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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0001420506-14-000311) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
151 CORNERSTONE ONDEMAND INC 1,014 46,664 0.09%
152 ISHARES MSCI BIC ETF 1,210 46,597 0.09%
153 WISDOMTREE TR 1,548 46,564 0.09%
154 DOMINION ENERGY INC 650 46,488 0.09%
155 TRAVELERS COMPANIES INC 494 46,471 0.09%
156 FIRST TR EXCHANGE TRADED FD 1,591 46,441 0.09%
157 FOREST LABS INC COM 466 46,134 0.09%
158 PRUDENTIAL FINL INC 518 45,983 0.09%
159 ISHARES 760 45,684 0.09%
160 TIME WARNER INC NEW 310 45,663 0.09%
161 KONGZHONG CORP SPONSO 5,241 45,492 0.09%
162 SOUTHERN CO 994 45,108 0.09%
163 DirectTV Com 530 45,055 0.09%
164 THERMO FISHER SCIENTIFIC INC 381 44,958 0.09%
165 BLACKROCK INC 140 44,744 0.09%
166 WILLIAMS COS INC DEL 766 44,589 0.09%
167 OLD LINE BANCSHARES INC COM 2,814 44,349 0.09%
168 WEX INC 415 43,563 0.09%
169 LOCKHEED MARTIN CORP 271 43,558 0.09%
170 RevShares Large Cap ETF 1,127 43,513 0.09%
171 SPDR INDEX SHS FDS 1,594 43,468 0.09%
172 INTERCONTINENTAL EXCHANGE IN 230 43,447 0.09%
173 OFFICE DEPOT INC 7,631 43,420 0.09%
174 EBAY INC 857 42,901 0.09%
175 FAIR ISAAC CORP 669 42,655 0.09%
176 ISHARES TR 976 42,583 0.09%
177 AMERICAN CAP SR FLOATING LTD 3,035 42,490 0.09%
178 GENERAL DYNAMICS CORP 364 42,424 0.09%
179 FREEPORT-MCMORAN INC 1,162 42,413 0.09%
180 TJX COS INC NEW 796 42,307 0.09%
181 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 1,119 42,298 0.09%
182 PTC INC 1,089 42,253 0.09%
183 DEVON ENERGY CORP NEW 528 41,923 0.09%
184 RAYTHEON CO 452 41,697 0.08%
185 PHILLIPS 66 PARTNERS LP 549 41,482 0.08%
186 TRIVASCULAR TECHNOLOGIES INC 2,649 41,245 0.08%
187 EATON CORP PLC 532 41,060 0.08%
188 ISHARES TR 330 41,032 0.08%
189 TARGET CORP 708 41,029 0.08%
190 PRECISION CASTPARTS 162 40,889 0.08%
191 FIRST TR EXCNGE TRD ALPHADEX 1,249 40,068 0.08%
192 KRAFT HEINZ CO COM 668 40,047 0.08%
193 Welltower Inc. 638 39,983 0.08%
194 AMERICAN TOWER CORP NEW 442 39,771 0.08%
195 NATIONAL OILWELL VARCO INC 480 39,528 0.08%
196 CLOVIS ONCOLOGY INC 950 39,340 0.08%
197 ZYNGA INC 12,248 39,316 0.08%
198 NORTHWESTERN ENERGY GROUP INC COM NEW 750 39,143 0.08%
199 ISHARES TR 816 39,005 0.08%
200 ACE LTD 376 38,991 0.08%
Page 4 of 39
Restatement filing (0001420506-15-000045) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1951 CORMEDIX INCORPORATED 360 1 0.00%
1952 ABERDEEN CHILE FD INC 80 1 0.00%
1953 TRIO TECH INTL 297 1 0.00%
1954 TRISTATE CAP HLDGS INC COM 70 1 0.00%
1955 Cordia Bancorp Inc 185 1 0.00%
1956 TROVAGENE INC 390 1 0.00%
1957 TROVAGENE INC 400 1 0.00%
1958 TSR INC 415 1 0.00%
1959 Integrated Electrical Svc 200 1 0.00%
1960 CONSOLIDATED WATER CO INC ORD 116 1 0.00%
1961 CONSOLIDATED TOMOKA LD CO 14 1 0.00%
1962 COMPANIA DE MINAS BUENAVENTU 100 1 0.00%
1963 COMPANHIA SIDERURGICA NACION 200 1 0.00%
1964 COMMUNITYONE BANCORP COM 144 1 0.00%
1965 NORDIC AMERICAN OFFSHORE LTD 60 1 0.00%
1966 AMYRIS INC COM 251 1 0.00%
1967 ULTRALIFE CORP 200 1 0.00%
1968 AMERICAN RAILCAR INDS INC 17 1 0.00%
1969 COEUR MNG INC 100 1 0.00%
1970 COAST DISTR SYS 200 1 0.00%
1971 AMERICAN MIDSTREAM PARTNERS 47 1 0.00%
1972 CLOUGH GLOBAL EQUITY FD 40 1 0.00%
1973 AMERICAN EAGLE OUTFITTERS NE 100 1 0.00%
1974 WISDOMTREE JAPAN 34 1 0.00%
1975 UNITED CMNTY BANCORP IND 100 1 0.00%
1976 ZAIS FINL CORP 40 1 0.00%
1977 WISDOMTREE TR 17 1 0.00%
1978 WisdomTree Middle East Dividend ETF 46 1 0.00%
1979 Oncolytics Biotech Inc 881 1 0.00%
1980 CLAYMORE EXCHANGE TRD FD TR 25 1 0.00%
1981 ORITANI FINL CORP DEL 84 1 0.00%
1982 Newstar Finl Inc Com 100 1 0.00%
1983 NEW YORK & CO 147 1 0.00%
1984 NEW SOURCE ENERGY PRTNERS 36 1 0.00%
1985 P & F INDS INC CL A NEW 91 1 0.00%
1986 Pacific Booker Minerals Inc 300 1 0.00%
1987 PACIFIC CONTINENTAL CORP 96 1 0.00%
1988 NEUBERGER BERMAN NY INT MUN 48 1 0.00%
Page 40 of 40