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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 24 Institutional holders with a total value of $21,967,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 355,714 3,241,000 14.75%
2 WELLS FARGO & COMPANY/MN 328,061 2,989,000 13.61%
3 Shaker Financial Services, LLC 253,838 2,312,000 10.52%
4 UBS Group AG 234,716 2,138,000 9.73%
5 DESCHUTES PORTFOLIO STRATEGY, LLC 205,937 1,876,000 8.54%
6 MORGAN STANLEY 194,978 1,776,000 8.08%
7 Cetera Advisor Networks LLC 156,240 1,417,000 6.45%
8 CORNERSTONE ADVISORS INC 132,017 1,203,000 5.48%
9 WOLVERINE ASSET MANAGEMENT LLC 121,970 1,111,000 5.06%
10 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 116,313 1,060,000 4.83%
11 Advisors Asset Management, Inc. 115,435 1,052,000 4.79%
12 ROYAL BANK OF CANADA 42,663 388,000 1.77%
13 BANK OF AMERICA CORP /DE/ 30,451 277,000 1.26%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 29,816 272,000 1.24%
15 PNC FINANCIAL SERVICES GROUP, INC. 28,016 256,000 1.17%
16 DOLIVER ADVISORS, LP 18,544 169,000 0.77%
17 SG Americas Securities, LLC 17,022 155,000 0.71%
18 Round Table Services, LLC 14,280 130,000 0.59%
19 BOOTHBAY FUND MANAGEMENT, LLC 13,800 126,000 0.57%
20 AMERICAN INTERNATIONAL GROUP, INC. 1,000 9,000 0.04%
21 CITIGROUP INC 501 5,000 0.02%
22 Tower Research Capital LLC (TRC) 466 4,000 0.02%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
24 MSI Financial Services Inc 23 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.