| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BB&T SECURITIES, LLC | 17,120 | 3,264,000 | 26.71% | ||
| 2 | FIRST TRUST ADVISORS LP | 85,454 | 1,630,000 | 13.34% | ||
| 3 | Robert W. Baird & Co. Inc | 72,919 | 1,391,000 | 11.38% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 71,229 | 1,358,000 | 11.11% | ||
| 5 | UBS AG | 69,464 | 1,325,000 | 10.84% | ||
| 6 | WELLS FARGO & COMPANY/MN | 54,958 | 1,048,000 | 8.58% | ||
| 7 | OPPENHEIMER & CO INC | 49,400 | 942,000 | 7.71% | ||
| 8 | MORGAN STANLEY | 22,885 | 436,000 | 3.57% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 13,900 | 265,000 | 2.17% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 12,666 | 242,000 | 1.98% | ||
| 11 | DEUTSCHE BANK AG\ | 9,200 | 175,000 | 1.43% | ||
| 12 | ROYAL BANK OF CANADA | 5,100 | 97,000 | 0.79% | ||
| 13 | THOMPSON DAVIS & CO., INC. | 1,000 | 19,000 | 0.16% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 660 | 12,586 | 0.10% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 569 | 10,000 | 0.08% | ||
| 16 | MSI Financial Services Inc | 210 | 4,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
