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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
451 Parexel International Corp. 386 24,353 0.05%
452 POWERSHARES ETF TR II 889 24,172 0.05%
453 Xerox Corp 1,827 24,171 0.05%
454 ALERE INC 74 24,109 0.05%
455 WELLS FARGO CO NEW 20 24,090 0.05%
456 BROWN FORMAN CORP 267 24,089 0.05%
457 METTLER TOLEDO INTERNATIONAL 94 24,076 0.05%
458 KITE PHARMA INC 842 23,997 0.05%
459 PUMA BIOTECHNOLOGY 100 23,857 0.05%
460 MOSAIC CO NEW 537 23,848 0.05%
461 NORTHEASTUTILITI 534 23,656 0.04%
462 LINCOLN NATL CORP IND 441 23,629 0.04%
463 ANI PHARMACEUTICALS INC 833 23,557 0.04%
464 ENTERGY CORP NEW 303 23,431 0.04%
465 EQT CORP 255 23,343 0.04%
466 REGIONS FINANCIAL CORP NEW 2,325 23,343 0.04%
467 ARROW ELECTRONICS 420 23,247 0.04%
468 WHOLE FOODS MKT INC 609 23,209 0.04%
469 BARCLAYS BK PLC 500 23,070 0.04%
470 BALCHEM CORP 406 22,967 0.04%
471 PROGRESSIVE CORP OHIO 906 22,904 0.04%
472 NEWMARKET CORP 60 22,861 0.04%
473 MTS SYS CORP 333 22,731 0.04%
474 XCERRA CORP COM 2,321 22,723 0.04%
475 OMNICARE CAP TR I 300 22,716 0.04%
476 DTE ENERGY CO 297 22,596 0.04%
477 MARRIOTT VACATIONS WORLDWIDE C COM 356 22,574 0.04%
478 AIRGAS INC 204 22,573 0.04%
479 HYSTER YALE MATLS HANDLING I 315 22,560 0.04%
480 HURON CONSULTING 370 22,559 0.04%
481 STANCORP FINL GROUP INC COM 357 22,555 0.04%
482 KANSAS CITY SOUTHERN 186 22,543 0.04%
483 JARDEN CORP 375 22,541 0.04%
484 DOUGLAS EMMETT INC COM 875 22,461 0.04%
485 BED BATH & BEYOND INC 339 22,316 0.04%
486 Monster Beverage Corpo 243 22,276 0.04%
487 CLEARWATER PAPER CORP COM 370 22,241 0.04%
488 GGCP Holdings LLC 314 22,212 0.04%
489 WINMARK CORP 300 22,050 0.04%
490 QUAKER CHEM CORP 305 21,865 0.04%
491 NISOURCE 531 21,760 0.04%
492 DARDEN RESTAURANTS INC 422 21,716 0.04%
493 GATX CORP 370 21,597 0.04%
494 WATTS WATER TECHNOLOGIES INC 370 21,553 0.04%
495 FMC TECHNOLOGIES INC 396 21,507 0.04%
496 SENECA FOODS CORP CL B 700 21,350 0.04%
497 ROVI CORP COM EXCHANGEDFOR CU 1,079 21,305 0.04%
498 HARLEY DAVIDSON INC 366 21,301 0.04%
499 RYMAN HOSPITALITY PPTYS INC 450 21,285 0.04%
500 GLOBAL X FDS 1,268 21,276 0.04%
Page 10 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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