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HANCOCK JOHN FINL OPPTYS FD
HANCOCK JOHN FINL OPPTYS FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 52 Institutional holders with a total value of $70,781,343.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 880,989 21,205,000 29.96%
2 PATTEN & PATTEN INC/TN 378,500 9,110,000 12.87%
3 NORTH STAR ASSET MANAGEMENT INC 300,974 7,244,000 10.23%
4 BANK OF AMERICA CORP /DE/ 206,569 4,972,000 7.02%
5 WELLS FARGO & COMPANY/MN 119,413 2,874,000 4.06%
6 ROYAL BANK OF CANADA 105,300 2,535,000 3.58%
7 BB&T SECURITIES, LLC 10,425 2,509,000 3.54%
8 FCA CORP /TX 95,497 2,299,000 3.25%
9 ORLEANS CAPITAL MANAGEMENT CORP/LA 85,336 2,054,000 2.90%
10 GOLDMAN SACHS GROUP INC 69,779 1,680,000 2.37%
11 Aurora Investment Counsel 61,681 1,485,000 2.10%
12 HSBC HOLDINGS PLC 57,110 1,375,000 1.94%
13 WOLVERINE ASSET MANAGEMENT LLC 51,071 1,229,000 1.74%
14 Point View Wealth Management, Inc. 39,826 959,000 1.35%
15 STIFEL FINANCIAL CORP 36,278 873,000 1.23%
16 UBS AG 36,005 867,000 1.22%
17 BNP PARIBAS FINANCIAL MARKETS 34,904 790,925 1.12%
18 Marathon Trading Investment Management LLC 30,000 722,000 1.02%
19 Shaker Financial Services, LLC 29,897 720,000 1.02%
20 Raymond James Financial Services Advisors, Inc. 29,125 701,000 0.99%
21 RAYMOND JAMES & ASSOCIATES 23,682 570,000 0.81%
22 DOLIVER ADVISORS, LP 23,185 558,000 0.79%
23 LPL Financial LLC 19,991 481,000 0.68%
24 CORNERSTONE ADVISORS INC 19,207 462,000 0.65%
25 Smith Salley Wealth Management 14,807 356,000 0.50%
26 Commonwealth Equity Services, Inc 14,072 339,000 0.48%
27 Concert Wealth Management Inc. 11,674 278,000 0.39%
28 VSR Financial Services, Inc. 10,753 259,000 0.37%
29 CSS LLC/IL 8,500 205,000 0.29%
30 Invesco Ltd. 6,988 168,000 0.24%
31 SeaBridge Investment Advisors LLC 6,280 151,000 0.21%
32 D.A. DAVIDSON & CO. 6,000 144,000 0.20%
33 People's United Financial, Inc. 5,671 136,000 0.19%
34 Winslow, Evans & Crocker, Inc. 5,401 130,002 0.18%
35 First Horizon Advisors, Inc. 3,200 77,000 0.11%
36 Creative Planning 2,795 67,000 0.09%
37 US BANCORP \DE\ 1,254 31,000 0.04%
38 Hudock, Inc. 1,118 27,000 0.04%
39 Manchester Capital Management LLC 1,100 26,000 0.04%
40 BlackRock Investment Management, LLC 778 19,000 0.03%
41 FIRST MANHATTAN CO. LLC. 750 18,000 0.03%
42 CENTRAL TRUST Co 500 12,000 0.02%
43 Carroll Financial Associates, Inc. 455 11,000 0.02%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 475 11,000 0.02%
45 Bartlett & Co. LLC 425 10,000 0.01%
46 FIFTH THIRD BANCORP 382 9,000 0.01%
47 First City Capital Management, Inc. 225 5,416 0.01%
48 WHITTIER TRUST CO OF NEVADA INC 213 5,000 0.01%
49 Regal Investment Advisors LLC 212 5,000 0.01%
50 CITIGROUP INC 149 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.