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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
451 LIBERTY ALL STAR EQUITY FD 5,032 30 0.01%
452 VALMONT INDS INC 200 30 0.01%
453 VANGUARD NAT RES LLC COM UNIT 1,000 30 0.01%
454 FIRST TR SML CP CORE ALPHA F 600 29 0.01%
455 RANDGOLD RES LTD 380 29 0.01%
456 POWERSHARES ETF TRUST 760 28 0.01%
457 FIRST SOLAR INC 400 28 0.01%
458 ISHARES U.S. UTILITIES ETF 266 28 0.01%
459 SEAGATE TECHNOLOGY PLC 500 28 0.01%
460 DST SYS INC DEL 300 28 0.01%
461 RAYTHEON CO 285 28 0.01%
462 RACKSPACE HOSTING INC 868 28 0.01%
463 ISHARES TR 300 28 0.01%
464 CANADIAN NATL RY CO 480 27 0.01%
465 El Paso Partners Pipeline 895 27 0.01%
466 EDWARDS LIFESCIENCES CORP 370 27 0.01%
467 ISHARES TR 600 27 0.01%
468 NOKIA CORP 3,600 26 0.01%
469 BUSINESS DEV CORP OF AMER COM 2,300 26 0.01%
470 RSX - Market Vectors Russia ETF 1,078 26 0.01%
471 VANGUARD INTL EQUITY INDEX F 521 26 0.01%
472 DIAGEO P L C 207 26 0.01%
473 WindStream Corp (win) 3,200 26 0.01%
474 VANGUARD INTL EQUITY INDEX F 441 26 0.01%
475 VERA BRADLEY INC 920 25 0.01%
476 POWERSHARES ETF TR II 810 25 0.01%
477 METLIFE INC 480 25 0.01%
478 NORDSTROM INC 400 25 0.01%
479 FIRST TR SR FLG RTE INCM FD 1,700 25 0.01%
480 MYRIAD GENETICS INC 728 25 0.01%
481 ISHARES INC 520 25 0.01%
482 Alliance Data Systems 91 25 0.01%
483 Allergan Inc 199 25 0.01%
484 SPDR SERIES TRUST 400 24 0.01%
485 SOUTHERN COPPER CORP 837 24 0.01%
486 PENNEY J C 2,767 24 0.01%
487 TRINITY INDS INC 338 24 0.01%
488 NATIONAL GRID PLC 351 24 0.01%
489 RAYMOND JAMES FINANC 435 24 0.01%
490 IPG PHOTONICS CORP 341 24 0.01%
491 VALEANT PHARMACEUTICALS INTL 178 23 0.01%
492 WISDOMTREE TR 1,207 23 0.01%
493 HSBC USA INC NEW PFD D DEP 1/4 925 23 0.01%
494 AKAMAI TECHNOLOGIES INC 400 23 0.01%
495 GABELLI UTIL TR 3,400 23 0.01%
496 AK STL HLDG CORP 3,245 23 0.01%
497 PIMCO CORPORATE INCOME OPP 1,250 23 0.01%
498 WISDOMTREE TR 476 23 0.01%
499 NORTHEASTUTILITI 500 23 0.01%
500 MORGAN STANLEY CAP TR VI CAP S 900 23 0.01%
Page 10 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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