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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1801 AGENUS INC 79 254 0.00%
1802 OPTIMUMBANK HOLDINGS INC 200 252 0.00%
1803 IKONICS CORP 10 252 0.00%
1804 ETFS WHITE METALS BASKET TR 6 251 0.00%
1805 Echo Therapeutics Inc 111 251 0.00%
1806 GLORI ENERGY INC WARRANTS EXPIRES 200 248 0.00%
1807 BLACKROCK ENHANCED GOVT 17 243 0.00%
1808 COVER-ALL TECHNOLOGIES INC 200 242 0.00%
1809 DIGITAL PWR CORP 200 238 0.00%
1810 MECOX LANE LIMITED SPON ADR REP 35 60 237 0.00%
1811 PLANAR SYS INC 95 233 0.00%
1812 PARK OHIO HLDGS CORP COM 4 232 0.00%
1813 VISION-SCIENCES INC DEL 200 230 0.00%
1814 ARC DOCUMENT SOLUTIONS INC COM 39 229 0.00%
1815 WET SEAL INC 249 227 0.00%
1816 NUVEEN CALIF MUNICPAL VALU FD2 COM 14 225 0.00%
1817 ORAGENICS INC COM NEW 115 224 0.00%
1818 CLOUGH GLOBAL EQUITY FD 14 217 0.00%
1819 Kior Inc 599 216 0.00%
1820 NETSOL 55 213 0.00%
1821 VRINGO INC 200 210 0.00%
1822 FORTEGRA FINL CORP 27 206 0.00%
1823 TOWNEBANK PORTSMOUTH VA COM 13 204 0.00%
1824 SEMILEDS CORP 200 204 0.00%
1825 SILVER EAGLE ACQUISITION COR 300 195 0.00%
1826 WISDOMTREE TRUST DREYFUS BRAZILIAN REAL FUND 10 194 0.00%
1827 LOOKSMART LTD 106 191 0.00%
1828 EASTMAN KODAK CO 21 191 0.00%
1829 Fairway Group Holdings Corp. 28 186 0.00%
1830 ASTEC INDUSTRIES INC 150 179 0.00%
1831 FLEXIBLE SOLUTIONS INTL INC 200 168 0.00%
1832 VALUE LINE INC 10 168 0.00%
1833 OCEAN BIO CHEM INC 56 163 0.00%
1834 QUALSTAR CORP 122 161 0.00%
1835 RICEBRAN TECHNOLOGIES 121 159 0.00%
1836 PROPHASE LABS INC 93 157 0.00%
1837 Warren Resources Inc 25 155 0.00%
1838 EVRYWARE GLOBAL INC 119 155 0.00%
1839 NUTRI SYS INC NEW 9 154 0.00%
1840 SPAR GROUP INC 100 151 0.00%
1841 S&W SEED CO 200 150 0.00%
1842 CORMEDIX INC 300 150 0.00%
1843 ORBIT INTL CORP 50 148 0.00%
1844 ELECTROMED INC 100 142 0.00%
1845 PREMIER EXHIBITIONS INC 175 142 0.00%
1846 VILLAGE BK & TR FINANCIAL CO 103 142 0.00%
1847 Wells-Gardner Elec Cor 100 138 0.00%
1848 RETRACTABLE TECHNOLOGIES INC 55 138 0.00%
1849 LEVY ACQUISITION CORP 300 138 0.00%
1850 GUGGENHEIM FRONTIER MARKETS ETF 8 137 0.00%
Page 37 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
151 WisdomTree Earnings 500 ETF 712 49 0.10%
152 LOCKHEED MARTIN CORP 302 49 0.10%
153 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 1,423 49 0.10%
154 CLAYMORE EXCHANGE TRD FD TR 959 48 0.09%
155 MCKESSON CORP 258 48 0.09%
156 PHILLIPS 66 PARTNERS LP 629 48 0.09%
157 COMMONWEALTH REIT 1,820 48 0.09%
158 CORNERSTONE ONDEMAND INC 1,014 47 0.09%
159 KIMBERLY CLARK CORP 424 47 0.09%
160 LYONDELLBASELL INDUSTRIES N 484 47 0.09%
161 WISDOMTREE TR 1,551 47 0.09%
162 ISHARES MSCI BIC ETF 1,210 47 0.09%
163 FEDEX CORP 310 47 0.09%
164 TRAVELERS COMPANIES INC 494 46 0.09%
165 DOMINION ENERGY INC 650 46 0.09%
166 TIME WARNER INC NEW 310 46 0.09%
167 FOREST LABS INC COM 466 46 0.09%
168 FIRST TR EXCHANGE TRADED FD 1,591 46 0.09%
169 ISHARES 760 46 0.09%
170 PRUDENTIAL FINL INC 518 46 0.09%
171 BLACKROCK INC 140 45 0.09%
172 SOUTHERN CO 994 45 0.09%
173 DirectTV Com 530 45 0.09%
174 WILLIAMS COS INC DEL 766 45 0.09%
175 RevShares Large Cap ETF 1,127 44 0.09%
176 WEX INC 415 44 0.09%
177 INSULET CORPORATION 1,099 44 0.09%
178 PRAXAIR INC 330 44 0.09%
179 OLD LINE BANCSHARES INC COM 2,814 44 0.09%
180 YUM BRANDS INC 546 44 0.09%
181 OFFICE DEPOT INC 7,631 43 0.08%
182 FAIR ISAAC CORP 669 43 0.08%
183 ISHARES TR 976 43 0.08%
184 PTC INC 1,117 43 0.08%
185 INTERCONTINENTAL EXCHANGE IN 230 43 0.08%
186 SPDR INDEX SHS FDS 1,594 43 0.08%
187 AMERICAN CAP SR FLOATING LTD 3,036 43 0.08%
188 FREEPORT-MCMORAN INC 1,162 42 0.08%
189 GENERAL DYNAMICS CORP 364 42 0.08%
190 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42 0.08%
191 DEVON ENERGY CORP NEW 528 42 0.08%
192 TJX COS INC NEW 796 42 0.08%
193 RAYTHEON CO 452 42 0.08%
194 TARGET CORP 708 41 0.08%
195 EATON CORP PLC 532 41 0.08%
196 PRECISION CASTPARTS 162 41 0.08%
197 ISHARES TR 330 41 0.08%
198 TRIVASCULAR TECHNOLOGIES INC 2,649 41 0.08%
199 KRAFT HEINZ CO COM 668 40 0.08%
200 STERIS PLC 754 40 0.08%
Page 4 of 40