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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
251 PERRIGO CO PLC 291 43,705 0.08%
252 FIRST TR LRG CP VL ALPHADEX 1,029 43,681 0.08%
253 Alcoa 2,702 43,475 0.08%
254 CUMMINS INC 329 43,421 0.08%
255 HORIZON PHARMA PLC 3,505 43,041 0.08%
256 FIRST TR EXCNGE TRD ALPHADEX 1,552 43,013 0.08%
257 AON PLC 489 42,871 0.08%
258 MARATHON OIL CORP 1,137 42,740 0.08%
259 CME GROUP INC 531 42,456 0.08%
260 EXELON CORP 1,241 42,306 0.08%
261 AIR PRODS & CHEMS INC 324 42,178 0.08%
262 INTUIT 480 42,072 0.08%
263 PUBLIC SVC ENTERPRISE GRP IN 1,120 41,709 0.08%
264 M D C HLDGS INC COM 1,644 41,626 0.08%
265 HESS CORP 441 41,595 0.08%
266 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41,342 0.08%
267 SEMPRA ENERGY 390 41,098 0.08%
268 Pope Resources Ltd 600 40,932 0.08%
269 DOMINOS PIZZA INC 529 40,712 0.08%
270 STRYKER CORP 504 40,698 0.08%
271 DISH NETWORK A 627 40,492 0.08%
272 VANGUARD SCOTTSDALE FDS 505 40,334 0.08%
273 SPDR INDEX SHS FDS 580 40,333 0.08%
274 PUBLIC STORAGE 243 40,299 0.08%
275 CONAGRA BRANDS INC 1,213 40,078 0.08%
276 MARKEL CORP 63 40,077 0.08%
277 MICROSTRATEGY INC CL A NEW 302 39,514 0.07%
278 MARRIOTT INTL INC NEW 565 39,494 0.07%
279 AUTONATION INC 782 39,342 0.07%
280 DUNKIN BRANDS GROUP INC COM 876 39,262 0.07%
281 AMERIPRISE FINL INC 315 38,865 0.07%
282 ST JUDE MED INC 645 38,784 0.07%
283 ZIMMER BIOMET HLDGS INC 384 38,611 0.07%
284 TE CONNECTIVITY LTD 690 38,150 0.07%
285 HINGHAM INSTN SVGS MASS 467 38,084 0.07%
286 VIPSHOP HLDGS LTD 200 37,802 0.07%
287 American Capital Agency 1,773 37,676 0.07%
288 EQUITY RESIDENTIAL 609 37,502 0.07%
289 DBX ETF TR 1,449 37,341 0.07%
290 SPDR S&P 600 SMALL CAP VALUE ETF 364 37,241 0.07%
291 HOST HOTELS & RESORTS INC 1,742 37,157 0.07%
292 SPDR INDEX SHS FDS 1,447 37,130 0.07%
293 SANDISK CORP 378 37,025 0.07%
294 COGNIZANT TECHNOLOGY SOLUTIO 826 36,980 0.07%
295 Chubb Corporation 405 36,887 0.07%
296 BECTON DICKINSON & CO 324 36,874 0.07%
297 AVAGO TECHNOLOGIES LTD SHS 423 36,801 0.07%
298 ISHARES TR 713 36,463 0.07%
299 LORILLARD 606 36,305 0.07%
300 WESTERN DIGITAL CORP 372 36,203 0.07%
Page 6 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
51 CYPRESS SEMICONDUCTOR CORP 16,975 168 0.32%
52 WYNN RESORTS LTD 856 160 0.30%
53 3M CO 1,091 155 0.29%
54 ALTRIA GROUP INC 3,345 154 0.29%
55 BOEING CO 1,209 154 0.29%
56 BRISTOL MYERS SQUIBB CO 2,990 153 0.29%
57 UNITED TECHNOLOGIES CORP 1,434 151 0.29%
58 MICHAELS COS INC 8,594 150 0.28%
59 MCDONALDS CORP 1,456 138 0.26%
60 AMERICAN EXPRESS CO 1,518 133 0.25%
61 UNITEDHEALTH GROUP INC 1,538 133 0.25%
62 BIOGEN INC 399 132 0.25%
63 Linear Technology Corp 2,944 131 0.25%
64 AMERICAN INTL GROUP INC 2,406 130 0.25%
65 STARBUCKS CORP 1,714 129 0.24%
66 US BANCORP DEL 3,039 127 0.24%
67 GOLDMAN SACHS GROUP INC 690 127 0.24%
68 TEXAS INSTRS INC 2,649 126 0.24%
69 OCCIDENTAL PETE CORP DEL 1,314 126 0.24%
70 CVS HEALTH CORP 1,553 124 0.23%
71 MASTERCARD INCORPORATED 1,659 123 0.23%
72 COMCAST CORP NEW 2,253 121 0.23%
73 EBAY INC 2,105 119 0.22%
74 ISHARES TR 1,688 118 0.22%
75 ALLERGAN PLC 485 117 0.22%
76 DORMAN PRODUCTS INC 2,896 116 0.22%
77 ABBOTT LABS 2,774 115 0.22%
78 HONEYWELL INTL INC 1,220 114 0.22%
79 Hewlett Packard Co 3,147 112 0.21%
80 LOCKHEED MARTIN CORP 606 111 0.21%
81 DU PONT E I DE NEMOURS & CO 1,542 111 0.21%
82 WISDOMTREE TR 1,262 110 0.21%
83 TIME WARNER INC 1,440 108 0.20%
84 VANGUARD WORLD FD 984 108 0.20%
85 RANDGOLD RES LTD 1,590 107 0.20%
86 PROSHARES TR ULTRAPRO QQQ 1,232 107 0.20%
87 NIKE INC 1,185 106 0.20%
88 CATERPILLAR INC 1,059 105 0.20%
89 CELGENE CORP 1,110 105 0.20%
90 OFFICE DEPOT INC 20,247 104 0.20%
91 LILLY ELI & CO 1,609 104 0.20%
92 FS KKR CAPITAL CORP COM 9,625 104 0.20%
93 OMNIVISION TECHS INC 3,905 103 0.19%
94 Medtronic Inc 1,650 102 0.19%
95 METLIFE INC 1,896 102 0.19%
96 PRICELINE GRP INC 87 101 0.19%
97 WISDOMTREE TR 1,323 101 0.19%
98 ILLINOIS TOOL WKS INC 1,190 100 0.19%
99 MONSANTO CO NEW 885 100 0.19%
100 CHINA FIN ONLINE CO LTD 14,466 99 0.19%
Page 2 of 48