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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 21,900 2,206,425 4.17%
2 EXXON MOBIL CORP 7,238 680,734 1.29%
3 ISHARES 14,824 644,103 1.22%
4 MICROSOFT CORP 13,885 643,709 1.22%
5 JOHNSON & JOHNSON 4,755 506,835 0.96%
6 GENERAL ELECTRIC CO 18,003 461,237 0.87%
7 BERKSHIRE HATHAWAY INC DEL 3,072 424,366 0.80%
8 WELLS FARGO & CO NEW 8,007 415,323 0.78%
9 PROCTER AND GAMBLE CO 4,682 392,071 0.74%
10 JPMORGAN CHASE & CO 6,342 382,042 0.72%
11 National Australia Bank ADR 8,310 378,022 0.71%
12 VERIZON COMMUNICATIONS INC 6,950 347,431 0.66%
13 Former Charter Communication (Del 5/18/2016) 2,187 331,046 0.63%
14 BLACKBERRY LTD 33,060 328,616 0.62%
15 PFIZER INC 10,689 316,074 0.60%
16 AT&T INC 8,742 308,068 0.58%
17 BANK AMER CORP 17,727 302,245 0.57%
18 INTERNATIONAL BUSINESS MACHS 1,563 296,704 0.56%
19 INTEL CORP 8,346 290,608 0.55%
20 MERCK & CO INC 4,863 288,279 0.54%
21 CHEVRON CORP NEW 2,400 286,368 0.54%
22 COCA COLA CO 6,654 283,860 0.54%
23 ISHARES NASDAQ BIOTECHNOLOGY ETF 480 282,437 0.53%
24 JAZZ PHARMACEUTICALS PLC 1,754 281,622 0.53%
25 GOOGLE INC 480 277,133 0.52%
26 QUALCOMM INC 3,671 274,481 0.52%
27 GILEAD SCIENCES INC 2,547 271,128 0.51%
28 CITIGROUPINC 5,112 264,904 0.50%
29 PHILIP MORRIS INTL INC 3,134 261,376 0.49%
30 FACEBOOK INC 3,288 259,884 0.49%
31 SIGMA ALDRICH 1,883 256,107 0.48%
32 VISA INC 1,131 241,321 0.46%
33 PEPSICO INC 2,548 237,193 0.45%
34 CISCO SYS INC 9,295 233,955 0.44%
35 GOPRO INC 2,377 222,725 0.42%
36 WAL-MART STORES INC 2,911 222,604 0.42%
37 SCHLUMBERGER LTD 2,184 222,091 0.42%
38 AMGEN INC 1,581 222,067 0.42%
39 ISHARES 7,152 219,566 0.41%
40 HOME DEPOT INC 2,268 208,066 0.39%
41 AMAZON COM INC 639 206,039 0.39%
42 NETAPP INC 4,753 204,189 0.39%
43 SPDR SERIES TRUST 3,347 196,569 0.37%
44 UNION PAC CORP 1,812 196,457 0.37%
45 DISNEY WALT CO 2,161 192,394 0.36%
46 CONOCOPHILLIPS 2,423 185,408 0.35%
47 CDK GLOBAL INC 6,000 183,540 0.35%
48 ORACLE CORP 4,781 183,017 0.35%
49 CTRIP COM INTL LTD 3,009 170,791 0.32%
50 ABBVIE INC 2,954 170,623 0.32%
Page 1 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
2251 LMI Aerospace, Inc. 61 1 0.00%
2252 Life Partners Holdings Inc 464 1 0.00%
2253 LIBERTY TRIPADVISOR HLDGS IN 36 1 0.00%
2254 LHC GROUP INC 53 1 0.00%
2255 LEIDOS HLDGS INC 33 1 0.00%
2256 LEADING BRANDS INC COM NEW 290 1 0.00%
2257 LANTRONIX INC 350 1 0.00%
2258 LA JOLLA PHARMACEUTICAL CO 100 1 0.00%
2259 KOPIN CORP 153 1 0.00%
2260 SPOK HLDGS INC COM 54 1 0.00%
2261 KINGTONE WIRELESSINFO SOL HL 200 1 0.00%
2262 JOHNSON OUTDOORS INC 36 1 0.00%
2263 Standard Register Co 115 1 0.00%
2264 Jive Software Inc 100 1 0.00%
2265 ISSUER DIRECT CORPORATION 68 1 0.00%
2266 ISHARES TR 7 1 0.00%
2267 STARRETT L S CO 42 1 0.00%
2268 ISHARES TR 7 1 0.00%
2269 ISHARES TR 5 1 0.00%
2270 STEIN MART INC 84 1 0.00%
2271 XOMA CORP DEL 288 1 0.00%
2272 STEMLINE THERAPEUTICS INC 49 1 0.00%
2273 ISHARES TRUST GL CLEAN ENE ETF 100 1 0.00%
2274 IRIDEX CORP 200 1 0.00%
2275 STERLING CONSTRUCTION CO INC 97 1 0.00%
2276 STEWARDSHIP FINL CORP 200 1 0.00%
2277 INVESTMENT TECHNOLOGY GRP NEW 71 1 0.00%
2278 INTRICON CORP 185 1 0.00%
2279 AIR INDS GROUP 79 1 0.00%
2280 INTEVAC INC COM 160 1 0.00%
2281 STONEGATE BANK 26 1 0.00%
2282 STONEGATE MTG CORP 100 1 0.00%
2283 STONEMOR PARTNERS L P 35 1 0.00%
2284 INTERSECTIONS INC COM 143 1 0.00%
2285 INTERNET INITIATIVE JAPAN IN 52 1 0.00%
2286 INTERCLOUD SYS INC 400 1 0.00%
2287 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 80 1 0.00%
2288 INTEGRATED SILICON SOLUTION 81 1 0.00%
2289 Sun Bancorp Inc/NJ 81 1 0.00%
2290 Integrated Electrical Svc 93 1 0.00%
2291 SUNSHINE BANCORP INC 43 1 0.00%
2292 INSTEEL IND 41 1 0.00%
2293 INSIGNIA SYS INC 200 1 0.00%
2294 SUNTRUST BKS INC 300 1 0.00%
2295 INDUSTRIAL SVCS AMER INC FLA 128 1 0.00%
2296 INCOME OPPORTUNITY RLTY INVS COM 185 1 0.00%
2297 XUNLEI LTD SPONSORED ADR 49 1 0.00%
2298 IMPERIAL HLDGS INC 200 1 0.00%
2299 IGNITE RESTAURANT GROUP INC 200 1 0.00%
2300 SYNAGEVA BIOPHARMA CORP 15 1 0.00%
Page 46 of 48