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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO & CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 National Australia Bank ADR 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUPINC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 SIGMA ALDRICH 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2201 NORTHWEST BIOTHERAPEUTICS 240 1 0.00%
2202 NORTHERN TECH INTL CORP 55 1 0.00%
2203 NORTECH SYS INC 260 1 0.00%
2204 NISKA GAS STORAGE PARTNERS L 97 1 0.00%
2205 NEW MEDIA INVT GROUP INC COM 72 1 0.00%
2206 NBT BANCORP INC COM 49 1 0.00%
2207 NAVIOS MARITIME PARTNERS L P 50 1 0.00%
2208 NAUTILUS INC 125 1 0.00%
2209 NATIONAL RESH CORP CL A 100 1 0.00%
2210 SEMLER SCIENTIFIC INC 196 1 0.00%
2211 NATIONAL HEALTHCARE CORP 71 1 0.00%
2212 NASDAQ OMX GROUP 32 1 0.00%
2213 NANOSTRING TECHNOLOGIES INC 103 1 0.00%
2214 SERVICESOURCE INTL 230 1 0.00%
2215 SEVCON INC 179 1 0.00%
2216 SHENANDOAH TELECOMM CO CDT COM 57 1 0.00%
2217 MYR GROUP INC DEL COM 48 1 0.00%
2218 MORGAN STANLEY 12 1 0.00%
2219 SHORE BANCSHARES INC COM 69 1 0.00%
2220 MONMOUTH REAL ESTATE INVT CO 60 1 0.00%
2221 MOKO SOCIAL MEDIA LTD 234 1 0.00%
2222 SIGMATRON INTL INC 194 1 0.00%
2223 MODUSLINK GLOBAL SOLUTIONS INC 150 1 0.00%
2224 MIX TELEMATICS LTD 99 1 0.00%
2225 SINOVAC BIOTECH LTD 145 1 0.00%
2226 MICROVISION INC DEL 291 1 0.00%
2227 MICRONET ENERTEC TECH INC COM 200 1 0.00%
2228 SMART AND FINAL STORES INC COM 70 1 0.00%
2229 SMART TECHNOLOGIES INC 892 1 0.00%
2230 Smartpros Ltd 317 1 0.00%
2231 MICREL INC 100 1 0.00%
2232 MGP INGREDIENTS INC NEW COM 48 1 0.00%
2233 MFS INTERMEDIATE INCOME TRUST SH BEN INT 100 1 0.00%
2234 SOLAR SENIOR 95 1 0.00%
2235 MFS CALIF MUN FD 110 1 0.00%
2236 MEXCO ENERGY CORP 200 1 0.00%
2237 SOTHERLY HOTELS INC COM 95 1 0.00%
2238 MERIT MED SYS INC COM 117 1 0.00%
2239 MEI PHARMA INC 200 1 0.00%
2240 Medical Action Industries Inc OLD 100 1 0.00%
2241 MECOX LANE LIMITED SPON ADR REP 35 246 1 0.00%
2242 MARKET VECTORS ETF TR 34 1 0.00%
2243 MARINE PRODS CORP 120 1 0.00%
2244 MARATHON PATENT GROUP INCORPORATED COM NEW 67 1 0.00%
2245 MANITEX INTL INC COM 65 1 0.00%
2246 MANDALAY DIGITAL GROUP INC 187 1 0.00%
2247 MALIBU BOATS INCORPORATED COM CLASS A 36 1 0.00%
2248 MAINSOURCE FINANCIAL GP INC 34 1 0.00%
2249 LOGITECH INTL S A 81 1 0.00%
2250 LO-JACK CORP 140 1 0.00%
Page 45 of 48