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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1701 INTELSAT S A 10 509 0.00%
1702 GOLD RESOURCE CORP 100 506 0.00%
1703 Pulse Electronics Corporation 200 500 0.00%
1704 BIOCEPT INC 82 494 0.00%
1705 FIRST ACCEPTANCE CORP 200 490 0.00%
1706 GLOBALSCAPE INC 200 490 0.00%
1707 JOHNSON OUTDOORS INC 19 490 0.00%
1708 CROSS CTRY HEALTHCARE INC 75 489 0.00%
1709 SANCHEZ ENERGY CORP 13 489 0.00%
1710 RF INDS LTD 81 485 0.00%
1711 NATIONAL AMERN UNIV HLDGS IN 156 480 0.00%
1712 CYCLACEL PHARMACEUTICALS INC 59 477 0.00%
1713 SYNERGY PHARMACEUTICALS DEL 50 475 0.00%
1714 NEWTEK BUSINESS SERVICES 171 469 0.00%
1715 CHINA NEW BORUN CORP ADR 170 468 0.00%
1716 KONA GRILL INC 24 466 0.00%
1717 ATA INC SPONS ADR 100 465 0.00%
1718 CENTRAL GARDEN PET CO 51 464 0.00%
1719 PYRAMID OIL CO 80 464 0.00%
1720 CYANOTECH CORP 100 462 0.00%
1721 GEOPARK LTD 50 458 0.00%
1722 SPORT CHALET INC-CLASS A 544 457 0.00%
1723 POSTROCK ENERGY CORP 300 450 0.00%
1724 MEDALLION FINL CORP COM 36 449 0.00%
1725 CHINA DIGITAL TV HOLDING 100 447 0.00%
1726 PRINCIPAL REAL ESTATE INCOME 23 439 0.00%
1727 CODEXIS INC 300 438 0.00%
1728 ELECTRO-SENSORS INC 102 434 0.00%
1729 HIGHPOWER INTL INC 90 430 0.00%
1730 AURICO GOLD INC UTIL 100 426 0.00%
1731 BIOANALYTICAL SYS INC 168 425 0.00%
1732 UTSTARCOM HOLDINGS CORP SHS NEW 142 416 0.00%
1733 RECON TECHNOLOGY LTD 100 414 0.00%
1734 TORCHLIGHT ENERGY RES INC 100 412 0.00%
1735 SIGMA TECH INC 145 409 0.00%
1736 INSTITUTIONAL FINL MKTS INC 200 402 0.00%
1737 CAS MED SYS INC 200 402 0.00%
1738 CAL DIVE INTERNATIONAL INC 303 400 0.00%
1739 SYNERGY PHARMACEUTICALS DEL 300 396 0.00%
1740 FORCEFIELD ENERGY 74 393 0.00%
1741 Eastman Kodak Co 16 392 0.00%
1742 SYNERGETICS USA INC 126 391 0.00%
1743 ZWEIG FD 25 391 0.00%
1744 GLOBAL X FDS 15 391 0.00%
1745 NII HOLDINGS INC. CL B 702 386 0.00%
1746 Dendreon Corp 166 382 0.00%
1747 NANOSPHERE INC 239 378 0.00%
1748 BLACKROCK MUNI N Y INTER DUR 27 378 0.00%
1749 Promotora De Info Adr Af 200 376 0.00%
1750 CHINA ADVANCED CONSTR MATLS 100 370 0.00%
Page 35 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
351 Mosaic Co New 480 24 0.05%
352 COCA COLA BOTTLING CO CONSOL 325 24 0.05%
353 CENTURYLINK INC 646 23 0.04%
354 Sigma-Aldrich 225 23 0.04%
355 PUBLIC SVC ENTERPRISE GROUP 566 23 0.04%
356 MEXICO FD INC 814 23 0.04%
357 ISHARES 400 23 0.04%
358 PROLOGIS INC 560 23 0.04%
359 BROADCOM CORP CL A 618 23 0.04%
360 ISHARES 600 23 0.04%
361 WESTERN DIGITAL CORP 236 22 0.04%
362 POWERSHARES S&P SMALLCAP UTILITIES PORTFOLIO 600 22 0.04%
363 CALAMOS CONV OPP AND INC FD 1,568 22 0.04%
364 ST JUDE MED INC 318 22 0.04%
365 ULTIMATE SOFTWARE GROUP INC 162 22 0.04%
366 PENSKE AUTOMOTIVE GRP INC 453 22 0.04%
367 Humana Inc 172 22 0.04%
368 WEBMD HEALTH CORP 461 22 0.04%
369 WEYERHAEUSER CO REIT 654 22 0.04%
370 PERRIGO CO PLC 150 22 0.04%
371 VENTAS INC REIT 330 21 0.04%
372 EDISON INTERNATIONAL 364 21 0.04%
373 WRIGHT MEDICAL GROUP NV 674 21 0.04%
374 ISHARES TR 460 21 0.04%
375 SEAGATE TECHNOLOGY 368 21 0.04%
376 ALTISOURCE ASSET MGMT CORP 29 21 0.04%
377 HI-CRUSH PARTNERS LP 318 21 0.04%
378 PRIMORIS SVCS CORP COM 743 21 0.04%
379 Unisys Corporation 869 21 0.04%
380 KLA-TENCOR CORP 286 21 0.04%
381 OMNICOM GROUP 290 21 0.04%
382 DELPHI AUTOMOTIVE PLC 312 21 0.04%
383 Mylan, Inc. 416 21 0.04%
384 HCP INC 512 21 0.04%
385 DUPONT FABROS TECHNOLOGY INC 778 21 0.04%
386 ISHARES S&P/CITIGROUP INTERNATIONAL TREASURY BOND FUND EX-US 197 21 0.04%
387 CONVERGYS CORP 982 21 0.04%
388 PARKER HANNIFIN CORP 166 21 0.04%
389 LATAM AIRLINES GROUP S A 432 21 0.04%
390 VORNADO RLTY TR 194 21 0.04%
391 JPMORGAN CHASE & CO 400 21 0.04%
392 Endo International Plc 300 21 0.04%
393 SOUTHWEST AIRLS CO 786 21 0.04%
394 COLUMBIA SELIGM PREM TECH GR 1,225 21 0.04%
395 MEAD JOHNSON NUTRITION CO 226 21 0.04%
396 LAUDER ESTEE COS INC 286 21 0.04%
397 AGILENT TECHNOLOGIES INC 374 21 0.04%
398 KINDRED HEALTHCARE INC 899 21 0.04%
399 LA Z BOY INC 906 21 0.04%
400 REYNOLDS AMERICAN INC 348 21 0.04%
Page 8 of 40