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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TRUST 12,500 2,548 1.62% Put
2 ITC HOLDINGS 45,200 1,774 1.13% Call
3 CONSOLIDATED TOMOKA LAND CO 24,485 1,291 0.82%
4 MCKESSON CORPORATION 6,243 1,231 0.78%
5 LYONELLBASELL INDUSTRIES NV CL A 13,254 1,152 0.73%
6 EXTREME NETWORKS INC 278,729 1,137 0.72%
7 ARGAN INC 34,721 1,125 0.72%
8 Synopsys Inc 24,502 1,118 0.71%
9 ALPHABET INC -CL A 1,403 1,092 0.70%
10 RYAAY 12,406 1,073 0.68%
11 SHUTTERFLY INC 23,207 1,034 0.66%
12 FIDELITY NATIONAL INFORMATION SERVICES INC 16,412 995 0.63%
13 VALIDUS HOLDINGS LTD 25,075 982 0.63%
14 WESTLAKE CHEM PARTNERS LP 41,757 926 0.59%
15 ACCUSHARES COMMODITIES TR I 99,503 925 0.59%
16 Goodyear Tire & Rubber Co/The 26,811 874 0.56%
17 DELAWARE ENHANCED GBL DIV & 93,486 867 0.55%
18 ASPEN INSURANCE HOLDINGS LTD 17,428 842 0.54%
19 ALLIED WRLD ASSUR COM HLDG A 22,607 841 0.54%
20 LEVEL 3 COMMUNICATIONS, INC. 15,401 837 0.53%
21 FIRST REPUBLIC BANK/CA 12,562 828 0.53%
22 AMERICAN EQTY INVT LIFE HLD 34,123 820 0.52%
23 LAM RESEARCH CORP 10,150 806 0.51%
24 ITC HOLDINGS 20,400 801 0.51% Put
25 Aramark 24,800 800 0.51%
26 BORGWARNER, INC. 18,000 778 0.50% Call
27 WEX INC 8,800 778 0.50% Call
28 DUKE ENERGY CORP 10,893 778 0.50%
29 AV HOMES INC 60,494 775 0.49%
30 RED LION HOTELS CORP 109,141 765 0.49%
31 KORN/ FERRY INTERNATIONAL 22,840 758 0.48%
32 TWENTY-FIRST CENTURY FOX INC. 27,523 748 0.48%
33 EASTERLY GOVT PPTYS INC 43,160 741 0.47%
34 Zayo Group Holdings Inc 27,776 739 0.47%
35 XRT 16,894 730 0.47%
36 VALIDUS HOLDINGS LTD 15,616 723 0.46%
37 BAIDU INC 3,791 717 0.46%
38 EPLUS INC 7,659 714 0.46%
39 J P MORGAN CHASE & CO 10,795 708 0.45%
40 CALAMOS GLOBAL DYNAMIC INCOME 100,037 708 0.45%
41 KAR AUCTION SVCS INC 19,069 706 0.45%
42 PATRICK INDS INC 16,024 697 0.44%
43 YELP INC 23,779 685 0.44%
44 SENIOR HOUSING PROP TR 46,620 674 0.43%
45 OCLARO INC 192,464 670 0.43%
46 AIR PRODS & CHEMS INC 5,099 663 0.42%
47 Autozone Inc 875 649 0.41%
48 Antero Resources Corp 29,408 641 0.41%
49 CONSTELLATION BRANDS INC 4,434 630 0.40%
50 EXPRESS SCRIPTS HOLDING CO 7,137 624 0.40%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TRUST 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE, INC. 50,000 5,263 10.87% Put
4 ENERGY SELECT SECTOR SPDR FUND 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER, INC. 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TRUST 5,100 1,040 2.15% Put
8 BORGWARNER, INC. 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 Las Vegas Sands Corp 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK, INC. A 7,300 764 1.58% Put
13 PANDORA MEDIA INC 56,600 759 1.57% Call
14 AMPHENOL CORPORATION A 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology 17,500 743 1.53% Call
17 APPLE, INC. 7,000 737 1.52% Call
18 ALIBABA GROUP HOLDING LTD. 9,000 731 1.51% Put
19 WALT DISNEY COMPANY 6,300 662 1.37% Call
20 TEXAS INSTRUMENTS, INC 11,500 630 1.30% Put
21 ALPHABET INC -CL A 800 622 1.28% Put
22 SPDR S&P 500 ETF TRUST 3,000 612 1.26% Call
23 Dover Corp 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TripAdvisor Inc 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 Total System Services Inc 11,000 548 1.13% Call
29 JABIL CIRCUIT INC 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN, INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 Trimble Navigation Ltd 17,500 375 0.77% Call
36 AMC NETWORKS INC 5,000 373 0.77% Call
37 ORACLE CORPORATION 10,000 365 0.75% Call
38 Vipshop Holdings Ltd ADR 23,800 363 0.75% Call
39 ISHARES RUSSELL 2000 INDEX FUND 3,000 338 0.70% Call
40 TERRAFORM PWR INC 21,100 265 0.55% Put
41 SUNOCO LP 5,700 226 0.47% Call
42 CANADIAN PACIFIC RAILWAY LIMITED 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
451 NORTHSTAR ASSET 10,164 123 0.07%
452 Hudson Technologies Inc 41,045 122 0.07%
453 XCERRA CORP 19,928 121 0.07%
454 A10 NETWORKS INC 18,430 121 0.07%
455 ON SEMICONDUCTOR CORP 12,210 120 0.07%
456 SONUS NETWORKS INC 16,748 119 0.07%
457 TIVO INC 13,711 118 0.07%
458 TORTOISE ENERGY INDEPENDENC 10,287 116 0.07%
459 MARIN SOFTWARE INC 30,900 111 0.06%
460 TELIGENT INC NEW 12,053 107 0.06%
461 CENVEO INC 122,624 107 0.06%
462 NORTH AMERN ENERGY PARTNERS 61,330 106 0.06%
463 AMERESCO INC 16,748 105 0.06%
464 Dynamic Materials 14,639 102 0.06%
465 DIAMONDROCK HOSPITALITY CO 10,347 100 0.06%
466 EVERI HOLDINGS 22,527 99 0.06%
467 CATALYST PHARMACEUTICALS INC 39,695 97 0.05%
468 BLACKROCK ENHANCED EQT DIV T 12,538 95 0.05%
469 EARTHLINK HOLDINGS ORD 12,733 95 0.05%
470 HARSCO CORP 12,033 95 0.05%
471 ALPINE GLOBAL PREMIER PPTYS 16,110 93 0.05%
472 SHORETEL INC 10,456 93 0.05%
473 MARINUS PHARMACEUTICALS INC 11,261 86 0.05%
474 TIM PARTICIPACOES SA 10,000 85 0.05%
475 MONEYGRAM INTERNATIONAL INC 13,064 82 0.05%
476 SIBANYE GOLD LTD 12,910 79 0.04%
477 AVIANCA HLDGS SA 17,665 75 0.04%
478 RIGEL PHARMACEUTICALS INC 24,568 74 0.04%
479 Mizuho Financial Group, Inc. S 17,386 70 0.04%
480 Mitsubishi UFJ Financial Group 11,191 70 0.04%
481 VEON LTD 20,663 68 0.04%
482 VIRNETX HLDG CORP 26,027 67 0.04%
483 ACACIA RESH CORP 15,462 66 0.04%
484 ULTRA CLEAN HLDGS INC 12,356 63 0.04%
485 ITT EDUCATIONAL SERVICES INC 14,884 56 0.03%
486 VAALCO ENERGY INC 34,300 55 0.03%
487 Genworth Financial, Inc. Class 14,115 53 0.03%
488 ASTROTECH CORP 33,784 52 0.03%
489 CORCEPT THERAPEUTICS INC 10,193 51 0.03%
490 ANTHERA PHARMACEUTICALS I 10,730 50 0.03%
491 POWERSHARES ETF TRUST 10,069 48 0.03%
492 API TECHNOLOGIES CORP 33,533 46 0.03%
493 KCAP Financial Inc 11,235 46 0.03%
494 SEADRILL LIMITED 13,363 45 0.03%
495 TRANSGLOBE ENERGY CORP 21,764 39 0.02%
496 BAYTEX ENERGY CORP 10,564 34 0.02%
497 LIMELIGHT NETWORKS INC 20,636 30 0.02%
498 EQUUS TOTAL RETURN INC 17,015 30 0.02%
499 COEUR MNG INC 11,203 28 0.02%
500 VIVUS INC 26,480 27 0.02%
Page 10 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES RUSSELL 2000 INDEX FUND 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TRUST 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE, INC. 5,539 583 1.76%
5 FIRST HORIZON NATIONAL CORP 39,512 574 1.74%
6 ISHARES S&P SMALLCAP 600 INDEX FUND 4,400 484 1.47%
7 Trimble Navigation Ltd 22,189 476 1.44%
8 SPDR S&P REGIONAL BANKING ETF 11,203 470 1.42%
9 WALT DISNEY COMPANY 4,417 464 1.40%
10 EXXON MOBIL CORPORATION 5,942 463 1.40%
11 S&P GLOBAL, INC. 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORPORATION 4,385 394 1.19%
16 AMGEN, INC 2,243 364 1.10%
17 WAL-MART STORES, INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 PANDORA MEDIA INC 24,954 335 1.01%
20 VERIZON COMMUNICATIONS 7,170 331 1.00%
21 SYMANTEC CORPORATION 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORPORATION 8,858 324 0.98%
24 NCI Building Sys 25,776 320 0.97%
25 CA, INC 10,892 311 0.94%
26 HOME DEPOT, INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TRUST 3,000 304 0.92%
29 OMEGA PROTEIN CORP 13,520 300 0.91%
30 Concho Resources Inc 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO COMPANY 5,238 285 0.86%
33 PROSHARES TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP 20,146 282 0.85%
36 UNITED PARCEL SERVICE, INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD I 18,306 277 0.84%
38 QUIDEL CORP 12,959 275 0.83%
39 DOMINION RESOURCES, INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN CRUISES LTD 2,562 259 0.78%
42 TOWER INTERNATIONAL INC 9,063 259 0.78%
43 Amdocs Ltd 4,725 258 0.78%
44 PINNACLE WEST CAP CORP 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC -CL A 2,348 1,827 1.27%
3 Synopsys Inc 34,383 1,568 1.09%
4 FIDELITY NATIONAL INFORMATION SERVICES INC 24,987 1,514 1.05%
5 MCKESSON CORPORATION 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LAND CO 25,019 1,319 0.91%
8 LEVEL 3 COMMUNICATIONS, INC. 23,888 1,299 0.90%
9 LYONELLBASELL INDUSTRIES NV CL A 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 SCIENTIFIC GAMES CORP-A 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYAAY 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HOLDING LTD. 12,115 985 0.68%
16 Zayo Group Holdings Inc 37,000 984 0.68%
17 FIRST REPUBLIC BANK/CA 14,856 981 0.68%
18 Aramark 30,102 971 0.67%
19 VISTEON CORP 8,364 958 0.66%
20 Goodyear Tire & Rubber Co/The 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK, INC. A 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV HOMES INC 60,634 777 0.54%
29 RED LION HOTELS CORP 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN/ FERRY INTERNATIONAL 22,928 761 0.53%
32 TWENTY-FIRST CENTURY FOX INC. 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY INCORPORATED 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 XRT 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE.COM, INC 9,162 718 0.50%
39 CALAMOS GLOBAL DYNAMIC INCOME 100,037 716 0.50%
40 HD SUPPLY HLDGS INC 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC 7,464 696 0.48%
43 SENIOR HOUSING PROP TR 46,803 695 0.48%
44 COMCAST CORPORATION CLASS A 12,206 689 0.48%
45 HARTFORD FIN'L SERVICES GROUP, INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 Antero Resources Corp 30,361 662 0.46%
48 AMERIPRISE FINANCIAL, INC 6,217 662 0.46%
49 Autozone Inc 885 657 0.46%
50 NVIDIA CORP 19,804 653 0.45%
Page 1 of 8