 64 868 0.00%
1603 VIGGLE INC 200 866 0.00%
1604 NEW SOURCE ENERGY PRTNERS 36 861 0.00%
1605 VIASYSTEMS GROUP INC 79 860 0.00%
1606 INNSUITES HOSPITALITY TR 377 852 0.00%
1607 EXA CORP COM 75 845 0.00%
1608 Iamgold Corp. 200 824 0.00%
1609 TRISTATE CAP HLDGS INC 58 820 0.00%
1610 NUMEREX CORP PA 71 816 0.00%
1611 CAESARS ENTMT CORP 45 814 0.00%
1612 SEMLER SCIENTIFIC INC 197 814 0.00%
1613 ORION ENERGY SYSTEMS INC 200 814 0.00%
1614 THT HEAT TRANSFER TECHNOLOGY 685 808 0.00%
1615 STANLEY FURNITURE CO INC 300 804 0.00%
1616 KEY TECHNOLOGY INC COM 65 801 0.00%
1617 FARMER BROS CO 37 800 0.00%
1618 Career Education Corp 171 800 0.00%
1619 TOWER SEMICONDUCTOR LTD 87 790 0.00%
1620 AMERICAN RESIDENTIAL PPTYS I 42 788 0.00%
1621 TRIO TECH INTL 237 787 0.00%
1622 BOS BETTER ONLINE SOLUTIONS 200 786 0.00%
1623 DELAWARE INVTS DIV & INCOME 75 783 0.00%
1624 Cordia Bancorp Inc 185 783 0.00%
1625 NOAH HLDGS LTD 55 778 0.00%
1626 HELIOS & MATHESON ANALYTICS 200 772 0.00%
1627 ULTRALIFE CORP 200 768 0.00%
1628 CAMAC ENERGY INC 1,095 767 0.00%
1629 SKYLINE CORP 185 760 0.00%
1630 Atlas Financial Holdings 50 758 0.00%
1631 NW Biotherapeutics 17WTS 199 756 0.00%
1632 Smartpros Ltd 334 755 0.00%
1633 GUGGENHEIM TAXABLE MUN MNGD 34 749 0.00%
1634 LAZARD WORLD DIVID & INCOME 49 744 0.00%
1635 FIRST WEST VIRGINIA BANCORP 38 741 0.00%
1636 CORIUM INTL INC 95 738 0.00%
1637 LUMENIS LTD 75 731 0.00%
1638 CULP INC 42 731 0.00%
1639 ESSEX RENTAL CORP 300 729 0.00%
1640 POTBELLY CORP 45 718 0.00%
1641 P & F INDS INC 91 713 0.00%
1642 DIGIRAD ORD 200 712 0.00%
1643 LAKES ENTERTAINMEN 150 707 0.00%
1644 LHC GROUP INC COM STK 33 705 0.00%
1645 SIEBERT FINL CORP 258 702 0.00%
1646 GLOBUS MARITIME LIMITED NEW 200 698 0.00%
1647 CHINA COML CR INC 190 697 0.00%
1648 ALASKA COMMUNICATIONS SYS GR 386 695 0.00%
1649 HACKETT GROUP INC 115 687 0.00%
1650 CHEMBIO DIAGNOSTICS INC 200 686 0.00%
Page 33 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1951 CORMEDIX INC 360 1 0.00%
1952 ABERDEEN CHILE FD INC COM 80 1 0.00%
1953 TRIO TECH INTL 297 1 0.00%
1954 TRISTATE CAP HLDGS INC 70 1 0.00%
1955 Cordia Bancorp Inc 185 1 0.00%
1956 TROVAGENE INC 390 1 0.00%
1957 TROVAGENE INC 400 1 0.00%
1958 TSR INC 415 1 0.00%
1959 Integrated Electrical Svc 200 1 0.00%
1960 CONSOLIDATED WATER CO ORD SH 116 1 0.00%
1961 CONSOLIDATED TOMOKA LD CO 14 1 0.00%
1962 COMPANIA DE MINAS BUENAVENTU 100 1 0.00%
1963 COMPANHIA SIDERURGICA NACION 200 1 0.00%
1964 COMMUNITYONE BANCORP COM 144 1 0.00%
1965 NORDIC AMERICAN OFFSHORE LTD 60 1 0.00%
1966 Amyris 251 1 0.00%
1967 ULTRALIFE CORP 200 1 0.00%
1968 AMERICAN RAILCAR INDS INC 17 1 0.00%
1969 COEUR MNG INC 100 1 0.00%
1970 COAST DISTR SYS 200 1 0.00%
1971 AMERICAN MIDSTREAM PA 47 1 0.00%
1972 CLOUGH GLOBAL EQUITY FD 40 1 0.00%
1973 AMERICAN EAGLE OUTFITTERS INC (NEW) 100 1 0.00%
1974 WISDOMTREE TR 34 1 0.00%
1975 UNITED CMNTY BANCORP IND 100 1 0.00%
1976 ZAIS FINL CORP 40 1 0.00%
1977 WISDOMTREE TR 17 1 0.00%
1978 WISDOMTREE TR 46 1 0.00%
1979 ONCOLYTICS BIOTECH INC 881 1 0.00%
1980 CLAYMORE EXCHANGE TRD FD TR 25 1 0.00%
1981 ORITANI FINL CORP DEL 84 1 0.00%
1982 NEWSTAR FINANCIAL INC 100 1 0.00%
1983 NEW YORK AND COMPANY INC 147 1 0.00%
1984 NEW SOURCE ENERGY PRTNERS 36 1 0.00%
1985 P & F INDS INC 91 1 0.00%
1986 Pacific Booker Minerals Inc 300 1 0.00%
1987 PACIFIC CONTINENTAL CORP 96 1 0.00%
1988 NEUBERGER BERMAN NY INT MUN 48 1 0.00%
Page 40 of 40