Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
751 STONEX GROUP INC COM 295 6 0.00%
752 NUSTAR GP HOLDINGS LLC 186 6 0.00%
753 SILVER WHEATON CORP 278 6 0.00%
754 GANNETT CO. 221 6 0.00%
755 POWERSHARES ETF TRUST 275 6 0.00%
756 VIRGINIA MINES INC COM 500 6 0.00%
757 GRNHNTR ENRGY 6,365 6 0.00%
758 OLIN CORP 200 6 0.00%
759 Welltower Inc. 95 6 0.00%
760 ROBERT HALF INTL INC 134 6 0.00%
761 AMERICAN LD LEASE INC PFDSER A 250 6 0.00%
762 PG&E CORP 150 6 0.00%
763 PEGASYSTEMS INC 360 6 0.00%
764 ADVENT CLAYMORE CV SECS & INCORPORATED 300 6 0.00%
765 PENGROWTH ENERGY CORP 1,000 6 0.00%
766 CIRRUS LOGIC INC 308 6 0.00%
767 ULTRA PETROLEUM CORP 215 6 0.00%
768 AVANIR PHARMACEUTICALS INC CL 1,400 5 0.00%
769 ISHARES GOLD TRUST 409 5 0.00%
770 ISHARES TR 150 5 0.00%
771 JOHN BEAN TECHNOLOGIES CORP COM 172 5 0.00%
772 HANCOCK JOHN FINL OPPTYS FD 212 5 0.00%
773 HANCOCK JOHN PFD INCOME FD 250 5 0.00%
774 GOLDEN OCEAN GROUP LTD 400 5 0.00%
775 GUGGENHEIM STRATEGIC OPPORTU 250 5 0.00%
776 LIFEPOINT HEALTH INC 100 5 0.00%
777 GENERAL MTRS CO 294 5 0.00%
778 Market Vctrs Rare Erth 143 5 0.00%
779 GALECTIN THERAPEUTICS INC COM 300 5 0.00%
780 Merrill Lynch Cap Trst V Ser F 200 5 0.00%
781 Foundation Medicine 150 5 0.00%
782 NORTHERN OIL & GAS INC NEV 333 5 0.00%
783 DOMINION ENERGY INC 77 5 0.00%
784 DBX ETF TR 255 5 0.00%
785 CONTINENTAL RESOURE 40 5 0.00%
786 COMMONWEALTH REIT 200 5 0.00%
787 POWERSHARES ETF TRUST 80 5 0.00%
788 CHINA OVERSEAS LD & INVT LTDSH 1,750 5 0.00%
789 CENTERPOINT ENERGY INC 210 5 0.00%
790 SANOFI 103 5 0.00%
791 SINCLAIR BROADCAST GROUP INC 200 5 0.00%
792 SPDR SER TR 99 5 0.00%
793 STRAYER EDUCATION INC 115 5 0.00%
794 Tennessee Valley Authority 200 5 0.00%
795 THORATEC LABS CORP 140 5 0.00%
796 TRIPADVISOR INC 50 5 0.00%
797 AGL Resources 100 5 0.00%
798 ELDORADO GOLD CORP NEW 700 4 0.00%
799 PROSHARES TR 35 4 0.00%
800 Safeway Inc - Safeway PDC LLC CVR 113 4 0.00%
Page 16 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
Page 1 of 19