| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
489,311 |
6,058,000 |
12.75% |
|
|
| 2 |
Advisors Asset Management, Inc. |
370,993 |
4,593,000 |
9.67% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
327,689 |
4,057,000 |
8.54% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
250,171 |
3,098,000 |
6.52% |
|
|
| 5 |
MORGAN STANLEY |
225,044 |
2,786,000 |
5.86% |
|
|
| 6 |
MARINER INVESTMENT GROUP LLC |
207,646 |
2,571,000 |
5.41% |
|
|
| 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
194,526 |
2,409,000 |
5.07% |
|
|
| 8 |
Invesco Ltd. |
173,219 |
2,144,000 |
4.51% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
151,392 |
1,874,000 |
3.94% |
|
|
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
148,115 |
1,834,000 |
3.86% |
|
|
| 11 |
Curi Capital, LLC |
138,416 |
1,714,000 |
3.61% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
133,329 |
1,651,000 |
3.47% |
|
|
| 13 |
LPL Financial LLC |
124,261 |
1,538,000 |
3.24% |
|
|
| 14 |
Yorktown Management & Research Co Inc |
120,000 |
1,486,000 |
3.13% |
|
|
| 15 |
Saba Capital Management, L.P. |
108,600 |
1,344,000 |
2.83% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
97,134 |
1,203,000 |
2.53% |
|
|
| 17 |
Shaker Financial Services, LLC |
92,132 |
1,141,000 |
2.40% |
|
|
| 18 |
Capital Investment Advisors, LLC |
78,941 |
977,000 |
2.06% |
|
|
| 19 |
AQR ARBITRAGE LLC |
62,494 |
774,000 |
1.63% |
|
|
| 20 |
SG Americas Securities, LLC |
40,662 |
503,000 |
1.06% |
|
|
| 21 |
SII INVESTMENTS INC/WI |
40,185 |
497,000 |
1.05% |
|
|
| 22 |
Squarepoint Ops LLC |
36,700 |
454,000 |
0.96% |
|
|
| 23 |
Private Advisor Group, LLC |
36,063 |
446,000 |
0.94% |
|
|
| 24 |
CITIGROUP INC |
28,245 |
350,000 |
0.74% |
|
|
| 25 |
Weiss Asset Management LP |
25,715 |
318,000 |
0.67% |
|
|
| 26 |
COBIZ WEALTH, LLC |
25,000 |
310,000 |
0.65% |
|
|
| 27 |
UBS Group AG |
22,277 |
276,000 |
0.58% |
|
|
| 28 |
BB&T SECURITIES, LLC |
17,397 |
215,000 |
0.45% |
|
|
| 29 |
GEODE CAPITAL MANAGEMENT, LLC |
13,881 |
171,000 |
0.36% |
|
PRN |
| 30 |
Bank of New York Mellon Corp |
11,093 |
138,000 |
0.29% |
|
|
| 31 |
BOOTHBAY FUND MANAGEMENT, LLC |
10,790 |
134,000 |
0.28% |
|
|
| 32 |
HOLLENCREST CAPITAL MANAGEMENT |
10,585 |
131,000 |
0.28% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,175 |
102,000 |
0.21% |
|
|
| 34 |
ROYAL BANK OF CANADA |
5,300 |
65,000 |
0.14% |
|
|
| 35 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
3,300 |
41,000 |
0.09% |
|
|
| 36 |
ENVESTNET ASSET MANAGEMENT INC |
3,254 |
40,000 |
0.08% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
2,125 |
26,000 |
0.05% |
|
|
| 38 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,139 |
14,000 |
0.03% |
|
|
| 39 |
WFG Advisors, LP |
1,000 |
12,000 |
0.03% |
|
|
| 40 |
AUSDAL FINANCIAL PARTNERS, INC. |
800 |
10,000 |
0.02% |
|
|
| 41 |
IFP ADVISORS, INC |
493 |
6,000 |
0.01% |
|
|
| 42 |
MSI Financial Services Inc |
315 |
4,000 |
0.01% |
|
|
| 43 |
PENSERRA CAPITAL MANAGEMENT LLC |
194 |
2,000 |
0.00% |
|
|
