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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2151 Baylake Corp 100 1,207 0.00%
2152 MICREL INC 100 1,203 0.00%
2153 DELAWARE ENHANCED GBL DIV & 100 1,201 0.00%
2154 IGNITE RESTAURANT GROUP INC 200 1,200 0.00%
2155 NEW MEDIA INVT GROUP INC COM 72 1,197 0.00%
2156 BLACKROCK MUNIVEST FD II INC COM 76 1,193 0.00%
2157 EPIZYME INC COM 44 1,193 0.00%
2158 RADA ELECTR INDS LTD 400 1,192 0.00%
2159 MFS CALIF MUN FD 110 1,186 0.00%
2160 BLACKROCK CORPOR HI YLD FD I 100 1,183 0.00%
2161 DIGIMARC CORP 57 1,180 0.00%
2162 SYNUTRA INTL INC 260 1,178 0.00%
2163 NORTHERN TECH INTL CORP 55 1,164 0.00%
2164 EVER GLORY INTL GRP INC 200 1,160 0.00%
2165 MYR GROUP INC DEL COM 48 1,156 0.00%
2166 ASSEMBLY BIOSCIENCES INC 140 1,147 0.00%
2167 LEADING BRANDS INC COM NEW 290 1,146 0.00%
2168 CREXENDO INC 388 1,145 0.00%
2169 FIRST FINL BANCORP OH COM 72 1,140 0.00%
2170 AETRIUM INC 264 1,138 0.00%
2171 LEIDOS HLDGS INC 33 1,133 0.00%
2172 THERAVANCE BIOPHARMA INC 49 1,129 0.00%
2173 NANOSTRING TECHNOLOGIES INC 103 1,127 0.00%
2174 INVESTMENT TECHNOLOGY GRP NEW 71 1,119 0.00%
2175 HANCOCK JOHN PREMUIM DIV FD 85 1,118 0.00%
2176 INTEGRATED SILICON SOLUTION 81 1,113 0.00%
2177 QUICKLOGIC CORP 372 1,112 0.00%
2178 INTRICON CORP 185 1,108 0.00%
2179 NBT BANCORP INC COM 49 1,103 0.00%
2180 INCOME OPPORTUNITY RLTY INVS COM 185 1,101 0.00%
2181 CNINSURE INC 200 1,100 0.00%
2182 TETRA TECH INC NEW 44 1,099 0.00%
2183 COFFEE HLDGS INC 200 1,098 0.00%
2184 FIRST BANCORP N C 68 1,089 0.00%
2185 ISHARES TR 100 1,086 0.00%
2186 Unwired Planet, Inc. 584 1,086 0.00%
2187 DEUTSCHE BANK AG 31 1,081 0.00%
2188 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW 480 1,080 0.00%
2189 CASEY'S GENERAL STORES INC COM 15 1,076 0.00%
2190 OMNOVA SOLUTIONS INC COM 200 1,074 0.00%
2191 PIMCO MUN INCOME FD III 100 1,071 0.00%
2192 WL ROSS HOLDING CORP 100 1,071 0.00%
2193 ORION ENERGY SYSTEMS INC 200 1,070 0.00%
2194 NATIONAL HEALTHCARE CORP 71 1,069 0.00%
2195 INTEVAC INC 160 1,067 0.00%
2196 GUARANTY FED BANCSHARES INC 87 1,066 0.00%
2197 U S GLOBAL INVS INC CL A 300 1,065 0.00%
2198 LIBERTY TRIPADVISOR HLDGS IN 36 1,053 0.00%
2199 Howard Bancorp Inc 96 1,046 0.00%
2200 BAR HARBOR BANKSHARES 36 1,041 0.00%
Page 44 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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