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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
301 FOOT LOCKER INC 650 36,173 0.07%
302 JD COM INC 1,400 36,148 0.07%
303 PAYCHEX INC 644 36,128 0.07%
304 POLYONE CORP 1,011 35,971 0.07%
305 MARKET VECTORS ETF TR 496 35,851 0.07%
306 PG&E CORP 795 35,807 0.07%
307 INVESTORS TITLE CO NC COM 488 35,722 0.07%
308 RYDEX ETF TRUST 472 35,608 0.07%
309 TRIPADVISOR INC 389 35,562 0.07%
310 LOWES COS INC 671 35,509 0.07%
311 PROSHARES TR 413 35,458 0.07%
312 NV5 GLOBAL INC COM 3,700 34,965 0.07%
313 PRICE T ROWE GROUP INC 444 34,810 0.07%
314 MACYS INC 594 34,559 0.07%
315 MICHAEL KORS HLDGS LTD 484 34,553 0.07%
316 ALTISOURCE ASSET MGMT CORP 51 34,426 0.07%
317 ISHARES TR 426 34,421 0.07%
318 INTL PAPER CO 720 34,373 0.06%
319 SOUTH STATE CORP COM USD2.5 613 34,279 0.06%
320 ALLIANCE DATA SYSTEMS CORP 138 34,261 0.06%
321 MEASUREMENT SPECIA 400 34,244 0.06%
322 PRINCIPAL FIN GROUP 651 34,158 0.06%
323 FACTSET RESH SYS INC 281 34,150 0.06%
324 Welltower Inc. 546 34,054 0.06%
325 HUMANA INC 261 34,006 0.06%
326 SUNTRUST BKS INC 894 33,999 0.06%
327 CHIPOTLE MEXICAN GRILL INC 51 33,996 0.06%
328 PACCAR INC 597 33,954 0.06%
329 CHESAPEAKE ENERGY CORP 359 33,839 0.06%
330 INDEXIQ ETF TR 1,221 33,785 0.06%
331 AMPHASTAR PHARMACEUTICALS IN COM 2,887 33,634 0.06%
332 OXFORD INDS INC COM 550 33,545 0.06%
333 SK TELECOM LTD 1,100 33,374 0.06%
334 TYCO INTL LTD. 747 33,294 0.06%
335 AMERICAN ASSETS TR INC COM 1,000 32,970 0.06%
336 Dentsply Intl Inc 723 32,969 0.06%
337 MEAD JOHNSON NUTRITI 342 32,907 0.06%
338 ENSCO PLC 793 32,759 0.06%
339 CAMERON INTERNATIONAL COMPANY 492 32,659 0.06%
340 DOVER CORP 406 32,614 0.06%
341 WASHINGTON FED INC 1,601 32,596 0.06%
342 BIO RAD LABS INC 287 32,546 0.06%
343 EXPEDIA INC DEL 368 32,244 0.06%
344 SELECTIVE INS GROUP INC 1,455 32,214 0.06%
345 ELEMENTS MORNINGSTAR WIDE MOAT FOCUS TOTAL RETURN INDEX ETN 1,514 32,112 0.06%
346 AGILENT TECHNOLOGIES INC 561 31,966 0.06%
347 SPDR INDEX SHS FDS 873 31,943 0.06%
348 GUGGENHEIM RUSSELL 1000 EQUAL WEIGHT ETF 646 31,854 0.06%
349 SHINHAN FINANCIAL GROUP CO L 700 31,822 0.06%
350 PROLOGIS INC 843 31,781 0.06%
Page 7 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2301 SYNUTRA INTL INC 260 1 0.00%
2302 Howard Bancorp Inc 96 1 0.00%
2303 HORNBECK OFFSHORE SVCS IN 28 1 0.00%
2304 TAIWAN FD INC 40 1 0.00%
2305 HF2 Financial Management Inc Sponser Shares 82 1 0.00%
2306 HERZFELD CARIBBEAN BASIN FD COM 171 1 0.00%
2307 YELP INC 10 1 0.00%
2308 AETRIUM INC 264 1 0.00%
2309 HERITAGE OAKS BANCORP COM 86 1 0.00%
2310 TCF FINL CORP 300 1 0.00%
2311 HELIOS & MATHESON ANALYTICS 360 1 0.00%
2312 TCP INTL HLDGS LTD 100 1 0.00%
2313 John Hancock Premium Dividend Fund 85 1 0.00%
2314 TEL INSTR ELECTRS CORP 105 1 0.00%
2315 GUARANTY FED BANCSHARES INC 87 1 0.00%
2316 TENAX THERAPEUTICS INC 254 1 0.00%
2317 GRUPO SIMEC S A B DE C V 99 1 0.00%
2318 TERNIUM SA 29 1 0.00%
2319 GRIFFIN INL RLTY INC 48 1 0.00%
2320 GRAY TELEVISION, INC CL A 134 1 0.00%
2321 GORDMANS STORES INC 200 1 0.00%
2322 GOLDMAN SACHS MLP INC OPP FD 61 1 0.00%
2323 GLOBAL SOURCES LTD 200 1 0.00%
2324 TETRA TECH INC NEW 44 1 0.00%
2325 GLOBAL EAGLE ENTMT INC 131 1 0.00%
2326 GIBRALTAR INDS INC COM 100 1 0.00%
2327 GENOCEA BIOSCIENCES INC 92 1 0.00%
2328 T.G.C. INDUSTRIES INC 200 1 0.00%
2329 Theravance Biopharma Inc 49 1 0.00%
2330 GENMARK DIAGNOSTICS INC. 167 1 0.00%
2331 GALMED PHARMACEUTICALS LTD 100 1 0.00%
2332 THL CR SR LN FD 47 1 0.00%
2333 THT HEAT TRANSFER TECHNOLOGY 465 1 0.00%
2334 GABELLI EQUITY TR INC 155 1 0.00%
2335 FX ENERGY INC 262 1 0.00%
2336 TILLYS INC CL A 99 1 0.00%
2337 FRIEDMAN INDS INC 99 1 0.00%
2338 FRANCO NEVADA CORP 15 1 0.00%
2339 ROCKY MTN CHOC FACTORY 100 1 0.00%
2340 TOFUTTI BRANDS INC 200 1 0.00%
2341 FLAMEL TECHNOLOGIES SA SPONSORED ADR 46 1 0.00%
2342 YORK WTR CO 44 1 0.00%
2343 TORTOISE MLP FD INCORPORATED 26 1 0.00%
2344 FIRST TR FTSE EPRA NAREIT 33 1 0.00%
2345 TOWERSTREAM CORP 434 1 0.00%
2346 TOWNEBANK PORTSMOUTH VA COM 56 1 0.00%
2347 FIRST FINL BANCORP OH COM 72 1 0.00%
2348 FIRST CAPITAL INC 28 1 0.00%
2349 FIRST BANCORP N C COM 68 1 0.00%
2350 TRIO TECH INTL 200 1 0.00%
Page 47 of 48