| 1 |
Advisors Asset Management, Inc. |
1,317,037 |
20,612,000 |
32.32% |
|
|
| 2 |
Karpus Management, Inc. |
1,037,748 |
16,241,000 |
25.47% |
|
|
| 3 |
Relative Value Partners, LLC |
783,655 |
12,264,000 |
19.23% |
|
|
| 4 |
1607 Capital Partners, LLC |
294,999 |
4,617,000 |
7.24% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
140,182 |
2,196,000 |
3.44% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
78,005 |
1,221,000 |
1.91% |
|
|
| 7 |
MORGAN STANLEY |
71,041 |
1,112,000 |
1.74% |
|
|
| 8 |
SG Americas Securities, LLC |
64,586 |
1,011,000 |
1.59% |
|
|
| 9 |
First Allied Advisory Services, Inc. |
52,169 |
812,000 |
1.27% |
|
|
| 10 |
Shaker Financial Services, LLC |
39,308 |
615,000 |
0.96% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
36,742 |
575,000 |
0.90% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
31,480 |
493,000 |
0.77% |
|
|
| 13 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
22,181 |
347,000 |
0.54% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
17,255 |
270,000 |
0.42% |
|
|
| 15 |
AQR CAPITAL MANAGEMENT LLC |
15,320 |
240,000 |
0.38% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
14,456 |
226,000 |
0.35% |
|
|
| 17 |
TFS CAPITAL LLC |
12,776 |
200,000 |
0.31% |
|
|
| 18 |
Cambridge Investment Research Advisors, Inc. |
10,205 |
160,000 |
0.25% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,069 |
95,000 |
0.15% |
|
|
| 20 |
UBS AG |
4,732 |
74,000 |
0.12% |
|
|
| 21 |
Carroll Financial Associates, Inc. |
3,750 |
59,000 |
0.09% |
|
|
| 22 |
BNP PARIBAS FINANCIAL MARKETS |
3,200 |
50,080 |
0.08% |
|
|
| 23 |
Creative Planning |
2,392 |
37,000 |
0.06% |
|
|
| 24 |
B. Riley Wealth Advisors, Inc. |
2,305 |
36,073 |
0.06% |
|
|
| 25 |
CITIGROUP INC |
1,888 |
30,000 |
0.05% |
|
|
| 26 |
Gradient Investments LLC |
1,896 |
30,000 |
0.05% |
|
|
| 27 |
Plante Moran Financial Advisors, LLC |
1,674 |
26,000 |
0.04% |
|
|
| 28 |
Lehman Financial Resources, Inc. |
1,475 |
23,000 |
0.04% |
|
|
| 29 |
HABERER REGISTERED INVESTMENT ADVISOR INC |
1,382 |
22,000 |
0.03% |
|
SH |
| 30 |
Formidable Asset Management, LLC |
1,278 |
20,000 |
0.03% |
|
|
| 31 |
FIFTH THIRD BANCORP |
1,000 |
16,000 |
0.03% |
|
|
| 32 |
FineMark National Bank & Trust |
717 |
11,000 |
0.02% |
|
|
| 33 |
US BANCORP \DE\ |
594 |
9,000 |
0.01% |
|
|
| 34 |
Focused Wealth Management, Inc |
494 |
8,000 |
0.01% |
|
|
| 35 |
D.A. DAVIDSON & CO. |
325 |
5,000 |
0.01% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
214 |
3,000 |
0.00% |
|
|
| 37 |
NEW ENGLAND SECURITIES CORP /MA/ |
222 |
3,000 |
0.00% |
|
|
| 38 |
Tradewinds Capital Management, LLC |
102 |
2,000 |
0.00% |
|
|
