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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 JENSYN ACQUISITION CORP 326,262 28 0.01%
2 OncoGenex Pharmaceuticals Inc 60,638 31 0.01%
3 CIVEO CORP CDA 26,880 31 0.01%
4 RADIO ONE INC CL D NON VTG 10,146 31 0.01%
5 VAALCO ENERGY INC 34,300 32 0.01%
6 NORTH ATLANTIC DRILLING LTD COM 12,104 37 0.01%
7 RUBY TUESDAY INC COM 15,498 39 0.01%
8 SYNACOR INC COM 15,408 45 0.01%
9 DENBURY RESOURCES INC 14,171 46 0.01%
10 JENSYN ACQUISITION CORP 234,873 46 0.01%
11 VIVUS INC 41,740 48 0.01%
12 AURINIA PHARMACEUTICALS INC 16,345 49 0.02%
13 MOBILEIRON INC COM NEW 18,040 50 0.02%
14 AMERESCO INC 10,107 53 0.02%
15 RIGEL PHARMACEUTICAL INC 15,163 56 0.02%
16 COMPANHIA ENERGETICA DE MINA 21,764 56 0.02%
17 ALPHA PRO TECH LTD 15,689 56 0.02%
18 KANDI TECHNOLOGIES GROUP INC 10,401 57 0.02%
19 SPECTRUM PHARMACEUTICALS INC COM 12,347 58 0.02%
20 YINGLI GREEN ENERGY HLDG CO 15,480 60 0.02%
21 PERSHING GOLD CORP 13,153 60 0.02%
22 HARMONY GOLD MINING CO LTD 18,102 63 0.02%
23 ALLOT COMMUNICATIONS LTD 12,130 64 0.02%
24 SANOFI SPOND FUNSPONSORED ADR 10,000 64 0.02%
25 ASTROTECH CORP 41,268 68 0.02%
26 GOLD FIELDS LTD NEW 14,115 68 0.02%
27 ENERPLUS CORP 10,658 68 0.02%
28 PIER 1 IMPORTS INC 15,923 68 0.02%
29 CLOUD PEAK ENERGY INC COM 12,724 69 0.02%
30 Nomura Holdings Inc 15,432 69 0.02%
31 ATTUNITY LTD 10,411 69 0.02%
32 FIVE STAR SENIOR LIVING INC 36,318 69 0.02%
33 Mizuho Financial Group 20,901 70 0.02%
34 GENWORTH FINL INC 14,044 70 0.02%
35 Sunesis Pharmaceuticals, Inc. 15,999 70 0.02%
36 NOKIA CORP 12,587 73 0.02%
37 SPRINT CORP 11,250 75 0.02%
38 BRIDGEPOINT ED INC COM 10,850 75 0.02%
39 MCEWEN MINING INC COM 20,781 76 0.02%
40 MCDERMOTT INTL INC 15,321 77 0.02%
41 XCERRA CORP 13,238 80 0.02%
42 ASPEN AEROGELS INC COM 13,437 80 0.02%
43 MEDGENICS INC 15,170 84 0.03%
44 CPI CARD GROUP INC 14,414 87 0.03%
45 NOBLE CORP PLC 13,917 88 0.03%
46 SITO MOBILE LTD 20,028 88 0.03%
47 TREMOR VIDEO INC 53,851 90 0.03%
48 SRC ENERGY INC 13,200 91 0.03%
49 MEDLEY CAP CORPORATION 12,044 92 0.03%
50 ECOPETROL S A 10,719 94 0.03%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 VANTIV INC 11,100 625 0.45% Call
52 ISHARES TR 5,000 621 0.45% Call
53 POWERSHARES QQQ TRUST 5,000 594 0.43% Call
54 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
55 EXPEDIA INC DEL 5,000 584 0.42% Call
56 NETAPP INC 15,700 562 0.40% Call
57 CISCO SYS INC 17,700 561 0.40% Call
58 S&P GLOBAL INC 4,400 557 0.40% Put
59 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
60 NETFLIX INC 5,600 552 0.40% Put
61 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
62 TIME WARNER INC 6,800 541 0.39% Call
63 COCA COLA CO 12,600 533 0.38% Call
64 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
65 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
66 VERISK ANALYTICS INC 6,400 520 0.37% Call
67 DISNEY WALT CO 5,500 511 0.37% Call
68 POWERSHARES QQQ TRUST 4,300 510 0.37% Call
69 GILEAD SCIENCES INC 6,400 506 0.36% Put
70 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
71 ISHARES TR 3,900 484 0.35% Call
72 ISHARES TR 3,700 460 0.33% Call
73 SPDR S&P 500 ETF TR 2,100 454 0.33% Call
74 DIREXION SHS ETF TR 16,900 454 0.33% Put
75 ISHARES TR 3,600 447 0.32% Call
76 SPDR SERIES TRUST 16,500 438 0.31% Put
77 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
78 FORTINET INC 11,400 421 0.30% Call
79 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
80 SELECT SECTOR SPDR TR 5,800 410 0.29% Call
81 ORACLE CORP 10,400 409 0.29% Call
82 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
83 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
84 KILROY RLTY CORP COM 5,900 399 0.29% Call
85 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
86 APACHE CORP 6,000 383 0.27% Put
87 TOTAL SYS SVCS INC 8,100 382 0.27% Call
88 PINNACLE WEST 5,000 380 0.27% Call
89 ANADARKO PETE CORP 6,000 380 0.27% Call
90 FIREEYE INC 25,100 370 0.27% Call
91 TESLA INC 1,800 367 0.26% Put
92 SPDR SERIES TRUST 10,700 363 0.26% Put
93 TWITTER INC 15,700 362 0.26% Put
94 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
95 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
96 SPDR S&P 500 ETF TR 1,600 346 0.25% Call
97 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
98 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
99 CHEVRON CORP NEW 3,000 309 0.22% Put
100 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
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