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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-041479) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
201 ENDO INTL PLC 3,854 265 0.15%
202 A10 NETWORKS INC 44,248 265 0.15%
203 HERON THERAPEUTICS INC COM 10,854 265 0.15%
204 Alliance Fiber Optic Products 15,478 265 0.15%
205 CONIFER HLDGS INCORPORATED 27,002 263 0.15%
206 CLOUGH GLOBAL EQUITY FD 20,736 263 0.15%
207 BAXTER INTL INC 7,976 262 0.15%
208 FRANKS INTL N V 17,049 261 0.15%
209 GAIAM INC 42,282 260 0.15%
210 Mueller Industries Inc 40,398 259 0.15%
211 CROWN CASTLE INTL CORP NEW 3,267 258 0.15%
212 TENET HEALTHCARE CORP 6,869 254 0.14%
213 Dipexium Pharmaceuticals Inc 18,043 253 0.14%
214 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.14% Call
215 SunEdison Inc 12,512 249 0.14%
216 KROGER CO 6,868 248 0.14%
217 ADAM NAT RES FD INC 13,674 248 0.14%
218 VISA INC 3,544 247 0.14%
219 VOYA EMERGING MKTS HIGH DIVI 31,928 246 0.14%
220 EXFO INC 81,756 246 0.14%
221 VIPSHOP HLDGS LTD 14,600 245 0.14% Call
222 PROASSURANCE CORP COM 5,000 245 0.14%
223 ARGO GROUP INTERNATIONAL 4,276 242 0.14%
224 NORTHERN TRUST 3,526 240 0.14%
225 EQT CORP 3,709 240 0.14%
226 CITIZENS FINL GROUP INC 9,928 237 0.13%
227 UNITED CONTL HLDGS INC 4,457 236 0.13%
228 ADVANCED ENERGY INDS COM 8,976 236 0.13%
229 YELP INC 10,900 236 0.13% Call
230 NORTHERN OIL & GAS INC NEV 53,473 236 0.13%
231 ZOGENIX INC 17,478 236 0.13%
232 EVERI HLDGS INC 45,743 235 0.13%
233 DINE BRANDS GLOBAL INC 2,562 235 0.13%
234 HUBBELL INC CLASS B 2,754 234 0.13%
235 SONY GROUP CORP 9,561 234 0.13%
236 COMMERCIAL METALS CO COM 17,222 233 0.13%
237 USG Corp 8,700 232 0.13%
238 HARRIS CORP 3,139 230 0.13%
239 CISCO SYS INC 8,688 227 0.13%
240 QUAD/GRAPHICS INC 18,687 226 0.13%
241 OLIN CORP 13,366 225 0.13%
242 HALYARD HEALTH INC 7,801 222 0.13%
243 PAYCHEX INC 3,880 221 0.12%
244 NEWPORT CORP 16,107 221 0.12%
245 IAC INTERACTIVECORP 3,382 221 0.12%
246 FIRSTENERGY CORP 7,033 220 0.12%
247 LINCOLN ELEC HLDGS INC 4,201 220 0.12%
248 NUANCE COMM 13,384 219 0.12%
249 FLAGSTAR BANCORP INC 10,665 219 0.12%
250 FRANCO NEVADA CORP 4,931 218 0.12%
Page 5 of 8
New Holding filing (0001493152-17-007912) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 163,600 31,351 43.63% Call
2 PROSHARES TR II 15,100 21,125 29.40% Put
3 PROSHARES TR II 5,000 6,995 9.73% Put
4 SPDR S&P 500 ETF TR 21,100 4,043 5.63% Put
5 PPG INDS INC 12,500 1,096 1.53% Call
6 SPDR SERIES TRUST 30,000 985 1.37% Call
7 KANSAS CITY SOUTHERN 8,300 754 1.05% Call
8 GENERAC HLDGS INC 18,800 566 0.79% Put
9 CURRENCYSHARES EURO TR 4,900 537 0.75% Put
10 CONNS INC 20,800 500 0.70% Call
11 XPO LOGISTICS INC 20,900 498 0.69% Call
12 SPDR S&P 500 ETF TR 2,000 383 0.53% Call
13 CELANESE CORP DEL 6,300 373 0.52% Call
14 SPDR S&P 500 ETF TR 1,900 364 0.51% Put
15 FLOWSERVE CORP 8,700 358 0.50% Call
16 Atlantica Yield plc 21,200 351 0.49% Put
17 ISHARES TR 1,100 334 0.46% Put
18 YAHOO INC 9,500 275 0.38% Call
19 QIHOO 360 TECHNOLOGY CO LTD 5,200 249 0.35% Call
20 VIPSHOP HLDGS LTD 14,600 245 0.34% Call
21 YAHOO INC 8,300 240 0.33% Call
22 YELP INC 10,900 236 0.33% Call
New Holding filing (0001493152-16-010680) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 22,046 4,225 13.47%
2 ISHARES TR 15,924 1,739 5.54%
3 WILLIAMS COS INC DEL 28,537 1,052 3.35%
4 YELP INC 44,516 964 3.07%
5 YAHOO INC 28,218 816 2.60%
6 WATTS WATER TECHNOLOGIES INC 14,894 787 2.51%
7 WHIRLPOOL CORP 3,887 572 1.82%
8 DANAHER CORP DEL 6,558 559 1.78%
9 WESTERN DIGITAL CORP 6,763 537 1.71%
10 XPO LOGISTICS INC 21,978 524 1.67%
11 WAL-MART STORES INC 7,989 518 1.65%
12 SPDR DOW JONES INDL AVRG ETF 3,000 488 1.56%
13 SELECT SECTOR SPDR TR 10,894 472 1.50%
14 SELECT SECTOR SPDR TR 10,789 426 1.36%
15 Con-Way Inc 8,184 388 1.24%
16 ISHARES NASDAQ BIOTECHNOLOGY ETF 608 388 1.24%
17 MARTIN MARIETTA MATLS INC 2,530 384 1.22%
18 WHITESTONE REIT 32,922 380 1.21%
19 ISHARES TR 1,250 379 1.21%
20 STRAIGHT PATH COMMUNICATNS INCORPORATED CLASS B 9,101 368 1.17%
21 KINDER MORGAN INC DEL 13,192 365 1.16%
22 TOLL BROTHERS INC 10,210 350 1.12%
23 SOTHEBYS 10,892 348 1.11%
24 WALGREENS BOOTS ALLIANCE INC 4,038 336 1.07%
25 PG&E CORP 5,758 304 0.97%
26 VERIZON COMMUNICATIONS INC 6,946 302 0.96%
27 DOMINION ENERGY INC 4,169 293 0.93%
28 BROOKDALE SR LIVING INC 12,493 287 0.91%
29 ACCUSHARES COMMODITIES TR I 42,424 284 0.91%
30 CHEVRON CORP NEW 3,580 282 0.90%
31 ACCUSHARES COMMODITIES TR I 43,965 281 0.90%
32 LEAR CORP 2,564 279 0.89%
33 EXPRESS SCRIPTS HLDG CO 3,392 275 0.88%
34 COCA COLA CO 6,736 270 0.86%
35 PRIMORIS SVCS CORP 15,100 270 0.86%
36 SELECT SECTOR SPDR TR 4,391 269 0.86%
37 WELLTOWER INC 3,916 265 0.84%
38 MICROSOFT CORP 5,877 260 0.83%
39 SEMPRA ENERGY 2,685 260 0.83%
40 GULFPORT ENERGY CORP 8,305 246 0.78%
41 NATIONAL OILWELL VARCO INC 6,511 245 0.78%
42 ALBEMARLE CORP 5,519 243 0.77%
43 TESORO CORP 2,481 241 0.77%
44 CROWN MEDIA HLDGS INC 44,932 240 0.76%
45 MONSANTO CO NEW 2,806 239 0.76%
46 CITIGROUPINC 4,801 238 0.76%
47 HD SUPPLY HLDGS INCORPORATED 8,126 233 0.74%
48 CARDTRONICS INC COM 7,119 233 0.74%
49 PHILLIPS 66 2,995 230 0.73%
50 DISNEY WALT CO 2,251 230 0.73%
Page 1 of 2
Restatement filing (0001493152-16-010678) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 FANG HOLDINGS LTD 81,183 536 0.50%
2 1347 PPTY INS HLDGS INC 23,191 169 0.16%
3 A10 NETWORKS INC 46,420 278 0.26%
4 ACCO BRANDS CORPORATION COM 19,346 137 0.13%
5 ADAM NAT RES FD INC 13,674 248 0.23%
6 ADTRAN INC COM 45,449 664 0.62%
7 ADVANCED ENERGY INDS COM 9,052 238 0.22%
8 ADVANCED MICRO DEVICES INC 46,594 80 0.07%
9 AFFILIATED MANAGERS GROUP 2,058 352 0.33%
10 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,125 86 0.08%
11 AGREE RLTY CORP COM 10,781 322 0.30%
12 AIR PRODS & CHEMS INC 5,198 663 0.62%
13 ALEXANDER & BALDWIN INC NEW COM 8,802 302 0.28%
14 ALLOT COMMUNICATIONS LTD 26,400 130 0.12%
15 ALLY FINL INC 15,762 321 0.30%
16 ALPINE GLOBAL DYNAMIC DIVD F 42,454 363 0.34%
17 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,931 89 0.08%
18 AMAG PHARMACEUTICALS INC 9,800 389 0.36%
19 AMEREN CORP 8,311 351 0.33%
20 AMERESCO INC 16,748 98 0.09%
21 AMERICAN ELEC PWR INC 6,289 358 0.33%
22 AMERICAN EQTY INVT LIFE HLD CO COM 22,827 532 0.50%
23 AMERICAN HOMES 4 RENT CL A 22,422 361 0.34%
24 AMERIPRISE FINL INC 3,143 343 0.32%
25 AMGEN INC 3,018 417 0.39%
26 ANADARKO PETE CORP 3,446 208 0.19%
27 ANALOG DEVICES INC 4,873 275 0.26%
28 API TECHNOLOGIES CORP 48,873 106 0.10%
29 APPLE INC 3,755 414 0.39%
30 APPLIED MATLS INC 14,495 213 0.20%
31 ARGAN INC 19,047 661 0.62%
32 ASTORIA FINL CORPORATION 41,099 662 0.62%
33 ASTROTECH CORP 17,144 35 0.03%
34 ATLANTIC PWR CORP 11,640 22 0.02%
35 ATLAS FINANCIAL HOLDINGS INC SHS NEW 23,113 428 0.40%
36 ATTUNITY LTD 15,232 208 0.19%
37 AUTOZONE INC 921 667 0.62%
38 AV HOMES INC 47,425 641 0.60%
39 Aerohive Networks, Inc. 16,849 101 0.09%
40 Alliance Fiber Optic Products 15,478 265 0.25%
41 Arris Group Inc 13,423 349 0.33%
42 Atlantica Yield plc 23,486 389 0.36%
43 BANC OF CALIFORNIA INC COM 25,473 313 0.29%
44 BANCO BRADESCO S A 11,950 64 0.06%
45 BANK AMER CORP 12,056 188 0.18%
46 BANKRATE INC DEL COM 10,157 105 0.10%
47 BARNES & NOBLE ED INC COM 11,668 148 0.14%
48 BARRETT BUSINESS SERVICES IN COM 14,680 630 0.59%
49 BAXTER INTL INC 7,976 262 0.24%
50 BIOMED REALTY TRUST INC 18,621 372 0.35%
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