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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
101 ICAHN ENTERPRISES LP 5,921 608 0.26%
102 SPDR GOLD TR 4,875 603 0.25%
103 ISHARES TR 12,514 601 0.25%
104 CINCINNATI FINL CORP 12,200 594 0.25%
105 STEEL DYNAMICS INC 33,394 594 0.25%
106 VANGUARD INDEX FDS 6,062 591 0.25%
107 ISHARES TR 4,289 590 0.25%
108 FIRST TR MORNINGSTAR DIV LEA 26,121 588 0.25%
109 Kinder Morgan Inc. 7,536 557 0.23%
110 CATERPILLAR INC 5,581 555 0.23%
111 SPDR S&P MIDCAP 400 ETF TR 2,202 552 0.23%
112 REALTY INCOME CORP 13,413 548 0.23%
113 ISHARES TR 5,652 545 0.23%
114 ISHARES TR 8,676 530 0.22%
115 ISHARES TR 4,366 527 0.22%
116 EMERSON ELEC CO 7,800 521 0.22%
117 BANK AMERICA CORP 30,066 517 0.22%
118 FIRST TR EXCHANGE TRADED FD 19,652 494 0.21%
119 AFLAC Inc 7,561 477 0.20%
120 FIRST TR EXCHANGE-TRADED FD 6,170 473 0.20%
121 POWERSHARES GLOBAL ETF FD 22,386 472 0.20%
122 Auto Data Processing 6,100 471 0.20%
123 ISHARES TR 4,643 464 0.19%
124 PEPSICO INC 5,556 464 0.19%
125 VANGUARD SCOTTSDALE FDS 5,790 463 0.19%
126 PROSHARES TR II 7,309 453 0.19%
127 SPDR SER TR 6,110 450 0.19%
128 ISHARES TR 4,384 443 0.19%
129 LA Z BOY INC COM 16,090 436 0.18%
130 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 3,996 436 0.18%
131 FIRST TR EXCH TRD ALPHDX FD 8,206 429 0.18%
132 HCP INC 10,858 421 0.18%
133 POWERSHARES ETF TRUST II 16,932 420 0.18%
134 DANAHER CORP DEL 5,453 409 0.17%
135 SOUTHERN CO 9,160 402 0.17%
136 MAIN STREET CAPITAL CORP 12,199 401 0.17%
137 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 17,960 392 0.16%
138 POWERSHARES ETF TRUST 31,706 385 0.16%
139 WISDOMTREE TR 7,830 384 0.16%
140 FIRST TR LRGE CP CORE ALPHA 9,095 383 0.16%
141 HEALTHCARE TRUST AMERICA INC CL A NEW 32,871 374 0.16%
142 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 10,113 373 0.16%
143 3M CO 2,710 368 0.15%
144 HELMERICH & PAYNE INC 3,402 366 0.15%
145 VANGUARD SCOTTSDALE FDS 4,307 366 0.15%
146 ISHARES TR 4,160 362 0.15%
147 HINES GLOBAL REIT INC COM 34,051 354 0.15%
148 ISHARES TR 8,531 350 0.15%
149 Proshares Short S&P 500 14,056 347 0.15%
150 QUALCOMM INC 4,400 347 0.15%
Page 3 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC. 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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