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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF 12,500 2,548 1.62% Put
2 ITC HOLDINGS 45,200 1,774 1.13% Call
3 CONSOLIDATED TOMOKA LAND CO 24,485 1,291 0.82%
4 MCKESSON 6,243 1,231 0.78%
5 LYONDELLBASELL INDUSTRIES N 13,254 1,152 0.73%
6 EXTREME NETWORKS INC 278,729 1,137 0.72%
7 ARGAN INC 34,721 1,125 0.72%
8 SYNOPSYS INC 24,502 1,118 0.71%
9 ALPHABET INC 1,403 1,092 0.70%
10 RYANAIR HLDGS PLC 12,406 1,073 0.68%
11 SHUTTERFLY INC 23,207 1,034 0.66%
12 FIDELITY NATL INFORMATION 16,412 995 0.63%
13 Validus Holdings Ltd 25,075 982 0.63%
14 WESTLAKE CHEM PARTNERS LP 41,757 926 0.59%
15 ACCUSHARES COMMODITIES TR I 99,503 925 0.59%
16 GOODYEAR TIRE & RUBR 26,811 874 0.56%
17 DELAWARE ENHANCED GBL DIV & 93,486 867 0.55%
18 Aspen Insurance Holdings Ltd 17,428 842 0.54%
19 ALLIED WRLD ASSUR COM HLDG A 22,607 841 0.54%
20 LEVEL 3 COMMUNICATIONS 15,401 837 0.53%
21 FIRST REP BK SAN FRANCISCO 12,562 828 0.53%
22 AMERICAN EQTY INVT LIFE HLD 34,123 820 0.52%
23 LAM RESEARCH 10,150 806 0.51%
24 ITC HOLDINGS 20,400 801 0.51% Put
25 ARAMARK 24,800 800 0.51%
26 BORGWARNER INC 18,000 778 0.50% Call
27 WEX INC 8,800 778 0.50% Call
28 DUKE ENERGY CORP NEW 10,893 778 0.50%
29 AV HOMES INC 60,494 775 0.49%
30 RED LION HOTELS CORP 109,141 765 0.49%
31 KORN FERRY INTL 22,840 758 0.48%
32 TWENTY FIRST CENTY FOX 27,523 748 0.48%
33 EASTERLY GOVT PPTYS 43,160 741 0.47%
34 ZAYO GROUP HLDGS 27,776 739 0.47%
35 SPDR S&P R(XRT) 16,894 730 0.47%
36 Validus Holdings Ltd 15,616 723 0.46%
37 BAIDU INC SPON 3,791 717 0.46%
38 EPLUS INC 7,659 714 0.46%
39 JPMORGAN CHASE & CO 10,795 708 0.45%
40 CALAMOS GBL DYN INCOME FUND 100,037 708 0.45%
41 KAR AUCTION SVCS INC 19,069 706 0.45%
42 PATRICK INDS INC 16,024 697 0.44%
43 YELP 23,779 685 0.44%
44 SENIOR HSG PPTYS 46,620 674 0.43%
45 OCLARO INC 192,464 670 0.43%
46 AIR PRODS & CHEMS 5,099 663 0.42%
47 AUTOZONE 875 649 0.41%
48 ANTERO RES 29,408 641 0.41%
49 CONSTELLATION BRANDS 4,434 630 0.40%
50 EXPRESS SCRIPTS HLDG 7,137 624 0.40%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 PANDORA MEDIA 56,600 759 1.57% Call
14 AMPHENOL CORP 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG 9,000 731 1.51% Put
19 WALT DISNEY COMPANY 6,300 662 1.37% Call
20 TEXAS INSTRS 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF 3,000 612 1.26% Call
23 DOVER 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR 6,800 580 1.20% Call
26 Tech Data Corp 8,500 564 1.16% Call
27 EBAY 20,000 550 1.14% Call
28 TOTAL SYS SVCS 11,000 548 1.13% Call
29 Jabil Inc 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP 14,100 406 0.84% Call
33 VERISIGN 4,500 393 0.81% Call
34 TWITTER 16,900 391 0.81% Call
35 TRIMBLE 17,500 375 0.77% Call
36 AMC Networks Inc 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TerraForm Power, Inc. 21,100 265 0.55% Put
41 Sunoco LP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
251 INTUIT 2,212 213 0.12%
252 INVESCO 13,369 448 0.25%
253 ISHARES TR 13,731 1,546 0.87%
254 ITT EDUCATIONAL SERVICES INC 14,884 56 0.03%
255 IVY HIGH INC OPPORTUNITIES F 10,790 134 0.08%
256 Intuit Inc 1,000 225 0.13%
257 Invesco Dynamic Credit Opps 27,805 293 0.17%
258 Ishares Msci Singapore 20,922 215 0.12%
259 JOHNSON & JOHNSON 4,583 471 0.27%
260 JPMORGAN CHASE & CO 9,153 604 0.34%
261 JUMEI INTL HLDG LTD 14,924 135 0.08%
262 JUNIPER NETWORKS 9,390 259 0.15%
263 Jack in the Box Inc 6,196 475 0.27%
264 KAR AUCTION SVCS INC 19,055 706 0.40%
265 KCAP FINL INC 11,235 46 0.03%
266 KEYCORP NEW 29,605 390 0.22%
267 KINDER MORGAN INC DEL 23,537 351 0.20%
268 KINDRED HEALTHCARE INC 15,801 188 0.11%
269 KORN FERRY INTL 22,928 761 0.43%
270 KRE US 11,203 470 0.27%
271 KROGER 4,941 207 0.12%
272 Kirby Corp 4,427 233 0.13%
273 L BRANDS 2,577 247 0.14%
274 LAM RESEARCH 12,616 1,002 0.57%
275 LATTICE SEMICONDUCTOR CORP 49,856 323 0.18%
276 LAZARD GLB TTL RET&INCM FD I 39,580 518 0.29%
277 LAZARD WORLD DIVID & INCOME 13,800 126 0.07%
278 LEAR 3,396 417 0.24%
279 LEVEL 3 COMMUNICATIONS 23,888 1,299 0.73%
280 LIBERTY GLOBAL PLC 11,529 488 0.28%
281 LIMELIGHT NETWORKS INC 20,636 30 0.02%
282 LMP CAP & INCOME FD INC 30,788 381 0.21%
283 LOWES COS INC 3,580 272 0.15%
284 LUMENTUM HLDGS INC 9,414 207 0.12%
285 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.68%
286 Legg Mason BW Global Income 24,272 281 0.16%
287 MACQUARIE GLBL INFRA TOTL RE 19,673 375 0.21%
288 MACYS INC 6,653 233 0.13%
289 MADISON SQUARE GARDEN CO NEW 1,748 283 0.16%
290 MAGNA INTL INC 12,242 497 0.28%
291 MARIN SOFTWARE INC 30,900 111 0.06%
292 MARINEMAX INC 11,330 209 0.12%
293 MARINUS PHARMACEUTICALS INC 11,261 86 0.05%
294 MASTEC INC 35,175 611 0.34%
295 MAXLINEAR INC 16,155 238 0.13%
296 MCKESSON 7,102 1,401 0.79%
297 MEMORIAL RESOURCE DEV CORP 10,621 172 0.10%
298 METHODE ELECTRS INC 10,781 343 0.19%
299 MGIC Investment Corp 16,475 145 0.08%
300 MGP INGREDIENTS INC NEW 15,426 400 0.23%
Page 6 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF 6,882 1,403 4.25%
3 EBAY 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON NATL CORP 39,512 574 1.74%
6 iShares Core S&P Small-Cap ETF 4,400 484 1.47%
7 TRIMBLE 22,189 476 1.44%
8 KRE US 11,203 470 1.42%
9 WALT DISNEY COMPANY 4,417 464 1.40%
10 EXXON MOBIL 5,942 463 1.40%
11 S&P GLOBAL, INC. 4,571 451 1.37%
12 ARISTA NETWORKS 5,540 431 1.30%
13 LEAR 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFINING LP 18,509 350 1.06%
19 PANDORA MEDIA 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BUILDING SYS INC 25,776 320 0.97%
25 CA 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT 5,573 309 0.94%
28 SPDR Gold Trust 3,000 304 0.92%
29 OMEGA PROTEIN CORP 13,520 300 0.91%
30 CONCHO RES 3,086 287 0.87%
31 Pitney Bowes Inc 13,829 286 0.87%
32 WELLS FARGO CO NEW 5,238 285 0.86%
33 PROSHARES TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD I 18,306 277 0.84%
38 QUIDEL CORP 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN CRUISES LTD 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 Amdocs Ltd 4,725 258 0.78%
44 PINNACLE WEST CAP 3,958 255 0.77%
45 Brookdale Senior Living Inc 13,715 253 0.77%
46 DIAMONDBACK ENERGY 3,724 249 0.75%
47 AMAZON.COM 365 247 0.75%
48 Nu Skin Enterprises Inc 6,498 246 0.74%
49 EQUINIX INC COM 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION 24,987 1,514 1.05%
5 MCKESSON 7,102 1,401 0.97%
6 YELP 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LAND CO 25,019 1,319 0.91%
8 LEVEL 3 COMMUNICATIONS 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 SCIENTIFIC GAMES CORP 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG 12,115 985 0.68%
16 ZAYO GROUP HLDGS 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 Visteon Corp 8,364 958 0.66%
20 GOODYEAR TIRE & RUBR 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC 8,535 893 0.62%
23 BAIDU INC SPON 4,539 858 0.59%
24 Ciena Corp 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD 34,721 834 0.58%
27 IAC/InterActiveCorp 13,437 807 0.56%
28 AV HOMES INC 60,634 777 0.54%
29 RED LION HOTELS CORP 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN FERRY INTL 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS 43,160 741 0.51%
36 SPDR S&P R(XRT) 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM INC 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND 100,037 716 0.50%
40 HD SUPPLY HLDGS INC 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC 7,464 696 0.48%
43 SENIOR HSG PPTYS 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP 15,591 678 0.47%
46 AIR PRODS & CHEMS 5,092 663 0.46%
47 ANTERO RES 30,361 662 0.46%
48 AMERIPRISE FINL 6,217 662 0.46%
49 AUTOZONE 885 657 0.46%
50 NVIDIA CORP 19,804 653 0.45%
Page 1 of 8