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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1751 MERU NETWORKS INC 100 368 0.00%
1752 COLLABRX INC 197 368 0.00%
1753 RELM WIRELESS CORP 95 367 0.00%
1754 SGOCO GROUP LTD 180 367 0.00%
1755 China Housing and Land Develop 200 362 0.00%
1756 BANK OF THE ST JAMES FINL 40 362 0.00%
1757 ROI ACQUISITION CORP II 35 358 0.00%
1758 MEDICINOVA INC 175 355 0.00%
1759 KVH INDS INC COM 27 352 0.00%
1760 VESTIN RLTY MTG II INC 83 349 0.00%
1761 DEUTSCHE BK AG LONDON BRH 24 344 0.00%
1762 WISDOMTREE EMERGING 13 344 0.00%
1763 HIMAX TECHNOLOGIES INC 50 343 0.00%
1764 Columbia Labs Inc. 50 343 0.00%
1765 AVG Technologies NV 17 342 0.00%
1766 ANDATEE CHINA MARINE FUEL SV 200 326 0.00%
1767 LDR HLDG CORP COM 13 325 0.00%
1768 BOWL AMER INCORPORATED CLASS A 22 324 0.00%
1769 LEHIGH GAS PARTNERS LP UT LTD PTN INT 12 322 0.00%
1770 RELIV INTL INC COM NEW 200 320 0.00%
1771 AMERICA FIRST MULTIFAMILY IN 53 319 0.00%
1772 AOXING PHARMACEUTICAL CO INC 997 319 0.00%
1773 WI-LAN INC 100 317 0.00%
1774 RETROPHIN INC 27 317 0.00%
1775 Isoray Inc 100 312 0.00%
1776 MER TELEMANAGEMENT SOLUTIONS 200 312 0.00%
1777 EATON VANCE NJ MUNI INE T 24 304 0.00%
1778 Red Lion Hotels 55 301 0.00%
1779 GLOWPOINT INC 200 300 0.00%
1780 CURRENCYSHARES SWEDISH KRONA 2 297 0.00%
1781 CREXENDO INC 92 294 0.00%
1782 VESTIN REALTY MORTGAGE I INC 200 292 0.00%
1783 LENTUO INTERNATI SPON ADS 100 291 0.00%
1784 DGSE COMPANIES INC 200 290 0.00%
1785 UNITED STATES ANTIMONY CORP 200 284 0.00%
1786 LUBYS INC COM 48 282 0.00%
1787 SPDR INDEX SHS FDSDJ GLB RL ES ETF 6 280 0.00%
1788 SKYPEOPLE FRUIT JUICE INC 200 276 0.00%
1789 TRANSPORTADORA DE GAS SUR 100 276 0.00%
1790 SEQUANS COMMUNICATIONS S A 160 275 0.00%
1791 Ambient Corporation New 300 273 0.00%
1792 LIGHTPATH TECHNOLOGIES INC 200 272 0.00%
1793 NV5 HLDGS INC 100 270 0.00%
1794 TIGERLOGIC CORP 200 268 0.00%
1795 ISHARES TR 2 268 0.00%
1796 POKERTEK INC 200 264 0.00%
1797 INTERNET PATENTS CORP 84 260 0.00%
1798 ENZON PHARMACEUTICALS INC 248 258 0.00%
1799 GENVEC INC 100 257 0.00%
1800 KINGSWAY FINL SVCS INC 41 257 0.00%
Page 36 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
101 ALLERGAN PLC 296 66 0.13%
102 NIKE INC 832 65 0.13%
103 STARBUCKS CORP 846 65 0.13%
104 EBAY INC 1,304 65 0.13%
105 ROYAL BK SCOTLAND PLC 1,687 65 0.13%
106 GENERAC HLDGS INC 1,318 64 0.12%
107 MIMEDX GROUP INC COM 8,984 64 0.12%
108 PROSPERITY BANCSHARES INC 1,008 63 0.12%
109 E M C CORP MASS COM 2,368 62 0.12%
110 PROSHARES TR 693 62 0.12%
111 SYSCO CORP 1,626 61 0.12%
112 IONIS PHARMACEUTICAL 1,774 61 0.12%
113 Exterran Holdings Inc 1,335 60 0.12%
114 NEXTERA ENERGY INC 588 60 0.12%
115 FIRST TR STOXX EUROPEAN SELE 3,929 59 0.11%
116 SIMON PPTY GROUP INC NEW 352 59 0.11%
117 DUKE ENERGY CORP NEW 790 59 0.11%
118 MENS WEARHOUSE INC 1,066 59 0.11%
119 GENESEE & WYOMING INC 5.000% 1 440 59 0.11%
120 ACCENTURE PLC IRELAND 714 58 0.11%
121 COSTCO WHSL CORP NEW 492 57 0.11%
122 ACUITY BRANDS INC 415 57 0.11%
123 LOWES COS INC 1,170 56 0.11%
124 SPDR INDEX SHS FDS 682 56 0.11%
125 FLEXSHARES US MARKET TILT ETF 643 55 0.11%
126 PERNIX THERAPEUTICS HLDGS IN 6,166 55 0.11%
127 KONGZHONG CORP SPONSO 6,230 54 0.10%
128 COVIDIEN PLC 604 54 0.10%
129 RYDEX ETF TRUST 726 54 0.10%
130 GENERAL MTRS CO 1,460 53 0.10%
131 PHILLIPS 66 658 53 0.10%
132 DANAHER CORP DEL 672 53 0.10%
133 PNC FINL SVCS GROUP INC 598 53 0.10%
134 CAPITAL ONE FINL CORP 642 53 0.10%
135 CANTEL MEDICAL CORP 1,000 52 0.10%
136 THERMO FISHER SCIENTIFIC INC 438 52 0.10%
137 PACIRA PHARMACEUTICALS INC 567 52 0.10%
138 PROSHARES TR 811 52 0.10%
139 EMERSON ELEC CO 786 52 0.10%
140 ISHARES TR 808 52 0.10%
141 MORGAN STANLEY 1,570 51 0.10%
142 CMS Energy Corp 857 51 0.10%
143 PROSHARES TR 1,568 50 0.10%
144 NUANCE COMM 2,685 50 0.10%
145 Market Vector Junior 1,177 50 0.10%
146 WISDOMTREE TR 2,431 50 0.10%
147 POWERSHARES ETF TRUST 1,807 50 0.10%
148 CM FIN INC 3,442 50 0.10%
149 WESTMORELAND COAL CO 810 50 0.10%
150 NATIONAL WESTN LIFE INS CO 197 49 0.10%
Page 3 of 40